Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROYALE ENERGY INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Moloney Securities Co., Inc., Essex Securities, LLC, and Accelerated Capital Group CIK Number 0000864839 Filed Document 0001162677-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Shayne Foods, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Shayne Foods, Inc. CIK Number 0001594570 Filed Document 0001594570-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PES Fund VII, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001594385 Filed Document 0001594385-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE PARTERSHIP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $835,730 Associated Brokers / Dealers DOUGLAS SCOTT SECURITES INC CIK Number 0001594499 Filed Document 0001594499-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUATECH BIOENERGY LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001491795 Filed Document 0001491795-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Simplifi Holdings, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $15,971,653 Associated Brokers / Dealers N/A CIK Number 0001492314 Filed Document 0001492314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0001593364-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Shop-Hers, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,971,062 Associated Brokers / Dealers Bluepine Associates, LLC CIK Number 0001594544 Filed Document 0001594544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sudbury Mill CLO Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $419,100,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001594436 Filed Document 0001140361-13-046664 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
MC Citation Fund LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Eudicone CIK Number 0001517404 Filed Document 0001517404-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Sympoz Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $35,000,006 Associated Brokers / Dealers N/A CIK Number 0001529646 Filed Document 0001144204-13-067922 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIE DIGITAL INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438200 Filed Document 0001438200-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEPAC PARTNERS FUND, LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594113 Filed Document 0001013594-13-000570 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLX INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $4,824,000 Associated Brokers / Dealers N/A CIK Number 0001118997 Filed Document 0001118997-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Titan Trading Fund Offshore, Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470913 Filed Document 0001140361-13-046804 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CELL SOURCE Ltd See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595000 Filed Document 0001144204-13-068379 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Blackwell Options Fund, LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594536 Filed Document 0001594536-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,395,200 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000287 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gold Royalties Corp See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $540,186 Associated Brokers / Dealers Mackie Research Capital Corporation CIK Number 0001546204 Filed Document 0001546204-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
3D Therapeutics, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001593782 Filed Document 0001593782-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Trading Fund, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470914 Filed Document 0001140361-13-046791 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Generation VIII - US Mid-Market Buyout Feeder LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001537982 Filed Document 0001592466-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ValStone Opportunity Fund V, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001564341 Filed Document 0001564349-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GN Apartments Investment LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001594924 Filed Document 0001594924-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ledebox Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001592636 Filed Document 0001592636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HitFix Inc See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $4,399,323 Associated Brokers / Dealers N/A CIK Number 0001459825 Filed Document 0001459825-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000282 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
At Home In Clinton Limited Partnership See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001594561 Filed Document 0001594561-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
SG Holdco 2013 I, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $19,409,622 Associated Brokers / Dealers Ambata Securities, LLC CIK Number 0001594121 Filed Document 0001594121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DMR Total Return Bond Fund LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Opportunities Fund, Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474966 Filed Document 0000919574-13-006964 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $10,514,155 Associated Brokers / Dealers N/A CIK Number 0001135856 Filed Document 0001135856-13-000275 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gulfstream Capital Farmland Fund, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001594236 Filed Document 0001594236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSM/MobileFusion, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001533241 Filed Document 0001533241-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
First Foundation Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $5,741,766 Associated Brokers / Dealers N/A CIK Number 0001413837 Filed Document 0001413837-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aperios Emerging Connectivity Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526767 Filed Document 0001526767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIO PROPERTY LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001593362 Filed Document 0001593362-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prevoty, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $2,730,800 Associated Brokers / Dealers N/A CIK Number 0001594379 Filed Document 0001594379-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LAKE CUMBERLAND SURGERY CENTER LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,021,250 Associated Brokers / Dealers N/A CIK Number 0001210056 Filed Document 0001210056-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MIRELF V REIT See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594446 Filed Document 0001594446-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000271 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USAA Eagle Real Estate REIT, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594437 Filed Document 0001594437-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Development Capital Group, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $260,300 Associated Brokers / Dealers N/A CIK Number 0001517992 Filed Document 0001589728-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Brainyak, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001494561 Filed Document 0001494561-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Private Opportunities, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594272 Filed Document 0001519924-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oklahoma Historical Tours Inc See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $90 Associated Brokers / Dealers N/A CIK Number 0001594542 Filed Document 0001594542-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HAMPSHIRE ASSOCIATES FUND LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0000833100 Filed Document 0001019056-13-001347 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund V Series 2 See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001593282 Filed Document 0001593282-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hodges Mace Holdings, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $40,080,000 Associated Brokers / Dealers N/A CIK Number 0001594305 Filed Document 0001594305-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity