Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $4,949,780 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000212 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALF-DV, LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001568556 Filed Document 0001568556-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Wilderness Lake Holdings, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $13,462,450 Associated Brokers / Dealers N/A CIK Number 0001592726 Filed Document 0001592726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SOLICORE INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $10,027,362 Associated Brokers / Dealers CEA Atlantic Advisors, LLC CIK Number 0001170554 Filed Document 0001170554-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KEYEDIN SOLUTIONS HOLDINGS, INC. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,469,745 Associated Brokers / Dealers N/A CIK Number 0001559332 Filed Document 0001559332-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Raike Real Estate Income Fund LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Marc Kalter CIK Number 0001382999 Filed Document 0001382999-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Double K Orchard, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001592671 Filed Document 0001592671-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Xtreme Power Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001394007 Filed Document 0001394007-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MONARCH COMMUNITY BANCORP INC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers Donnelly Penman & Partners, Boenning & Scattergood, Inc., and McDonald Partners, LLC CIK Number 0001169769 Filed Document 0001061655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CoachUp, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,693,121 Associated Brokers / Dealers N/A CIK Number 0001565330 Filed Document 0001140361-13-044140 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Culinary Agents Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554733 Filed Document 0001554733-13-000005 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bielet, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001561090 Filed Document 0001561090-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fourthstone Opportunity Fund LP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595412 Filed Document 0001095449-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ff Rose Venture Capital Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Cato Capital, LLC and IEG (Deutschland) GmbH CIK Number 0001563194 Filed Document 0001563194-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Know Normal, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,171,000 Associated Brokers / Dealers N/A CIK Number 0001566293 Filed Document 0001566293-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Capital, Inc. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556552 Filed Document 0001556552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Presagium (BVI) Ltd See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585989 Filed Document 0001585989-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avalanche Biotechnologies, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,138,277 Associated Brokers / Dealers N/A CIK Number 0001501756 Filed Document 0001501756-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SugarOak Kimball Royal, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592715 Filed Document 0001592715-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Inland Beverage Company, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001591002 Filed Document 0001140361-13-044017 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
PCI Investors Fund III, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001592619 Filed Document 0001592619-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signet JT2 Investment, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592653 Filed Document 0001592653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PT Motion Works, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,000,128 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001590528-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUMSPHERE INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001280521 Filed Document 0001144204-13-063747 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe IV Real Estate Trust See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $548,380,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001592590 Filed Document 0001592590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Energy & Power See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $210,540 Associated Brokers / Dealers N/A CIK Number 0001413687 Filed Document 0001413687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REPUBLIC RESOURCES LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001087062 Filed Document 0001087062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, and EDI Financial, Inc. CIK Number 0001589065 Filed Document 0001589065-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $16,829,257 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000213 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SC Credit Opportunities Mandate, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-13-006806 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
29th Street Financial Asset Opportunities Fund I, LP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001592687 Filed Document 0001592687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genius Brands International, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001355848 Filed Document 0001019687-13-004594 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EIP Water, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592282 Filed Document 0001592282-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MEADOW BAY GOLD Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $28,476 Associated Brokers / Dealers N/A CIK Number 0001515336 Filed Document 0001515336-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BETAWORKS STUDIO, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001444761 Filed Document 0001444761-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KYLIN EUREKA FUND, L.L.L.P. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589916 Filed Document 0001013594-13-000551 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
History Spots, Inc. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001562144 Filed Document 0001562144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GRAFTON ENERGY US CO., LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $22,395,880 Associated Brokers / Dealers N/A CIK Number 0001590833 Filed Document 0001590833-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVALARA INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $34,999,998 Associated Brokers / Dealers N/A CIK Number 0001348036 Filed Document 0001348036-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FONU2 Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001168325 Filed Document 0001010412-13-000296 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KnowledgeVision Systems Inc See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $3,646,032 Associated Brokers / Dealers N/A CIK Number 0001489089 Filed Document 0001489089-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SYMIC BIOMEDICAL, INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592597 Filed Document 0001592597-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF CO-INVESTMENT FUND II, L.P. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592540 Filed Document 0001592540-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATERIAN INVESTMENT PARTNERS II-A, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS SECURITIES CIK Number 0001591899 Filed Document 0001591899-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FranInvest, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591533 Filed Document 0001591533-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial Media Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $175,445,382 Associated Brokers / Dealers N/A CIK Number 0001372375 Filed Document 0001372375-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,403,825 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000207 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TSG6 AI Co-Investors, L.P. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592372 Filed Document 0001592372-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund