Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RegionalCare Hospital Partners Holdings, Inc. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468005 Filed Document 0001547953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SR PHOENICIA L P See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340187 Filed Document 0000943663-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLAR CAPITAL, L. P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091886 Filed Document 0001091886-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Asia Strategies Fund, Ltd. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001605710 Filed Document 0001461642-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clay Cove Urbana I, LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606027 Filed Document 0001606024-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
RATIONALWAVE ONSHORE EQUITY FUND LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222042 Filed Document 0001222042-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O3B NETWORKS Ltd See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $50,000,400 Associated Brokers / Dealers N/A CIK Number 0001436459 Filed Document 0001436459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wow Such Business, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606222 Filed Document 0001606222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
INRANGE SYSTEMS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001323263 Filed Document 0001181431-14-016776 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AMGH Holding Corp. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001504494 Filed Document 0001504494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plaza Fiesta Baceline, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001606354 Filed Document 0001606354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SILVER PALMS INVESTORS, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $4,250,100 Associated Brokers / Dealers N/A CIK Number 0001603538 Filed Document 0001603538-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Millburn Multi-Markets Fund L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Southwest Securities, Inc., and Comprehensive Asset Management and Servicing, Inc. CIK Number 0001468910 Filed Document 0001468910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VA Loan Captain, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606082 Filed Document 0001606082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energy Telecom, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001096906-14-000526 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Master The Gap, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603546 Filed Document 0001603546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALIXTO GLOBAL OFFSHORE FUND, LTD. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606177 Filed Document 0000919574-14-002701 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CATALYST BIOSCIENCES INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,009,841 Associated Brokers / Dealers N/A CIK Number 0001270381 Filed Document 0001270381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANTHEM UNITED INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606274 Filed Document 0001606274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Corbus Pharmaceuticals Holdings, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001595097 Filed Document 0001140361-14-017291 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $18,965 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Backflip Technologies, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606345 Filed Document 0001606345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Seebright Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561965 Filed Document 0001546162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TAURASI CAPITAL ONSHORE FUND LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557889 Filed Document 0000919574-14-002705 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signal Point Holdings Corp. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001560351 Filed Document 0001560351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novus Via, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001572625 Filed Document 0001572625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clay Cove PSREG I, LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001606024 Filed Document 0001606024-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management, LLC, Credit Suisse (USA) LLC, and Eaton Partners, LLC CIK Number 0001522662 Filed Document 0001522662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winona Capital Partners II, LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers CINS, LLC and CINS, LLC CIK Number 0001570504 Filed Document 0001570504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund II-A, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605348 Filed Document 0001605346-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ON RAMP WIRELESS INC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $45,180,299 Associated Brokers / Dealers N/A CIK Number 0001431974 Filed Document 0001431974-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANTEX PHARMACEUTICALS, INC. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,270,326 Associated Brokers / Dealers N/A CIK Number 0001374961 Filed Document 0001374961-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
China Harvest Fund III, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA, NA, and N/A CIK Number 0001575194 Filed Document 0001181431-14-016830 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SR GLOBAL FUND L P See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340235 Filed Document 0000943663-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coherence Capital Spectrum Fund Onshore, LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574172 Filed Document 0000919574-14-002712 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YOPCP, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001605817 Filed Document 0001605817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Zoobean, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579023 Filed Document 0001579023-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia China Fund, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606502 Filed Document 0001095449-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3D FUTURE VISION II, INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers NONE CIK Number 0001521151 Filed Document 0001521151-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BS Dashwood, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001606415 Filed Document 0001140361-14-017459 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CALIXTO GLOBAL DOMESTIC FUND, LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606194 Filed Document 0000919574-14-002700 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chathouse Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001606338 Filed Document 0001606338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InsideSales.com, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $99,999,752 Associated Brokers / Dealers N/A CIK Number 0001537709 Filed Document 0001537709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL QP PARTNERS, L.P. See All Filings	D/A	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547357 Filed Document 0001405086-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MARINA MERCHANTS LLC See All Filings	D/A	2014-04-22 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594147 Filed Document 0001594147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pejman Mar Opportunities I, LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001604757 Filed Document 0001604757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Knight Natural Resource Fund LP See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606226 Filed Document 0001606226-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund