Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oshi Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534276 Filed Document 0001534276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMADA WATER ASSETS INC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001606624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CWS SGARR EXCHANGE, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001625369 Filed Document 0001625369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cannonball Secrets, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626697 Filed Document 0001209191-14-071867 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Enthalpic Capital LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mark E Urban CIK Number 0001605800 Filed Document 0001605800-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CCC Forest at Biltmore Park LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,150,000 Associated Brokers / Dealers N/A CIK Number 0001626104 Filed Document 0001626104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Benesol Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001537914 Filed Document 0001537914-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Feeholder, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001613627 Filed Document 0001613627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Property, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001626165 Filed Document 0001626165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PES Fund XI, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001626137 Filed Document 0001626137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BD Partners VII, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592339 Filed Document 0001592339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Olympia Media Group LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589952 Filed Document 0001140361-14-043019 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Essex Climate Change Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485885 Filed Document 0000945621-14-000288 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Global Asset Allocation Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560569 Filed Document 0001144204-14-070266 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BiddRocket, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001588636 Filed Document 0001588636-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Endgame, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504383 Filed Document 0001504383-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KAMCO THRIFT PARTNERS LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027991 Filed Document 0001027991-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABOUTER INTERNATIONAL OPPORTUNITIES FUND II, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569337 Filed Document 0000913849-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIS FUTURES FUND III LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006531 Filed Document 0001006531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snap Infusion LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001513760 Filed Document 0001513760-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dealt the Movie, LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001610039 Filed Document 0001610039-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Dittach LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623292 Filed Document 0001623292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
RivalHealth, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001584624 Filed Document 0001584624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Driehaus Emerging Markets Dividend Growth Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001625723 Filed Document 0001625723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ima Pizza LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001619353 Filed Document 0001393725-14-000163 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Discovery Partners Offshore Fund Ltd. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505163 Filed Document 0001530554-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS GOLD FUND LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Appalachian Investment Fund 2014, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001626209 Filed Document 0001626209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001140361-14-043007 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midway Kennesaw, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001626034 Filed Document 0001626034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Plymouth Opportunity Fund LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489621 Filed Document 0001489621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Micro Cap Growth Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461638 Filed Document 0000945621-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Village Bank & Trust Financial Corp. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Compass Point Research & Trading, LLC and Boenning & Scattergood, Inc. CIK Number 0001290476 Filed Document 0001144204-14-070526 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Hill Holding LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001586836 Filed Document 0001586836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-14-000637 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW PEAK ENHANCED FUND LTD See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623354 Filed Document 0000919574-14-006761 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaVees, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001626105 Filed Document 0001626105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBPC Addison Tech II, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers none CIK Number 0001625983 Filed Document 0001625983-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
China Walden Venture Investments II, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624530 Filed Document 0001624530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212Gaming, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609027 Filed Document 0001609027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BDR Redmond I LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626025 Filed Document 0001626025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Valiant JM India Opportunities Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626055 Filed Document 0000935836-14-000632 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoundPegg, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001484299 Filed Document 0001484299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Black Dragon Capital L.P., Series 1 See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626170 Filed Document 0001626170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABOUTER FUND II, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276449 Filed Document 0000913849-14-000375 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Whitmore Capital, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boomtown Network, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,035,294 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exploration Capital Partners 2014 Limited Partnership See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $27,724,473 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001616647 Filed Document 0001616647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fast Radius, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625920 Filed Document 0001626071-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity