Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LASER LIGHT ENGINES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001453975 Filed Document 0001453975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,430,799 Associated Brokers / Dealers Jason Burlie and John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Herring Creek Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575746 Filed Document 0000919574-14-002822 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yalla Mallow Limited Partnership See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001598334 Filed Document 0001598334-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $21,841,935 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and John Matzoll CIK Number 0001135856 Filed Document 0001135856-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC CAPITAL LLC CIK Number 0001403792 Filed Document 0001011034-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pubmark Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001605413 Filed Document 0001605413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I LS Fund, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606103 Filed Document 0001606103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SwipeSense, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001558863 Filed Document 0001558863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Rising Rates Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001576489 Filed Document 0000919574-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZELMAN CAPITAL OFFSHORE, LTD. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001606236 Filed Document 0001144204-14-027750 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Halsted Partners, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midawi Holdings Inc See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001489718 Filed Document 0001489718-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REPUBLIC FIRST BANCORP INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $45,000,002 Associated Brokers / Dealers N/A CIK Number 0000834285 Filed Document 0001140361-14-018802 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RevoLaze, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,670,000 Associated Brokers / Dealers Kevin Allyn CIK Number 0001580694 Filed Document 0001580694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Iroquois Valley Farms LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461642 Filed Document 0001596119-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LUMOPTIK EYE INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607168 Filed Document 0001607168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
SpinGo Solutions, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,405,760 Associated Brokers / Dealers N/A CIK Number 0001600557 Filed Document 0001600557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Balanced Investment Group Trust See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479825 Filed Document 0001479826-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001549265 Filed Document 0000919574-14-002826 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATION ASSET GROUP INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001280820 Filed Document 0001280820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Quantedge Global Fund (US) See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548580 Filed Document 0001548580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing LLC and Papamarkou Wllner & Co. Inc. CIK Number 0001451842 Filed Document 0001451842-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001577549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $40,267 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000171 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Promobile Therapies, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001511061 Filed Document 0001511061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $13,656,723 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lido Group Retail, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001577271 Filed Document 0001577271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Refactored Materials, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $5,118,795 Associated Brokers / Dealers N/A CIK Number 0001607387 Filed Document 0001607387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Universal Holdings, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,970,053 Associated Brokers / Dealers N/A CIK Number 0001605834 Filed Document 0001605834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
New Cap Financial, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607193 Filed Document 0001607193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLARA HEALTH, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001606648 Filed Document 0001606648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Village at Three Fountains, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,640,000 Associated Brokers / Dealers N/A CIK Number 0001607115 Filed Document 0001607115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chefler Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001605940 Filed Document 0000897069-14-000256 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ICM Products Acquisition Company, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001606852 Filed Document 0001393725-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StageBloc, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001543908 Filed Document 0001543908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INFLUENCE INTERNATIONAL INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001427677 Filed Document 0001427677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Zelman Capital II, LP See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001601335 Filed Document 0001144204-14-027753 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kronos Foods Inc See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,245,901 Associated Brokers / Dealers N/A CIK Number 0001311721 Filed Document 0001311721-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
At Play Vacations, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001584584 Filed Document 0001584584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metacapital Mortgage Value Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001549264 Filed Document 0000919574-14-002825 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP Executive Fund VI, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001592713 Filed Document 0001362118-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TA INVESTORS IV, L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001578035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juhl Renewable Assets See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001577457 Filed Document 0001577457-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HIT Capital LLLP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566117 Filed Document 0001566117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Point72 GDF (U.S.), L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461627 Filed Document 0001596119-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity