Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Audicus, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606258 Filed Document 0001606258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Framed-Fund, a series of AngelList-SS-Funds, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $268,376 Associated Brokers / Dealers N/A CIK Number 0001606727 Filed Document 0001606727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Globevestor ZoomCar Fund I, a series of Globevestor Funds, LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001607698 Filed Document 0001607698-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONERIDER BREWING CO See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001434071 Filed Document 0001434071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor Distressed Credit Opportunities Fund, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001464708 Filed Document 0001140361-14-017655 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raghala Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603344 Filed Document 0001603344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SRA Healthcare, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001606347 Filed Document 0001606347-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
National Note Group DE, LLC 1 See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001572133 Filed Document 0001572133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
SPANISH MAIN INTERNATIONAL AIRLINES & COMPANIES Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GILLEAD & ASSOCIATES CIK Number 0001606424 Filed Document 0001606424-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Trive Capital Fund I (Offshore) LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573602 Filed Document 0001573602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Glori Energy Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001597131 Filed Document 0001597131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIFLUX LTD See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $495,149 Associated Brokers / Dealers N/A CIK Number 0001449623 Filed Document 0001449623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avalanche Biotechnologies, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $55,978,020 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001501756 Filed Document 0001501756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Community Solar Investment LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605219 Filed Document 0001605219-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
URBAN US PUBLIC BENEFIT Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606396 Filed Document 0001606396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Meryx Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,100,172 Associated Brokers / Dealers N/A CIK Number 0001606031 Filed Document 0001606031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KIYATEC Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $500,500 Associated Brokers / Dealers N/A CIK Number 0001547577 Filed Document 0001547577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baillie Gifford Funds, on behalf of its series, The International Choice Fund See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555075 Filed Document 0001605217-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baillie Gifford Funds, on behalf of its series, The EAFE Choice Fund See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479298 Filed Document 0001605217-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 16 LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001606952 Filed Document 0001606952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Frontier Wealth Fund LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606476 Filed Document 0001606476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Strategic Income Fund I, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573144 Filed Document 0001573144-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForceField Energy Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-14-002099 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
12 UTOPIA/TOUCHMEIFYOUCAN, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001606600 Filed Document 0001606600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Laundry Chute, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606369 Filed Document 0001606369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RAZORSIGHT CORP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001339540 Filed Document 0001339540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor Offshore I Ltd. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404194 Filed Document 0001140361-14-017659 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainstay Healthcare Properties, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Gilles Ouellette CIK Number 0001606068 Filed Document 0001606068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
REDBRICK HEALTH CORP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $17,959,103 Associated Brokers / Dealers N/A CIK Number 0001381794 Filed Document 0001381794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SONITUS MEDICAL INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $11,103,346 Associated Brokers / Dealers N/A CIK Number 0001376022 Filed Document 0001376022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maritime Broadband Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,640,000 Associated Brokers / Dealers Source Capital CIK Number 0001510590 Filed Document 0001510590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Event Value Fund, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547692 Filed Document 0001547692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commitchange Corp See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588291 Filed Document 0001588291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
IMH Financial Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001397403 Filed Document 0001397403-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
World Fishing Champions LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001602477 Filed Document 0001602477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe, Melanie J. Duguid, and Michael Yale Ragins CIK Number 0001480340 Filed Document 0001480340-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLORADO IMPACT FUND I, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001606368 Filed Document 0001606368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NewSmith Global Absolute Return Fund See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516609 Filed Document 0000902664-14-002239 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simmons Equipment Co See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574000 Filed Document 0001574000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459026 Filed Document 0001605217-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purveyors of Ultimate Beverages, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001606497 Filed Document 0001144204-14-025200 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
NC Solar Fund I, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001605986 Filed Document 0001605986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
National Note Group DE, LLC 1 See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001572133 Filed Document 0001572133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
ROCKYOU INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,260,000 Associated Brokers / Dealers N/A CIK Number 0001439538 Filed Document 0001439538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001397665 Filed Document 0001140361-14-017654 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethos Opportunity Fund I, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $16,701,000 Associated Brokers / Dealers N/A CIK Number 0001606456 Filed Document 0001606456-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Baillie Gifford Funds, on behalf of its series, The EAFE Pure Fund See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593310 Filed Document 0001605217-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOSINGCORP INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001420128 Filed Document 0001602471-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity