Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Velos Partners Fund I, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001572603 Filed Document 0001572603-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Harbor I LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404196 Filed Document 0001140361-14-017656 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovoEd, Inc See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609466 Filed Document 0001609466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
World Moto, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001492151 Filed Document 0001062993-14-002374 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business THAILAND Revenue or Assets Decline to Disclose Type of Security Debt
TRADA, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,066,716 Associated Brokers / Dealers N/A CIK Number 0001445852 Filed Document 0001445852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LEVITICUS PARTNERS L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Equity Group, LLC CIK Number 0001019432 Filed Document 0001019432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LINDZON CAPITAL PARTNERS L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066698 Filed Document 0001066698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CertiRx Corp See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $625,832 Associated Brokers / Dealers N/A CIK Number 0001555613 Filed Document 0001555613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Liquid Markets Fund II-Private Investors L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001293727 Filed Document 0000945621-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Telerik AD See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,981,356 Associated Brokers / Dealers N/A CIK Number 0001606559 Filed Document 0001606559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business BULGARIA Revenue or Assets Decline to Disclose Type of Security Equity
HCE 4640 Table Mesa LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001606825 Filed Document 0001140361-14-018173 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
INVIS Technologies Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606652 Filed Document 0001606652-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
QUICKCLASS, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AdRoll, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $69,999,911 Associated Brokers / Dealers N/A CIK Number 0001373801 Filed Document 0001140361-14-017707 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549676 Filed Document 0000919574-14-002762 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE EAFE FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459019 Filed Document 0001605217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindCare Solutions Group, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,506,361 Associated Brokers / Dealers N/A CIK Number 0001606656 Filed Document 0001606656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PolyPlexx, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,638,660 Associated Brokers / Dealers n/a CIK Number 0001607283 Filed Document 0001607283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
DIH SPRING CANYON LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $11,348,334 Associated Brokers / Dealers N/A CIK Number 0001606136 Filed Document 0001606136-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE NORTH AMERICAN EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459027 Filed Document 0001605217-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Beauty Care (USA) Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606663 Filed Document 0001606663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Brevan Howard Investment Fund See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604666 Filed Document 0001604666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12 BROKEN VOW/FAIR & SQUARE, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001606603 Filed Document 0001606603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PowerICE, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001554504 Filed Document 0001554504-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
8th & Jackson Partners, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605349 Filed Document 0001605349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERITYRE CORP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000945828 Filed Document 0001516578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,000,668 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rocksure Property Capital Fund See All Filings	D/A	2014-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553410 Filed Document 0001553410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoma Capital, LP See All Filings	D/A	2014-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ApplePie Capital, Inc. See All Filings	D	2014-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rise Companies Corp. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $32,808,000 Associated Brokers / Dealers N/A CIK Number 0001606517 Filed Document 0001606517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Select Strategies Power Fund LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510311 Filed Document 0001510311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Paris Finance II, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $125,099,948 Associated Brokers / Dealers N/A CIK Number 0001605662 Filed Document 0001605662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Emerging Manager Fund (CI), LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001574819 Filed Document 0001574819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U. S. Land Fund 5, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601708 Filed Document 0001601708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
OMEDIX, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001529355 Filed Document 0001529355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Galway Metals Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $604,470 Associated Brokers / Dealers N/A CIK Number 0001605649 Filed Document 0001605649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SBS Asia I Investors, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561738 Filed Document 0001561738-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio American Honda Master Retirement Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001531459 Filed Document 0001140361-14-017484 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund I, LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $18,532,124 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sarissa Capital Offshore Fund Ltd See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575285 Filed Document 0001575285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delta Value Partners Fund Ltd. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eurekacap Partners, Inc. CIK Number 0001605771 Filed Document 0001013594-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0000935836-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG/Fund IX Investor, L.L.C. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,330,000 Associated Brokers / Dealers N/A CIK Number 0001602536 Filed Document 0001140361-14-017566 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001605251 Filed Document 0001315863-14-000286 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medikidz, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ariadne Capital Limited CIK Number 0001606628 Filed Document 0001013594-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUICKCLASS, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ZoomCar, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Debt
PM Aircraft II, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606407 Filed Document 0001606407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
EquaMetrics Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001526482 Filed Document 0001526482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt