Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Galena Macro Opportunities Fund L.P. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639198 Filed Document 0001639198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ninu, Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $3,760,900 Associated Brokers / Dealers N/A CIK Number 0001578489 Filed Document 0001578489-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RMG Networks Holding Corp See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001512074 Filed Document 0001437749-15-007241 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Security To Be Acquired
Lubert-Adler Real Estate Fund VII, LP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised $560,000,000 Associated Brokers / Dealers N/A CIK Number 0001574439 Filed Document 0001574439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwich Village Center, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $1,892,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001626972 Filed Document 0001626972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iroquois Valley Farms LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $20,000,880 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIONS CLEARING CORP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000074751 Filed Document 0000074751-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
isePankur AS See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622581 Filed Document 0001622581-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ESTONIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Hylan Debt Fund, LLC - Portfolio Series 102 See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639199 Filed Document 0001639199-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Aequitas Income Opportunity Fund, LLC See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RP Capital LLC CIK Number 0001465844 Filed Document 0001465844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Tortuga, Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001638896 Filed Document 0001638896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Internet Stream Network, Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638888 Filed Document 0001638888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAROLCO PICTURES, INC. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001484769 Filed Document 0001493152-15-001351 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGRI-NEO INC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $50,004 Associated Brokers / Dealers N/A CIK Number 0001636689 Filed Document 0001140361-15-015201 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Lion Village LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $3,020,000 Associated Brokers / Dealers N/A CIK Number 0001635550 Filed Document 0001635550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aequitas Income Opportunity Fund II, LLC See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619712 Filed Document 0001619712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Stone Milliner Macro Fund Inc. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539462 Filed Document 0000943663-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Investment Management Private Access Platform Plc See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605184 Filed Document 0001144204-15-023225 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cynapsus Therapeutics Inc. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers Noble Financial Capital Markets CIK Number 0001532079 Filed Document 0001532079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Wasserstein Debt Opportunities Fund, LP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574073 Filed Document 0000950142-15-000726 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3RC/RHODES, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001635359 Filed Document 0001635359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Glade Brook Gardiners Domestic Fund LP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600909 Filed Document 0000902664-15-002134 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HOMEUNION HOLDINGS, INC. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001639241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forest Offshore Partners Ltd. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574067 Filed Document 0001012975-15-000284 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Flag Point Convertible Fund, L.P. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001603839 Filed Document 0000919574-15-003531 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICRE Feeder Fund, L.P. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639399 Filed Document 0001639399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZD VENTURES Corp See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001334589 Filed Document 0001334589-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Debt
PM Manager Fund, SPC-Segregated Portfolio 30 See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548244 Filed Document 0001507943-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 88, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $232,000 Associated Brokers / Dealers N/A CIK Number 0001638957 Filed Document 0001638957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Like A Pro, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610103 Filed Document 0001610103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 108 See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639213 Filed Document 0001639213-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
REGI U S INC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $66,900 Associated Brokers / Dealers N/A CIK Number 0000922330 Filed Document 0001432453-15-000029 Exclusions or Exemptions 506c Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NETWORK 1 FINANCIAL GROUP, INC. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc CIK Number 0001057695 Filed Document 0001471242-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
PSG OFFSHORE FUND LTD See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001277986 Filed Document 0001277984-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Venture Fund LP See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638671 Filed Document 0001181431-15-005715 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 104 See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639202 Filed Document 0001639202-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Agility Comprehensive Solutions Offshore Fund Ltd. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415469 Filed Document 0000902664-15-002139 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petro Capital Energy Credit II, LP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers NovaFund Advisors CIK Number 0001598060 Filed Document 0001598060-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harbright Ventures, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001638737 Filed Document 0001638737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SALI Multi-Series Fund SPC, Ltd. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574131 Filed Document 0001172661-15-000929 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VOALTE, INC. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001558470 Filed Document 0001558470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Liquid Loan Opportunities Fund, L.P. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and JPMorgan Distribution Services, Inc. ("JPMDS") CIK Number 0001516866 Filed Document 0001605710-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antson Capital Partners, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $718,749 Associated Brokers / Dealers N/A CIK Number 0001604469 Filed Document 0001604469-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COMSCORE, INC. See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $287,287,292 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001158172 Filed Document 0001158172-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund Delaware, L.P. See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585345 Filed Document 0000943663-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL DIGITAL SOLUTIONS INC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001011662 Filed Document 0001011662-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Anchormarck SC, LP See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639235 Filed Document 0001639235-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
INN AT 500 CAPITOL, LLC See All Filings	D	2015-04-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001638939 Filed Document 0001638939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001192482-15-000102 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MidCap FinCo Ltd See All Filings	D/A	2015-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001625382 Filed Document 0001625382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity