Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Magnitude Leveraged International See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-13-003829 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude International See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001471509 Filed Document 0000902664-13-003824 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite State Hospitality LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001592445 Filed Document 0001592445-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $16,350,127 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-13-000202 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCHF CIF, L.P. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592482 Filed Document 0001592482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Greater China Long/Short Equity Fund, Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463536 Filed Document 0001463536-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanamed, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001506482 Filed Document 0001506482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SEAWELL NETWORKS INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,385,790 Associated Brokers / Dealers N/A CIK Number 0001448120 Filed Document 0001448120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Canyon Structured Assets Fund (Cayman) Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001535342 Filed Document 0001535342-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPORTS FIELD HOLDINGS, INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001570484 Filed Document 0001144204-13-063474 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Knoda, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592647 Filed Document 0001592647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Red Shark, LLC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Red Shark, LLC CIK Number 0001585044 Filed Document 0001585044-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genophen Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001518987 Filed Document 0001518987-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grand Central Income Fund, LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549924 Filed Document 0001213900-13-006796 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Crestcom PEP Investors, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001592608 Filed Document 0001592608-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CranRidge Capital, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592799 Filed Document 0001140361-13-044023 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTL FILMS LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001592573 Filed Document 0001592573-15-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/Discovery Partners Fund LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505164 Filed Document 0001505164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000208 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FONU2 Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $128,500 Associated Brokers / Dealers N/A CIK Number 0001168325 Filed Document 0001010412-13-000295 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ATERIAN INVESTMENT PARTNERS II, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001591897 Filed Document 0001591897-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000203 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Galton Offshore Mortgage Recovery Fund III Ltd. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001592463 Filed Document 0001592463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Leaf Royalty Partners, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001592595 Filed Document 0001592595-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000171 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MVB FINANCIAL CORP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Shadow Tree Income Fund A LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591640 Filed Document 0001591640-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA RESURGENCE FUND II L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001589647 Filed Document 0001589647-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MOONIT, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592677 Filed Document 0001213900-13-006891 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ActX, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001592102 Filed Document 0001592102-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRANZLOGIC, LLC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Dewitt Marshall Lovelace Jr CIK Number 0001562579 Filed Document 0001140361-13-043860 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fransmart, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,500,012 Associated Brokers / Dealers N/A CIK Number 0001492759 Filed Document 0001591533-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JAB Real Estate Opportunity Fund IV, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001592357 Filed Document 0001592357-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Makuria Special Opportunities Fund I Ltd See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592195 Filed Document 0000902664-13-003835 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress ETXU LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001592458 Filed Document 0000950172-13-000113 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Envisia Therapeutics Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $69,380,195 Associated Brokers / Dealers N/A CIK Number 0001591924 Filed Document 0001591924-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RITTER PHARMACEUTICALS INC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $7,366,914 Associated Brokers / Dealers N/A CIK Number 0001460702 Filed Document 0001460702-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,714,968 Associated Brokers / Dealers Gordon Chisholm, David Fisher, Richard Martin, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-13-000210 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TeraCrunch, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001592470 Filed Document 0001592470-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
White Mountain Capital Management, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592503 Filed Document 0001019056-13-001297 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Bison I, a Series Trust See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591922 Filed Document 0001591922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Artiphon, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592449 Filed Document 0000911959-13-000044 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
Blue Bridge Funding I, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Rothschild Lieberman LLC CIK Number 0001592147 Filed Document 0001592147-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wise Funding 2, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $515,750 Associated Brokers / Dealers N/A CIK Number 0001591879 Filed Document 0001591879-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $12,034 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CAGP IV Co-Investment, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475435 Filed Document 0001181431-13-060134 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
9109 Communities LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001592447 Filed Document 0001592447-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF Coinvestment, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534676 Filed Document 0001181431-13-060127 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ripple Macro Master Fund L.P. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592080 Filed Document 0000935836-13-000551 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund