Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rail-Splitter Fund, Ltd. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488794 Filed Document 0000919574-14-002783 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICRO CAP PARTNERS L P See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000941712 Filed Document 0000935836-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City National Rochdale International Trade Fixed Income Fund See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519021 Filed Document 0001566114-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Och-Ziff Real Estate Fund III, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606703 Filed Document 0001606703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 911 WEST WHEATLAND ROAD LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001606403 Filed Document 0001144204-14-025646 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Och-Ziff Real Estate Parallel Fund III D, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606706 Filed Document 0001606706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraCap Partners III (Institutional) LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606803 Filed Document 0001606803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Copper Mill 15910 Partners, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606632 Filed Document 0001606632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Amicus Global Vision Fund, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001605828 Filed Document 0001605828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
RoundShield Fund I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606601 Filed Document 0001606601-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Musistic, Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599903 Filed Document 0001599903-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
JUMBYCO INC. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606751 Filed Document 0001606751-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delaware Investments Income Opportunities Fund, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-14-017835 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH CARE CASUALTY INSURANCE LTD See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197156 Filed Document 0001140361-14-018922 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CONTINENTAL PARTNERS LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001206261 Filed Document 0001393725-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Continental Healthcare Fund QP LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001306709 Filed Document 0001393725-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pattison Cole LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001571916 Filed Document 0001571916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Digital Native Arts Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,047,390 Associated Brokers / Dealers N/A CIK Number 0001606618 Filed Document 0001231919-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sherpaa Health, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,925,212 Associated Brokers / Dealers N/A CIK Number 0001556621 Filed Document 0001556621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 DISCREETLY MINE/ROCKIN ON, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001606797 Filed Document 0001606797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
VIAMERICAS CORP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001126247 Filed Document 0001126247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Advanced MicroGrid Solutions, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Donald Smith Value Fund, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001467221 Filed Document 0000945621-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
newBrandAnalytics, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,032,735 Associated Brokers / Dealers N/A CIK Number 0001532126 Filed Document 0001532126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bellwether Materials Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607124 Filed Document 0001607124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AccelOne LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606357 Filed Document 0001606357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Zesty-Fund, a series of AngelList-JF-Funds, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $227,975 Associated Brokers / Dealers N/A CIK Number 0001606728 Filed Document 0001606728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bachelorette Weekend LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605180 Filed Document 0001605180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Musistic, Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599903 Filed Document 0001599903-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OG IRP Fund, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers OG IRP Fund, LLC CIK Number 0001606168 Filed Document 0001606168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OG Hybrid Fund, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers OG Hybrid Fund, LLC CIK Number 0001606169 Filed Document 0001606169-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bakken Income Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Business Texter Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $799,999 Associated Brokers / Dealers Business Texter, Inc. CIK Number 0001576175 Filed Document 0001576175-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lerer Hippeau Ventures IV, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001606267 Filed Document 0001606267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squarespace, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001496963 Filed Document 0001496963-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HydroPhi Technologies Group, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,964,000 Associated Brokers / Dealers N/A CIK Number 0001496741 Filed Document 0001515971-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ZeroFox, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001580985 Filed Document 0001580985-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
12 SHARP HUMOR/OVEROCKS, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001606795 Filed Document 0001606795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
SOUTHERN CROSS RESOURCES GROUP, INC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001457653 Filed Document 0001457653-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Astra Tactical Growth, LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596155 Filed Document 0001546927-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Secondary Fund, LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001529819 Filed Document 0001529819-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIDDER INC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $6,123,088 Associated Brokers / Dealers N/A CIK Number 0001459778 Filed Document 0001459778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oxford LF1 LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers 000 CIK Number 0001606806 Filed Document 0001606806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
J16 Enterprises, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers J16 Enterprises, Inc. CIK Number 0001606505 Filed Document 0001606505-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
IWP New Albany, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604747 Filed Document 0001604747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Angel Partners, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001606760 Filed Document 0001606760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREF III INTERNATIONAL FEEDER LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001605508 Filed Document 0001605508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BH Horror Movie LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001606646 Filed Document 0001606646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
BluBox Energy, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001573798 Filed Document 0001573798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity