Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OBMedical Co See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585050 Filed Document 0001585050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Algal Scientific Corp See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466536 Filed Document 0001466536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
West Kirkland Mining Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $24,033,691 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., Cormark Securities Inc., Macquarie Capital Markets Canada Ltd., PI Financial Inc., and GMP Securities L.P. CIK Number 0001492927 Filed Document 0001140361-14-017875 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SocialFlow, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,574,998 Associated Brokers / Dealers N/A CIK Number 0001485486 Filed Document 0001485486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WISER CAPITAL, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606008 Filed Document 0001140361-14-018417 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nguyen Capital Partners, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treasury Holdings LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KUBOO, INC. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Hawk Ridge Partners II L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Transformation Investments, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001570730 Filed Document 0001181431-14-016882 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Mediterranean Snack Food Company, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001555520 Filed Document 0001555520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Walton U.S. Land Fund 6, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601746 Filed Document 0001601708-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
AG Mortgage Value Partners, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001458580 Filed Document 0001315863-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kassel Equity Group, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dannie L. Moss, Rodney Teeter, and William Evans CIK Number 0001487316 Filed Document 0001487316-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KCB Private Equity Fund II QP LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001605846 Filed Document 0001605846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSMB 2940 LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606394 Filed Document 0001606394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Renovate America, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $50,000,003 Associated Brokers / Dealers N/A CIK Number 0001487481 Filed Document 0001487481-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSC Inflation Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Potomac Capital Markets, LLC CIK Number 0001574272 Filed Document 0001574272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rialto Bridge Partners, L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001606500 Filed Document 0001606500-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
XIRRUS INC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $11,063,611 Associated Brokers / Dealers N/A CIK Number 0001348409 Filed Document 0001348409-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ePals Corp See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-002377 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Leveraged Loans Master Fund L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001461165 Filed Document 0000950103-14-002960 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SETEM TECHNOLOGIES, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551493 Filed Document 0001551493-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio Caselton Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001529316 Filed Document 0001140361-14-017483 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Velocity Fund Ltd. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606033 Filed Document 0001606033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnythingIT, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001129048 Filed Document 0001354488-14-002048 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brevan Howard Strategic Macro Fund, L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604652 Filed Document 0001604652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor China Harvest III Feeder Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571061 Filed Document 0001571061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U.S. Land Fund 7, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601750 Filed Document 0001601708-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Palladium Equity Partners IV, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. and Sabertia Capita Partners SL CIK Number 0001554773 Filed Document 0001554773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG/Fund IX Family, L.L.C. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,565,000 Associated Brokers / Dealers N/A CIK Number 0001602525 Filed Document 0001140361-14-017569 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RockTenn, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001529315 Filed Document 0001140361-14-017482 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Park Pizza Partners Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604535 Filed Document 0001387131-14-001517 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Harland Film Fund II LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pennaluna & Company Inc. CIK Number 0001606665 Filed Document 0001052918-14-000129 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Nguyen Capital Partners, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Partners, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456169 Filed Document 0001315863-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP IV China Investors, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606255 Filed Document 0001606255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hull #3 Prospect Joint Venture See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001606480 Filed Document 0001606480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Automotive Management Analytics, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,500 Associated Brokers / Dealers N/A CIK Number 0001606343 Filed Document 0001606343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheels on the Bus Tours LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001606536 Filed Document 0001606536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Molecular Imprints, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $18,810,000 Associated Brokers / Dealers N/A CIK Number 0001605994 Filed Document 0001605994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Maximum Energy Development LLC 1 See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606199 Filed Document 0001606199-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Balfour Place Investors, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001606783 Filed Document 0001606783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FANCY CHAP, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001604911 Filed Document 0001604721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Velocity Fund LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605996 Filed Document 0001605996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5x5 Factoring,LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606420 Filed Document 0001606420-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Brevan Howard Strategic Macro Fund Ltd See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604663 Filed Document 0001604663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Fund of Funds SP a segregated portfolio of T Wealth Management Fund SPC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606189 Filed Document 0001606189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VoCare, Inc. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Kris Theno CIK Number 0001498738 Filed Document 0001498738-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Trive Capital Fund I LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573380 Filed Document 0001573380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity