Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Innovational Funding, LLC Project #33 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001626237 Filed Document 0001626237-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giant Oak, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580854 Filed Document 0001580854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Heights State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $700,392 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001555911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arel New York III LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626300 Filed Document 0000902664-14-004461 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campaign Monitor Holdings Pty Ltd See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621504 Filed Document 0001621504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
KIS Asia Long Short Cayman Fund See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TouchCare Holdings LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626258 Filed Document 0001626258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-14-000336 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000072 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Madrigal Foundation Fund, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625994 Filed Document 0001012975-14-000756 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hadley Harbor Partners, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625215 Filed Document 0000919574-14-006776 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT MICROCAP PARTNERS FUND, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626127 Filed Document 0000919574-14-006788 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
phase2body, inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001626408 Filed Document 0001626408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
USB Focus Fund LevelUp 1, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Boston Capital Corporation CIK Number 0001618385 Filed Document 0001618385-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minetta Brook Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001563111 Filed Document 0001563111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
InfraRed Active Real Estate III (No.1) LP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001609713 Filed Document 0001609713-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Intensity Therapeutics, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001567264 Filed Document 0000908662-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Greens Holdings, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567183 Filed Document 0001567183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambulant, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625929 Filed Document 0001625929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Coachman Energy VII LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001621335 Filed Document 0001621335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sawbuck Realty, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Imperial Fund I, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001625041 Filed Document 0001213900-14-008599 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Blue Smart LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001609632 Filed Document 0001609632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Beartooth Radio, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611705 Filed Document 0001611705-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #34 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626238 Filed Document 0001626237-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,102,119 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000343 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BeneVir Biopharm, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PAXmed Inc. See All Filings	D/A	2014-11-23 00:00:00 UTC
Amount To Be Raised $845,000 Associated Brokers / Dealers Jonathan Lawrence CIK Number 0001624326 Filed Document 0001094891-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-11-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scripted, Inc. See All Filings	D	2014-11-22 00:00:00 UTC
Amount To Be Raised $8,999,990 Associated Brokers / Dealers N/A CIK Number 0001471291 Filed Document 0001471291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Microvi Biotech, Inc. See All Filings	D	2014-11-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001470627 Filed Document 0001470627-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INERGETICS INC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000072170 Filed Document 0001609410-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AQR Short-Term Systematic Strategies Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575111 Filed Document 0001575111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indianapolis Multifamily DST See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $26,264,288 Associated Brokers / Dealers Richard Schwartz CIK Number 0001623683 Filed Document 0000950138-14-000742 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Notation Capital, LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001626038 Filed Document 0001626038-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plenty Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001626692 Filed Document 0001615774-14-000442 Exclusions or Exemptions 506c Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AIS CAPITAL GROWTH FUND LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031934 Filed Document 0001031934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Mountain Capital Management, LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592503 Filed Document 0001592503-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED GLOBAL FIXED INCOME FUND, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504740 Filed Document 0001393725-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Texas Senior Holdings IV, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $16,315,000 Associated Brokers / Dealers Peter R. Dorn, John J. Temple, Joseph R. Broadbent, John P. Harvey, Jr., Robert R. Tweed, Peter J. Kalmus, Michael S. Rickard, Richard L. Wagner, Warren J. Thomas, Frank T. Dunn, Jr., Bruce V. Roberts, and Jeffrey S. Cederberg CIK Number 0001619700 Filed Document 0001619700-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M81 MERGER ARBITRAGE FUND LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590659 Filed Document 0001590659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
entegra technologies inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Bent Tree Investors, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001625922 Filed Document 0001625922-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/Trian Partners LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001529482 Filed Document 0001529482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JourneyPure, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,010,000 Associated Brokers / Dealers N/A CIK Number 0001600158 Filed Document 0001600158-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AIS BALANCED FUND L P See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities, Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0000876623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandstorm Development Group, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626149 Filed Document 0001626151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kabouter Fund I QP, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527584 Filed Document 0000913849-14-000378 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUTOWEB, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,500,008 Associated Brokers / Dealers N/A CIK Number 0001617755 Filed Document 0001617755-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Petroleum Partners, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001525639 Filed Document 0001140361-14-043232 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Essex Scout Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461637 Filed Document 0000945621-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund