Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alliqua, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $14,975,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD TARP FUND, L.P. - SERIES 17 See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606692 Filed Document 0001405086-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permira V I.A.S. L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603966 Filed Document 0001140361-14-017634 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knowingly Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605791 Filed Document 0001458754-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRANSITION METALS CORP. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,220,290 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001606827 Filed Document 0001606827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
CHESTNUT RIDGE PARTNERS LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173744 Filed Document 0000919574-14-002769 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cottonwood Residential, Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $152,000,000 Associated Brokers / Dealers N/A CIK Number 0001548528 Filed Document 0001548528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor I QP Fund LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404197 Filed Document 0001140361-14-017658 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEARNVEST INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $27,435,646 Associated Brokers / Dealers N/A CIK Number 0001470425 Filed Document 0001470425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-017665 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meryx Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,100,172 Associated Brokers / Dealers N/A CIK Number 0001606031 Filed Document 0001606031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gold Royalties Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $191,431 Associated Brokers / Dealers N/A CIK Number 0001546204 Filed Document 0001546204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brightstone Venture Capital Fund LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Strategic Partners U.S. Value 7, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,130,000,000 Associated Brokers / Dealers N/A CIK Number 0001606140 Filed Document 0001606140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE EMERGING MARKETS FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459028 Filed Document 0001605217-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartland Surgical Specialty Hospital, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606599 Filed Document 0001606599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
LoLo, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PEORIA ESTATES COMMUNITY L.L.C. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001606640 Filed Document 0001606640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Alibi Ale Works L.L.C. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers n/a CIK Number 0001606085 Filed Document 0001606085-14-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AAC Holdings, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606180 Filed Document 0001606180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ForceField Energy Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-14-002100 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEARL Unlimited Holdings, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DR. TATTOFF, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-14-001143 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Mill Computing, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605290 Filed Document 0001605290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HOPELA, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606621 Filed Document 0001606621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MORGAN STANLEY INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180562 Filed Document 0000945621-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mic Network Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,004 Associated Brokers / Dealers N/A CIK Number 0001542617 Filed Document 0001542617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Niagara Discovery Fund Ltd. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512377 Filed Document 0000919574-14-002763 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE Storage, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $224,999,934 Associated Brokers / Dealers N/A CIK Number 0001474432 Filed Document 0001474432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inflection Energy LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001551368 Filed Document 0001551368-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION FUTURES FUND LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343253 Filed Document 0001343253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor Distressed Credit Opportunities Fund Offshore, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001464707 Filed Document 0001140361-14-017657 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P5 Co-Investment L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603968 Filed Document 0001140361-14-017633 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001495536 Filed Document 0001213900-14-002794 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sententia, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001606293 Filed Document 0001606293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Fund IV, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,164,000 Associated Brokers / Dealers N/A CIK Number 0001605083 Filed Document 0001605083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Secondary Fund, LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001529819 Filed Document 0001529819-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE GLOBAL ALPHA EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459024 Filed Document 0001605217-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABRY Advanced Securities Fund III, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001606266 Filed Document 0001606637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
THEMEDICALMEMORY, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605884 Filed Document 0001605884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pro Fit Optix Holding Company, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606591 Filed Document 0001606591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc., Arete Wealth Management, LLC, and TimeCapital Securities Corporation CIK Number 0001489941 Filed Document 0000919574-14-002774 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Surgical Products, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001606584 Filed Document 0001606584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OMEGA CAPITAL FUND I, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001606496 Filed Document 0001606496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
SA Ignite Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001508806 Filed Document 0001508806-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Vemanti Group, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers tan tran CIK Number 0001605057 Filed Document 0001605057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568243 Filed Document 0001568243-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund