Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chicago Climbing Gym Co LLC See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579633 Filed Document 0001579633-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Horn Wind Farm, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594761 Filed Document 0001594761-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Debt
SAI Advanced Power Solutions, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595171 Filed Document 0001595171-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Limulus Venture Partners Limited Partnership See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595116 Filed Document 0001140361-13-047458 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roam Analytics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,749,998 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chester Drive Capital Fund, LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511452 Filed Document 0001511452-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-13-002472 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
BCM Weston Offshore, Ltd See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lars Bjoergerd CIK Number 0001517720 Filed Document 0001517720-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
URUGUAY AGRICULTURAL LAND FUND II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594210 Filed Document 0001594210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GatherGift, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564781 Filed Document 0001564781-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594257 Filed Document 0001140361-13-047662 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waste Less Living, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594633 Filed Document 0001594633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sensible Organics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001595251-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Corbel Structured Equity Partners, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594425 Filed Document 0001140361-13-047465 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKRO I, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001550363 Filed Document 0001144204-14-000099 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
QuorumLabs, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,070,312 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oscilla Power, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,724,199 Associated Brokers / Dealers N/A CIK Number 0001533849 Filed Document 0001533849-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TEI Income & Opportunity Fund II LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594101 Filed Document 0001594089-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536913 Filed Document 0000919574-13-006996 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $15,677,076 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-13-000303 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oxford Performance Materials, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,037,600 Associated Brokers / Dealers N/A CIK Number 0001595246 Filed Document 0001595246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
HPI Broadway, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001595002 Filed Document 0001595002-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Raiseworks, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594681 Filed Document 0001192482-13-000249 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aden & Anais Holdings, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $57,175,778 Associated Brokers / Dealers N/A CIK Number 0001596033 Filed Document 0001596033-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $6,718,550 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-13-000295 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kersey Hotel, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Kersey Hotel, LLC CIK Number 0001595179 Filed Document 0001595179-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hayden Maguire Real Estate Fund I, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595017 Filed Document 0001595017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Riley Technologies, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001595224 Filed Document 0001595224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AH Grand Rapids Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001595213 Filed Document 0001595213-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001572532 Filed Document 0001594911-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prismic Pharmaceuticals, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557310 Filed Document 0001557310-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $35,311 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000308 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARAS Corp See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001143731 Filed Document 0001140361-13-047370 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AFFINITY BIOSENSORS LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,250,235 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Portland Seed Fund II, LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594859 Filed Document 0001461859-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Celenian Appreciation Fund, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369743 Filed Document 0001095449-13-000138 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Variation Biotechnologies (US), Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001525594 Filed Document 0001525594-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
COLLINS CAPITAL DIVERSIFIED OFFSHORE FUND I Ltd See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Malloy and Robert Seal CIK Number 0001386485 Filed Document 0001264128-13-000056 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Select Fund LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539936 Filed Document 0001264128-13-000068 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOUTZ, INC. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001527182 Filed Document 0001527182-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AL-Descomplica-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $377,272 Associated Brokers / Dealers N/A CIK Number 0001591560 Filed Document 0001592403-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vailshire Partners, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001565452-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SnipSnap App Ltd Liability Co See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001550156 Filed Document 0001550156-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ecotrust Forests II, LLC See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Circleback Lending, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,899,998 Associated Brokers / Dealers N/A CIK Number 0001595100 Filed Document 0001595100-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HBIP Acquisition 1, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595104 Filed Document 0001595104-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $7,217,800 Associated Brokers / Dealers N/A CIK Number 0001537482 Filed Document 0001537482-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 8 See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594650 Filed Document 0001594650-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
iNetworks Private Wealth Ventures, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,035,000 Associated Brokers / Dealers None CIK Number 0001595135 Filed Document 0001595134-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other