Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Boccomi Investments LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625833 Filed Document 0001625833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BC EUROPE IV PRIVATE INVESTORS, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $66,814,861 Associated Brokers / Dealers N/A CIK Number 0001609826 Filed Document 0001624774-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buckley Lloyd Partners Fund, LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middleton Denver Investors LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers None CIK Number 0001625777 Filed Document 0001625777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRICKSTREAM Corp See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $27,064,752 Associated Brokers / Dealers N/A CIK Number 0001217312 Filed Document 0001217312-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRE OPPORTUNITY FUND II, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624961 Filed Document 0001624961-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BOTTOMS UP INC See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625267 Filed Document 0001625267-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mozaic Medical Inc See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624755 Filed Document 0001624755-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Anderson Elite Medical, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $8,190,000 Associated Brokers / Dealers N/A CIK Number 0001626012 Filed Document 0001626012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF Coinvestment, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534676 Filed Document 0001181431-14-037019 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyrrho Global Event Driven Fund, LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001552060 Filed Document 0001315863-14-000674 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KXTER INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619719 Filed Document 0001619719-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Calnetix Technologies, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,341,543 Associated Brokers / Dealers N/A CIK Number 0001580304 Filed Document 0001393725-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Speekeasy, Inc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $3,519,150 Associated Brokers / Dealers N/A CIK Number 0001560539 Filed Document 0001560539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HBK Merger Strategies Offshore Fund Ltd. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625779 Filed Document 0001625779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HBK Merger Strategies Fund L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625778 Filed Document 0001625778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2014-B LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001625293 Filed Document 0000897069-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-14-006757 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTING SCIENCE GROUP CORP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PENTUCKET CAPITAL OPPORTUNITIES FUND LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439825 Filed Document 0001439825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Land South Tall Tower Capital Partners, LLC See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592383 Filed Document 0001592383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
REF PARTNERS LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335416 Filed Document 0000945621-14-000286 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMARTPROCURE, INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626045 Filed Document 0001626045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apollo Offshore Structured Credit Recovery Fund III Ltd. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001593826 Filed Document 0000950142-14-002299 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK RACQUET SPORTS LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625998 Filed Document 0001625998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Upfront V, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001626053 Filed Document 0001626053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweetgreen, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
UIP LP-CC Invest, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001624905 Filed Document 0001624905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NUVIZ Inc See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001625531 Filed Document 0001625531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ConnectedHealth, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501410 Filed Document 0001501410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cognitive Media Networks, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $14,676,919 Associated Brokers / Dealers N/A CIK Number 0001558774 Filed Document 0001558774-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Norwegian Cruise Line Holdings Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $670,000,000 Associated Brokers / Dealers N/A CIK Number 0001513761 Filed Document 0001488138-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JAT Select Fund, Ltd. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554986 Filed Document 0000950142-14-002293 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Energy, Power, & Infrastructure Capital Fund Offshore LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624434 Filed Document 0001624434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TALL TREE NOTE FUND I, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625622 Filed Document 0001625622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Encore Gaming, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,999,000 Associated Brokers / Dealers N/A CIK Number 0001600237 Filed Document 0000911959-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
HA Investor, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,636,010 Associated Brokers / Dealers N/A CIK Number 0001589618 Filed Document 0001589618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers EDI Financial Inc and Growth Capital Services, Inc. CIK Number 0001429599 Filed Document 0001567667-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Square Mile Tactical Partners LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624756 Filed Document 0001624756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-P-T Research, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $8,072,418 Associated Brokers / Dealers N/A CIK Number 0001622017 Filed Document 0001622017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Seabed Capital, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001625727 Filed Document 0001625727-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pin Oak Premier Select Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535178 Filed Document 0001535178-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Countdown Ventures, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625864 Filed Document 0001625864-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SACRAMENTO ESL SERVICES, L.L.C. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $32,380 Associated Brokers / Dealers N/A CIK Number 0001367384 Filed Document 0001367384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EIGER BIOPHARMACEUTICALS INC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $7,257,161 Associated Brokers / Dealers N/A CIK Number 0001454815 Filed Document 0001296743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf International Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625872 Filed Document 0001625872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BST NanoElectronics LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625798 Filed Document 0001625798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Base Venture Investing, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625707 Filed Document 0001625707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BlueCava, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,497,927 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other