Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Star America Infrastructure Fund Affiliates, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565163 Filed Document 0000908662-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoftBank PrinceVille Investments Annex Fund, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625976 Filed Document 0001625976-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM BVP CO-INV, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626299 Filed Document 0001626299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK BATS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625993 Filed Document 0001625979-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alden DFM SPV Ltd See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625868 Filed Document 0000902664-14-004442 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Texas 12, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,000,130 Associated Brokers / Dealers N/A CIK Number 0001625865 Filed Document 0001625865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Airsign, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001614233 Filed Document 0001614233-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MJAR Holdings, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001623620 Filed Document 0000897069-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OFS ENERGY FUND II (PARALLEL), L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,097,078 Associated Brokers / Dealers N/A CIK Number 0001555338 Filed Document 0001140361-14-043001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
BIO KEY INTERNATIONAL INC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001019034 Filed Document 0001437749-14-021108 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and MA Alternative Investments Ltd., OMC Chambers CIK Number 0001565436 Filed Document 0001565436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
XTREMEDATA, INC. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001393794 Filed Document 0001015325-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII (Parallel-1), L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Eric S. Bazil CIK Number 0001578130 Filed Document 0001578130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calendre Co See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Infocyte, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Night Sky Products Lab, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001562730 Filed Document 0001562730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Maverick Offshore Fund L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001469274 Filed Document 0001469274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHSTONE PARTNERS II LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001447552 Filed Document 0000899140-14-000712 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001483396 Filed Document 0001483396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEAL CREEK LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625876 Filed Document 0001625876-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
GMO Special Opportunities SPC Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624965 Filed Document 0001624965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS CAPITAL MANAGEMENT, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001607986 Filed Document 0001607986-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INSOURCE CAPITAL HOLDINGS,INC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001624461 Filed Document 0001624461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Just Push Pay Holdings, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers David Gilroy CIK Number 0001625784 Filed Document 0001625784-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEM BVP CO-INV-A, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626297 Filed Document 0001626299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alden DFM SPV LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625871 Filed Document 0000902664-14-004441 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPI Norwood Partners, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625911 Filed Document 0001625911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Southcross Holdings LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001616242 Filed Document 0001140361-14-042951 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Quintium Private Opportunities Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529643 Filed Document 0001529643-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DNB Opportunities, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625891 Filed Document 0001625891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Texas 12 Multifamily Holdings, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $29,660,800 Associated Brokers / Dealers Yoram Mehr, Yacha Sutton, Sholmo Ness, David Turner, BIN, LLC c/o The Company Corporation, and RYR Equities CIK Number 0001625599 Filed Document 0001625865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Supreme Pharmaceuticals Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $149,117 Associated Brokers / Dealers N/A CIK Number 0001622240 Filed Document 0001622240-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RIN Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $65,300,000 Associated Brokers / Dealers DeAWM Distributors, Inc. and Deutsche Bank Securities Inc. CIK Number 0001626002 Filed Document 0001626002-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RSCM Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625574 Filed Document 0000935836-14-000627 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS Energy Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,690,000 Associated Brokers / Dealers N/A CIK Number 0001535304 Filed Document 0001140361-14-042999 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AACP IV Ex-Japan Investors, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625752 Filed Document 0001625752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
7600 Calla Communities, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001625004 Filed Document 0001625004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ascher LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625981 Filed Document 0001625979-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brighton Biotech, Inc. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001625381 Filed Document 0000950103-14-008119 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FVP OVERSEAS LTD See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0001019056-14-001434 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Predictive Index Holdings, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001625446 Filed Document 0001625446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PAXmed Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $845,000 Associated Brokers / Dealers ________________ CIK Number 0001624326 Filed Document 0001094891-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VENTAS INC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $10,175,000 Associated Brokers / Dealers N/A CIK Number 0000740260 Filed Document 0001140361-14-042669 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $7,172,748 Associated Brokers / Dealers Jim Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SWEETS & TREATS INC. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624982 Filed Document 0001469709-14-000494 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity