Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prescient Bio-Analytics, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Dr. Thom Park CIK Number 0001563663 Filed Document 0001563663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Biomass Secure Power Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,500 Associated Brokers / Dealers N/A CIK Number 0001160164 Filed Document 0001085037-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bullfrog Gold Corp. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448597 Filed Document 0001448597-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TEC OPPORTUNITIES FUND I, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607077 Filed Document 0001607077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,807,910 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000175 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
QUANTUMSPHERE, INC. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001144204-14-027856 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StoryPress Inc See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001557640 Filed Document 0001557640-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Financial Ascent L P See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001293452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
New Mountain Vantage LO (Cayman) Ltd. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607354 Filed Document 0000950142-14-001027 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outstanding Businesses Limited Partnership See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295148 Filed Document 0001295148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Fireplace, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,759,383 Associated Brokers / Dealers N/A CIK Number 0001607085 Filed Document 0001607085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN STATES FINANCIAL CORP /DE/ See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000744485 Filed Document 0000744485-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cantex Development Partners, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607225 Filed Document 0001607225-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UserIQ, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001609426 Filed Document 0001609426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,345,552 Associated Brokers / Dealers Kevin Wernick, John Argue, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-14-000182 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlueStack Systems, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001529216 Filed Document 0001529216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Insurance Strategies Fund, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607394 Filed Document 0001607394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DSAM Long/Short Equity Fund See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605968 Filed Document 0000902664-14-002353 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capillary Biomedical, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606092 Filed Document 0001606092-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Businessolver.com, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $65,157,943 Associated Brokers / Dealers Jefferies, LLC CIK Number 0001607042 Filed Document 0001607042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Energy Partners (North America) L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Magenta Capital Services Ltd. CIK Number 0001606485 Filed Document 0000950142-14-000980 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARMADA WATER ASSETS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $7,899,674 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001596528-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPG 938 10th, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001607305 Filed Document 0001607305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Aerpio Therapeutics, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001538472 Filed Document 0001538472-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AmideBio, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001483408 Filed Document 0001483408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Lead Intelligence, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001555197 Filed Document 0001555197-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TechShop See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001505247 Filed Document 0001505247-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Spindrift Beverage Co., Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001607247 Filed Document 0001607247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SRI Eleven REIT See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001607091 Filed Document 0000947871-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Wentworth Technology, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001503952 Filed Document 0001503952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Institutional High Yield Fixed Income Private Fund, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549003 Filed Document 0001140361-14-019040 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund II See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,087,745 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001599501-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marathon Patent Group, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $6,503,264 Associated Brokers / Dealers Laidlaw and Company (UK) Ltd. CIK Number 0001507605 Filed Document 0001415889-14-001358 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-002592 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $972,323 Associated Brokers / Dealers Kirk Penland, Dan Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
RealtyShares 7, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607296 Filed Document 0001607298-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HE Investments SICAV-FIS See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607118 Filed Document 0001607118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
TNP Northgate Boise, DST See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,888,000 Associated Brokers / Dealers N/A CIK Number 0001602259 Filed Document 0001602259-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Onex Partners IV Select LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607190 Filed Document 0001140361-14-019336 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nepris, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607232 Filed Document 0001607232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
INTUITIVE INTERACT911, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,243,246 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001545668 Filed Document 0001545668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $162,266,562 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ACM Permanent Crops, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers n/a CIK Number 0001600078 Filed Document 0001600078-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Long/Short Equity Fund LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605978 Filed Document 0000902664-14-002352 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonfire Energy LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Richard Rockwell CIK Number 0001600155 Filed Document 0001600155-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
SKY Harbor Short Duration High Yield Partners, LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567065 Filed Document 0000945621-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund