Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GCA Credit Opportunities Offshore Plan Assets Fund, Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541134 Filed Document 0001541134-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICM Products Holding Company, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,480,091 Associated Brokers / Dealers N/A CIK Number 0001606850 Filed Document 0001393725-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JRD Partners II, LP See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606765 Filed Document 0000945836-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Wyetree European Recovery Fund LP See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605098 Filed Document 0000919574-14-002824 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timbercroft Housing, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $12,738,295 Associated Brokers / Dealers N/A CIK Number 0001607086 Filed Document 0001596771-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
POINTS INTERNATIONAL LTD See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,660,000 Associated Brokers / Dealers N/A CIK Number 0001204413 Filed Document 0001062993-14-002556 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
J.W. Childs Equity Partners IV, L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001604983 Filed Document 0001604983-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
B2B SOURCING, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers N/A CIK Number 0001607191 Filed Document 0001607191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SONARMED INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,622,258 Associated Brokers / Dealers N/A CIK Number 0001336360 Filed Document 0001336360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ThousandEyes, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $19,999,997 Associated Brokers / Dealers N/A CIK Number 0001532698 Filed Document 0001532698-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-002418 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $327,122 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KITARA MEDIA CORP. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001350773 Filed Document 0001094891-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EUROSITE POWER INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001528103 Filed Document 0001528103-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WV Feeder II (PINT), L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606754 Filed Document 0001606754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPI Real Estate Opportunity Fund III, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Orchard Securities, LLC, ARI Financial Services, Inc., American Independent Securities Group, LLC, Berthel, Fisher & Company Financial Services, Inc., Concorde Investment Services, LLC, DFPG Investments, Inc., J.P. Turner & Company, L.L.C., Madison Avenue Securities, Inc., PRIMEX, Resource Horizons Group LLC, Sandlapper Securities, LLC, Sunbelt Securities, Inc., Triad Advisors, Inc., and VFG Securities, Inc. CIK Number 0001569017 Filed Document 0001569017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Select (U.S.), L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596119 Filed Document 0001596119-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AERO-X GOLF, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001484746 Filed Document 0001117768-14-000398 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $622,330 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
kWh Analytics, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607076 Filed Document 0001607076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mutima Africa Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518500 Filed Document 0001264128-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBT MASTER FUND, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital L.P. and Sendero Securities, LLC CIK Number 0001215217 Filed Document 0000897423-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spor, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607181 Filed Document 0001607181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Balanced Partnership, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479826 Filed Document 0001479826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (Offshore) See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548579 Filed Document 0001548579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hilltop Suncrest, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001605952 Filed Document 0001605952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Inmobly, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $923,420 Associated Brokers / Dealers N/A CIK Number 0001588591 Filed Document 0001588591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RION FUND, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARJENT LLC CIK Number 0001529068 Filed Document 0000919574-14-002823 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAFE N CLEAR, INC. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001570312 Filed Document 0001570312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
WV AIV II (PINT), LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606756 Filed Document 0001606756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chrysaetos Global Opportunities Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576015 Filed Document 0001576015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Offshore Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Honolulu Seawater Air Conditioning, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607427 Filed Document 0001181431-14-018218 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Whipstock Co-Investment Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600669 Filed Document 0000902664-14-002366 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,411,296 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000167 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dalma Capital Management LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607219 Filed Document 0001140361-14-018746 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YaSabe, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,705,000 Associated Brokers / Dealers N/A CIK Number 0001504321 Filed Document 0001504321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
12 READY'S IMAGE/MALABAR STAR, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001607236 Filed Document 0001607236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CASTLE BIOSCIENCES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600543 Filed Document 0001600543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465991 Filed Document 0001596119-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
McCutchen Group Investment Fund Series LLC 2011 Opportunistic Portfolio See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $35,435,000 Associated Brokers / Dealers N/A CIK Number 0001527324 Filed Document 0001565908-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Bidslate, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576694 Filed Document 0001576694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Glori Energy Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001597131 Filed Document 0001597131-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Small Cap Partnership I, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479824 Filed Document 0001479826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDJ Institutional High Yield Fund L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546661 Filed Document 0001546661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES FUND, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing LLC and Papamarkou Wellner & Co. Inc. CIK Number 0001451844 Filed Document 0001451844-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprinklr, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $39,999,996 Associated Brokers / Dealers N/A CIK Number 0001569345 Filed Document 0001140361-14-018649 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity