Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Payson Drilling Fund 2015 I, LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised $32,640,000 Associated Brokers / Dealers Terry D. Harvey, Larry Jones, Ford G. Keeler, Mark J Smith, Michael Packman, Norman Harp, Sara A. Ng, Steven P. Sappington, Todd Gregory, Scott R. Mrozek, Stephen D. Vallender, Anders A. DeJounge, Timothy Collins, Bryan A. Repple, Anthony Cottone, Brian Corrigan, Darrell P. Roberts, David Brunswick Jr., David N. Wood, Douglas J. Hillenbrand, Glennon Cole, Joel Woods, John Poolman, John Starke Sr., Joseph Merback, Kurt Johnson, and Jeffrey Arburn CIK Number 0001631994 Filed Document 0001631994-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Sports Recruits LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001632640 Filed Document 0001632640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $172,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000015 Exclusions or Exemptions 506c Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley HedgePremier/PARS Fund LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541373 Filed Document 0001541373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Capital Funding Co-Investment Fund LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538584 Filed Document 0001181431-15-001952 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Highclere Group, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Mahmood Motani CIK Number 0001632059 Filed Document 0001632059-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tagasauris, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,946,808 Associated Brokers / Dealers N/A CIK Number 0001630714 Filed Document 0001630714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BacterioScan, Inc. See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001577270 Filed Document 0001577270-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harbour Energy, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001632669 Filed Document 0001181431-15-001940 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Natcore Technology Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Canaccord Genuity Corp., Wolverton Securities Ltd., and Bryce Bradley CIK Number 0001464623 Filed Document 0001464623-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
K2 Energy Solutions, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001538645 Filed Document 0001538645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Philadelphia Financial Life Assurance Co Separate Account VL142 See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001617299 Filed Document 0001617299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koco Life, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632367 Filed Document 0001632367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agrible, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $34,675 Associated Brokers / Dealers N/A CIK Number 0001606454 Filed Document 0001606454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FIFS Holdings Corp. See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0000899140-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dermata Therapeutics, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $608,050 Associated Brokers / Dealers N/A CIK Number 0001632047 Filed Document 0001140361-15-003807 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hillair Capital Investments U.S. LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494250 Filed Document 0001494250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Customized Infrastructure Strategies II, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631592 Filed Document 0001631592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signatures Capital MR4 LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001632656 Filed Document 0001632656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVALLINO FUND LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458114 Filed Document 0001458114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
REALTYSHARES 51, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $536,500 Associated Brokers / Dealers N/A CIK Number 0001632249 Filed Document 0001632249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TMG 801 Eye Street REIT, L.L.C. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632568 Filed Document 0001632568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Waterline Ventures I-A LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631434 Filed Document 0001631434-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERCED PARTNERS LIMITED PARTNERSHIP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0000876001 Filed Document 0001209191-15-008529 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
EAGLE GROWTH PARTNERS II, LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001415629 Filed Document 0000897069-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PS INSTITUTIONAL ONSHORE LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528178 Filed Document 0001012975-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WH Acquisitions, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001565050 Filed Document 0001565050-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLOUD SECURITY CORP. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001516079 Filed Document 0001019687-15-000441 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARBOUR HOLDINGS LTD. See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED and ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC CIK Number 0001124725 Filed Document 0001124725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE CAPITAL SMALL CAP FUND, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Principles Structured Income Fund, LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548357 Filed Document 0001548357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Force Therapeutics LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585935 Filed Document 0001585935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synoptek Holdings, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $3,016,942 Associated Brokers / Dealers N/A CIK Number 0001584027 Filed Document 0001584027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velorum ProtoFund LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599160 Filed Document 0001599160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Debt Strategies Fund REIT LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001632621 Filed Document 0001632621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RMWC CREDIT ALPHA FUND, LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537949 Filed Document 0001537949-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walter Capital Opportunity Corp. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632381 Filed Document 0001632381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PLS INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
EIG Harbour Energy Feeder, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001632670 Filed Document 0001181431-15-001941 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICOR THERAPEUTICS, INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $10,002,028 Associated Brokers / Dealers SC&H Capital and H.C. Wainwright & Co., LLC CIK Number 0001133869 Filed Document 0001144204-15-005619 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Casetext, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $8,835,567 Associated Brokers / Dealers N/A CIK Number 0001632585 Filed Document 0001632585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EastBay Offshore Fund, Ltd. See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609395 Filed Document 0000919574-15-000917 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walker Lane Exploration, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers CIM Securities LLC and CIM Securities LLC CIK Number 0001413659 Filed Document 0001413659-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Copperplate Partners LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631633 Filed Document 0001546927-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 56, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001632254 Filed Document 0001632249-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RPEP Energy Opportunities Fund - Institutional Partners LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ridgewood Securities Corporation CIK Number 0001632258 Filed Document 0001632258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001315863-15-000076 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Partners Group Direct Infrastructure 2015 (USD), L.P. Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631594 Filed Document 0001631594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Composition Series LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541316 Filed Document 0001541316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund