Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZSC NYLO Fund LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001625857 Filed Document 0001625857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Malabar India Fund, LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Centenium Advisors LLC, and Akshay Mansukhani CIK Number 0001611970 Filed Document 0001611970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InfoBionic, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $17,006,545 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Men's Style Lab, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001626319 Filed Document 0001626319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ZRZ Holdings, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624931 Filed Document 0001624931-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Melody Telecom Land LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626187 Filed Document 0001626187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Discovery Partners Fund LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505164 Filed Document 0001505164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fifth Street Opportunities Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001600363 Filed Document 0001012975-14-000755 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Texas Senior Holdings II, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,883,000 Associated Brokers / Dealers Michael S. Rickard, John J. Temple, Joseph R. Broadbent, Ronald L. Ellis, and Bruce V. Roberts CIK Number 0001619701 Filed Document 0001619701-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zaxis ELS US, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508047 Filed Document 0000935836-14-000638 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsec Trading Corp. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474502 Filed Document 0001474502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Investment Management LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625937 Filed Document 0000935836-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624928 Filed Document 0001624928-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Rimrock, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001490945 Filed Document 0001144204-14-070272 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Global High Yield Bond Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624742 Filed Document 0001181431-14-037169 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Get Smart Content, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,146,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Carmelinn Ventures, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001626107 Filed Document 0001626107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Technologies, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $23,854,417 Associated Brokers / Dealers N/A CIK Number 0001626159 Filed Document 0001626159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RRP Asia LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,367,517 Associated Brokers / Dealers N/A CIK Number 0001625198 Filed Document 0001013594-14-000697 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CapFor Westport, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561131 Filed Document 0001561131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRICORNER HOLDINGS LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626039 Filed Document 0001626039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G Special Situations Fund IV, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625822 Filed Document 0001625822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhythm Therapeutics, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626370 Filed Document 0001626370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
KABOUTER INTERNATIONAL INSIGHT FUND, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602047 Filed Document 0000913849-14-000379 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GuideBox Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625786 Filed Document 0001625786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Red Duck Foods, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rocky 6 West, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,244,444 Associated Brokers / Dealers N/A CIK Number 0001626071 Filed Document 0001626071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Mimosa Capital, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626186 Filed Document 0001626186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Altair Diversified Portfolio, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001538791 Filed Document 0001144204-14-070271 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Resources Inc See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Tower Resources Inc. CIK Number 0001626118 Filed Document 0001626118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
KABOUTER INTERNATIONAL INSIGHT OFFSHORE FUND LTD. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602045 Filed Document 0000913849-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HalenHardy, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600377 Filed Document 0001600377-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gap Year Global Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001626151 Filed Document 0001626151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $667,395 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MONDRIAN FOCUSED INTERNATIONAL FIXED INCOME FUND, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504739 Filed Document 0001393725-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREZI, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $52,000,004 Associated Brokers / Dealers N/A CIK Number 0001541121 Filed Document 0001541121-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zaxis Offshore Ltd See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320520 Filed Document 0000935836-14-000639 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6D Global Technologies, Inc See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Radnor Research & Trading Company, LLC CIK Number 0001382219 Filed Document 0001200876-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Builder Finance V, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001610529 Filed Document 0001610529-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIM GP LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625934 Filed Document 0000935836-14-000634 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Men's Style Lab, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $750,006 Associated Brokers / Dealers N/A CIK Number 0001626319 Filed Document 0001626319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LFC Quik Way Shell DFW Ltd See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001419539 Filed Document 0001419539-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Definitive Data Security, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001624866 Filed Document 0001624866-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Liquidity Nanotech Corp See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers N/A CIK Number 0001532851 Filed Document 0001532851-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ubiterra Corp See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001551610 Filed Document 0001551610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LTD Software LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001626050 Filed Document 0001209191-14-071055 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
LEGACY EQUITY REALTY CAPITAL, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001625884 Filed Document 0001625884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IVP Cipheroptics, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001548394 Filed Document 0001548394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AutoAmerica, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Broadband Capital Management CIK Number 0001580864 Filed Document 0001580864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity