Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEW MOUNTAIN VANTAGE LO, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445818 Filed Document 0000950142-14-001026 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoFlex Power Corp See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
VALUE PRESERVATION LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455852 Filed Document 0001455852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Missouri Valley REIT, Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Rick Engen CIK Number 0001487513 Filed Document 0001140361-14-018977 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV VI, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518514 Filed Document 0000902664-14-002357 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bractlet, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-14-031584 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FUTURA LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,504,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ARMADA WATER ASSETS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001596528-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PPE Bartlesville 25, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $188,500 Associated Brokers / Dealers N/A CIK Number 0001606883 Filed Document 0001606883-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENDOGASTRIC SOLUTIONS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $30,650,388 Associated Brokers / Dealers N/A CIK Number 0001356688 Filed Document 0001356688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cricket Media Group Ltd. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $564,579 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-005967 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ShotTracker Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599697 Filed Document 0001599697-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakeshore Capital I LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578105 Filed Document 0001578105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permira V L.P.1 See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575669 Filed Document 0001140361-14-018919 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Ag Partners LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547841 Filed Document 0000902664-14-002363 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Touchtown Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $82,218 Associated Brokers / Dealers N/A CIK Number 0001408435 Filed Document 0001408435-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Celebration Multifamily LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $13,550,000 Associated Brokers / Dealers Hines Securities, Inc., CapNet Securities Corporation, Ausdal Financial Partners, Inc., SWS Financial Services, Southwest Securities, Inc., Triad Advisors, Inc., Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Madison Avenue Securities, Inc., First Allied Securities, Inc., Proequities, Inc., and Cambridge Investment Research, Inc. CIK Number 0001602524 Filed Document 0001602524-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stance, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $29,593,409 Associated Brokers / Dealers N/A CIK Number 0001478347 Filed Document 0001478347-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $293,718 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LYFESYSTEMS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001422387 Filed Document 0001422387-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ROC DEBT STRATEGIES FUND, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers NONE CIK Number 0001607054 Filed Document 0001607054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 8, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607297 Filed Document 0001607298-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aberdeen Fixed Income Funds, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499539 Filed Document 0001499539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Strategic Co-Investment Fund-A, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544233 Filed Document 0000902664-14-002356 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HealthScripts of America - Southeast Louisiana, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001602386 Filed Document 0001602386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Seismix LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001606639 Filed Document 0001606639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
INTEGEN, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SKY Harbor Broad High Yield Market Partners, LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567063 Filed Document 0000945621-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
American Capital Equity III, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,085,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001605869 Filed Document 0001605869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLYOVER INNOVATIONS INC. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001608052 Filed Document 0001608052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Shorenstein Realty Investors Eleven, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001607092 Filed Document 0000947871-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GREAT BEAR RESOURCES LTD. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $32,629 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001183740-14-000153 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,200,013 Associated Brokers / Dealers Jennifer Kephart, Kevin Wernick, and John Argue CIK Number 0001135856 Filed Document 0001135856-14-000184 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prudential Fixed Income Global Liquidity Relative Value Fund I, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001606373 Filed Document 0000902664-14-002368 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OWNERIQ INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001436941 Filed Document 0001436941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mention the Toaster LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001606239 Filed Document 0001144204-14-028883 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Integrated Diagnostics, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $31,714,889 Associated Brokers / Dealers N/A CIK Number 0001458503 Filed Document 0001458503-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PFC-LJM PRESERVATION & GROWTH FUND, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001549343 Filed Document 0001549343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood SPV III L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607119 Filed Document 0001012975-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
ZEBRA IMAGING INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001052348 Filed Document 0001052348-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
4490 Ventures, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001607425 Filed Document 0001607425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPITFIRE FUND L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405759 Filed Document 0001405759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solexel@GSV Fund, L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607175 Filed Document 0001607175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Language Stars, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001497119 Filed Document 0001497119-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Itizen, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001607128 Filed Document 0001607128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Midwest Energy Emissions Corp. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0000728385 Filed Document 0001577308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SMARTSHEET.COM INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $34,999,995 Associated Brokers / Dealers N/A CIK Number 0001366561 Filed Document 0001366561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gourmet Acquisition Holdings, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574944 Filed Document 0001574944-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity