Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lyxor/Jana Partners Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001487966 Filed Document 0001140361-14-019865 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Schoox, Inc. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001564510 Filed Document 0001564510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OZ Enhanced Overseas Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575931 Filed Document 0001575931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ MESC Overseas Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576499 Filed Document 0001576518-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All the Way Broadway Ltd Liability Co See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001589516 Filed Document 0001589516-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Cambridge Select, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $799,500 Associated Brokers / Dealers N/A CIK Number 0001605156 Filed Document 0001605156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ADEN CAPITAL, L.P. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607586 Filed Document 0001013594-14-000411 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canada Cannabis Corp. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001607438 Filed Document 0001213900-14-003043 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,470,590 Associated Brokers / Dealers N/A CIK Number 0001137883 Filed Document 0001144204-14-028971 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BITE TECH, INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001247455 Filed Document 0001247455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CONCHOID CAPITAL FUND LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606966 Filed Document 0001013594-14-000412 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Respi, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001607851 Filed Document 0001607851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Aequitas Capital Opportunities Fund, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599985 Filed Document 0001599985-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Master Fund, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576721 Filed Document 0001576721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EE Museum MF, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $13,752,600 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001599651 Filed Document 0001599651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432789 Filed Document 0001565908-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERFALL HOLDINGS, INC. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607844 Filed Document 0001607844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
CAL FUND I, LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607764 Filed Document 0001607764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CYDEC SOFTWARE LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001594244 Filed Document 0001594244-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERRYBREEZE LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607389 Filed Document 0001607389-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Talara Fund, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510325 Filed Document 0000919574-14-002861 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinton Retail Opportunity Partnership, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531365 Filed Document 0000902664-14-002397 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OZ Enhanced Domestic Partners, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575981 Filed Document 0001575931-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Income Properties, Inc. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597148 Filed Document 0001010412-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lyxor/Marathon Distressed Opportunities Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001487967 Filed Document 0001140361-14-019876 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
UV CLEANING SYSTEMS INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001432927 Filed Document 0001432927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Edgewood Real Estate Investment Trust See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001507379 Filed Document 0001181431-14-018991 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Paulson International Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422516 Filed Document 0001140361-14-019890 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Dropoff, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001607295 Filed Document 0001607295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RIVULET CAPITAL PARTNERS, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547428 Filed Document 0000919574-14-002866 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D Product Imaging, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597311 Filed Document 0001597311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
UrbanSitter, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001537586 Filed Document 0001537586-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mobile Iris, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $811,000 Associated Brokers / Dealers N/A CIK Number 0001607631 Filed Document 0001607631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Extra Space Storage L P See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $8,334,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGEPOINT, INC. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001412638 Filed Document 0001412638-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Standard Life Investments European RE Club (Offshore) Feeder Ltd. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None CIK Number 0001604889 Filed Document 0001604889-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Life Investments European Real Estate Club LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None CIK Number 0001633710 Filed Document 0001633710-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVA Richmond, DST See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,573,298 Associated Brokers / Dealers Tracy Rae Turner CIK Number 0001606788 Filed Document 0001606788-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
REVA Clearwater, DST See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers Corbin Scott Thomas CIK Number 0001606781 Filed Document 0001606781-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Prostasia Fund, Ltd. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607396 Filed Document 0001140361-14-020372 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNROAD INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $3,665,904 Associated Brokers / Dealers N/A CIK Number 0001454697 Filed Document 0001454697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Spotlight Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544239 Filed Document 0000902664-14-002396 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PORTOLAN PILOT FUND LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320991 Filed Document 0001320991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Spine, LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pine River Baxter Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMG Holding Corp See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490605 Filed Document 0000895345-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Road Global Credit Intermediate Fund L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575861 Filed Document 0001315863-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSC Astana Finance See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001607558 Filed Document 0001607558-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KAZAKSTAN Revenue or Assets Decline to Disclose Type of Security Equity
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $33,430,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Lyxor/Paulson Advantage Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001433963 Filed Document 0001140361-14-019887 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity