Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Och-Ziff Real Estate Parallel Fund III B, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606705 Filed Document 0001606703-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartCool Systems Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $31,733 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001328810-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
CEROS, INC. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $6,200,036 Associated Brokers / Dealers N/A CIK Number 0001444474 Filed Document 0001444474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CertaScan Technologies LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001606688 Filed Document 0001606688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-uBio-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606729 Filed Document 0001606729-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Feeder Fund I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606606 Filed Document 0001606608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $824,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Perle Bioscience, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenStreet Growth Management LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001606620 Filed Document 0001140361-14-017806 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OG Promissory Note Long Term, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OG Promissory Note Long Term, LLC CIK Number 0001606154 Filed Document 0001606154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
MidStates Capital Fund III, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001606544 Filed Document 0001606544-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Magna Pharmaceuticals, Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,752,000 Associated Brokers / Dealers N/A CIK Number 0001596152 Filed Document 0001596152-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlisle Country Club See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001585941 Filed Document 0001585941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CytomX Therapeutics Holdings, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001465584 Filed Document 0001465584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
iSelect Fund Management, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NA CIK Number 0001606598 Filed Document 0001606598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
emploi.us, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $450,320 Associated Brokers / Dealers N/A CIK Number 0001606977 Filed Document 0001606977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
TerraCap Partners III (HNW) LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606801 Filed Document 0001606801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MLB Fund I, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $4,783,000 Associated Brokers / Dealers N/A CIK Number 0001599345 Filed Document 0001599345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Vertex Opportunities Fund, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606750 Filed Document 0000905718-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale Alternative Total Return Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001507024 Filed Document 0001566114-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Och-Ziff Real Estate Parallel Fund III A, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606704 Filed Document 0001606703-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund (Cayman), L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575018 Filed Document 0001575018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREF III INTERNATIONAL FUND LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001605512 Filed Document 0001605512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRON CREEK CAPITAL CORP. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,444,517 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001432938 Filed Document 0001534122-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bank Realty, LP1 See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bank Realty, Inc. CIK Number 0001606749 Filed Document 0001606749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AdvisorNet Financial, Inc See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409362 Filed Document 0001409362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aroya Investment Partners, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606687 Filed Document 0001013594-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENDOTRONIX INC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001424668 Filed Document 0001424668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICHARTS INC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001452436 Filed Document 0001140361-14-017797 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
QCM Otus Fund (USA) LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606535 Filed Document 0001606535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Olympia Media Group LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers City Securities Corporation and David A. Noyes & Company CIK Number 0001589952 Filed Document 0001140361-14-017805 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Physiio International,Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606818 Filed Document 0001606818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Farmland Partners Operating Partnership, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $27,230,000 Associated Brokers / Dealers N/A CIK Number 0001605741 Filed Document 0001605741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Offshore, Ltd. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553129 Filed Document 0001013594-14-000398 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPI Elm Street LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602534 Filed Document 0001602534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $144,333 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LOW VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442329 Filed Document 0001442329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTINENTAL OPPORTUNITIES FUND, LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITES LLC CIK Number 0001487620 Filed Document 0001393725-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 INVESTMENT PARTNERS LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937529 Filed Document 0001565908-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lady Day Broadway Ltd Liability Co See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001600923 Filed Document 0001600923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
New Generation Loan Fund, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606748 Filed Document 0000945621-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESPBP Intermediate Holdings LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606131 Filed Document 0000895345-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WellAware Holdings, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001566486 Filed Document 0001566486-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone at Canton Assisted Living, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001606695 Filed Document 0001606695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hoxton Ventures Fund I, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001606439 Filed Document 0001606439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAG Energy & Resources Partners III, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001553241 Filed Document 0001553241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Special Feeder I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606608 Filed Document 0001606608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERVAL FUND, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551378 Filed Document 0001013594-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity