Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Precision Image Analysis, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565413 Filed Document 0001565413-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518305 Filed Document 0000919574-14-002708 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yeanay, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001606298 Filed Document 0001606298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Butler Ambulatory Surgery Center LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $572,630 Associated Brokers / Dealers N/A CIK Number 0001304511 Filed Document 0001304511-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCX HOLDING CORP. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $27,618,214 Associated Brokers / Dealers N/A CIK Number 0001606344 Filed Document 0001405086-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $202,051,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001597631 Filed Document 0001605447-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilshire Solutions Funds Trust See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574159 Filed Document 0001574159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bivarus, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001606253 Filed Document 0001606253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AgSmarts, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606165 Filed Document 0001606165-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
ActivaDerm, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605229 Filed Document 0001605229-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
VSL Partners, LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605153 Filed Document 0001605153-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Asia Strategies Fund, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001605709 Filed Document 0001461642-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-14-002699 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Alternative Investments, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556863 Filed Document 0001556863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Entertainment Group, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606359 Filed Document 0001606359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Windgap Medical, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,717,500 Associated Brokers / Dealers N/A CIK Number 0001606077 Filed Document 0001606077-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Recon Instruments Inc. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001587259 Filed Document 0001140361-14-017379 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Growth Fund, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wordstream, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001492059 Filed Document 0001492059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LORUS THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers RBC Dominion Securities Inc., Roth Capital Partners, LLC, and Cormark Securities Inc. CIK Number 0000882361 Filed Document 0001439059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pax8, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Off Broadway With Janis Ltd Liability Co See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605889 Filed Document 0001605889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ICONIC THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $24,266,880 Associated Brokers / Dealers N/A CIK Number 0001226555 Filed Document 0001226555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroCap Partners II, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606192 Filed Document 0001606192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR PHOENICIA INC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340183 Filed Document 0000943663-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHI Single Index Option Fund, LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accelerated Capital Group, Inc. CIK Number 0001606203 Filed Document 0001606203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Feeder Fund I, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605677 Filed Document 0001605677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Weebly, Inc See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001399711 Filed Document 0001399711-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Matchless 1791, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,964,702 Associated Brokers / Dealers N/A CIK Number 0001604987 Filed Document 0001604987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ORMET CIRCUITS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001160136 Filed Document 0001160136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,721,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002967 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Nippon Dragon Resources Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $120,893 Associated Brokers / Dealers N/A CIK Number 0001606308 Filed Document 0001606308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VERDANT POWER, INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001489004 Filed Document 0001489004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518304 Filed Document 0000919574-14-002707 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Estate Assist, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606220 Filed Document 0001606220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Snowball, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001605625 Filed Document 0001605625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bitmoon Computing, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $8,000,301 Associated Brokers / Dealers N/A CIK Number 0001605916 Filed Document 0001605916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Agent Portal, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001528076 Filed Document 0001192482-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DEEP WELL POWER LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Deep Well Power, LLC CIK Number 0001450540 Filed Document 0001450540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Electric Objects Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,703,348 Associated Brokers / Dealers N/A CIK Number 0001606340 Filed Document 0001606340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trans Pacific Energy Partners III LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606260 Filed Document 0001606260-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Click With Me Now, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Albert H. Pleus CIK Number 0001560554 Filed Document 0001560554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Tempo Volatility Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487736 Filed Document 0000950172-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Japan Fund, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400682 Filed Document 0001095449-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAURASI CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557902 Filed Document 0000919574-14-002706 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-14-002698 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QT Holdings Corp. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605603 Filed Document 0001605603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt