Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2024-11-21 15:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers American Independent Securities Group, LLC, American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Arete Wealth Management LLC, B. RILEY WEALTH MANAGEMENT, Calton & Associates Inc, Cambridge Investment Research Inc, Cetera Advisor Networks LLC (FNIC), Cetera Advisors LLC (Multi-Fincl), Commonwealth Financial Network, Concorde Investment Services, LLC, DFPG Investments Inc, HIGHTOWER SECURITIES, LLC, Kestra Investment Services, LLC, Kovack Securities Inc., Lincoln Investment, LPL Financial, Madison Avenue Securities LLC, MML Investors Services, LLC, Money Concepts Capital Corp, Mutual Securities, Inc., Next Financial Group, Inc., OSAIC WEALTH, INC., SCF Securities, Inc., Spire Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Sunbelt Securities, Inc., The Strategic Financial Alliance, Inc., Voya Financial Advisors, Inc., Wells Fargo Advisors Financial Network, LLC, and Western International Securities, Inc. CIK Number 0001198415 Filed Document 0001198415-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-11-21 15:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2023-11-07 12:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers American Independent Securities Group, LLC, American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Arete Wealth Management LLC, B. RILEY WEALTH MANAGEMENT, Calton & Associates Inc, Cambridge Investment Research Inc, Cetera Advisor Networks LLC (FNIC), Cetera Advisors LLC (Multi-Fincl), Commonwealth Financial Network, Concorde Investment Services, LLC, Dfpg Investments Inc, HIGHTOWER SECURITIES, LLC, Kestra Investment Services, LLC, Kovack Securities Inc., Lincoln Investment, LPL Financial, Madison Avenue Securities LLC, MML Investors Services, LLC, Money Concepts Capital Corp, Mutual Securities, Inc., Next Financial Group, Inc., Oppenheimer & Co. Inc., OSAIC WEALTH, INC., SCF Securities, Inc., Securities America, Inc., Spire Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Sunbelt Securities, Inc., The Strategic Financial Alliance, Inc., Triad Advisors LLC, Voya Financial Advisors, Inc., Wells Fargo Advisors Financial Network, LLC, Western International Securities, Inc., and Woodbury Financial Services, Inc. CIK Number 0001198415 Filed Document 0001198415-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-07 12:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2022-11-09 12:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-09 12:28:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2021-11-09 17:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-09 17:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2020-11-10 10:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-11-10 10:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2019-10-16 20:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 20:38:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2018-10-12 16:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 16:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2017-09-19 15:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2017-02-03 19:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2016-08-05 13:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001566114-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001566114-13-000067 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund