Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KAMINAK GOLD CORP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,849,840 Associated Brokers / Dealers Sprott Global Investments Ltd., Canaccord Genuity Corp., Cormark Securities Inc., Raymond James Ltd., RBC Dominion Securities Inc., and BMO Nesbitt Burns Inc. CIK Number 0001358456 Filed Document 0001140361-14-020101 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GTA DEVELOPMENT FUND, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607713 Filed Document 0001607713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMOTIONEERS, INC. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $202,500 Associated Brokers / Dealers N/A CIK Number 0001602939 Filed Document 0001602939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tryon Media, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001608196 Filed Document 0001608196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
OZ Enhanced Overseas Institutional Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575982 Filed Document 0001575931-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modesto Retail Center DST See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $23,338,999 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001606843 Filed Document 0001606843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001607545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTENNIAL GLOBAL MACRO FUND LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carolinas Investment Consulting LLC, Crown Capital Securities, L.P., ALPS Distributors, Inc., Trestle Point, LLC, Uhlmann Price Securities, LLC, Edge Corporate Finance, LLC, and Hedge Harbor Inc. CIK Number 0001322048 Filed Document 0001322048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Observatory Credit Markets Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001435376 Filed Document 0001140361-14-019882 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Mozarkite Emerging Markets Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520182 Filed Document 0001520182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RIVULET CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547427 Filed Document 0000919574-14-002865 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain View Retail DST See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation and Craig M. Rollins CIK Number 0001606660 Filed Document 0001606660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
AVALARA INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $34,999,997 Associated Brokers / Dealers N/A CIK Number 0001348036 Filed Document 0001348036-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ZERO EMISSION ENERGY PLANTS, INC. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $470,940 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EGP HCI LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001607788 Filed Document 0001405086-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aviation Components Management, LLC - Series One See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001607465 Filed Document 0001607465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Go Grab Green LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613138 Filed Document 0001613138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KURE CORP. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers CLARK DODGE & CO., INC. CIK Number 0001607443 Filed Document 0001607443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RightPatch WA LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001607520 Filed Document 0001607520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MAGNOLIA ROAD GLOBAL CREDIT FUND LTD. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575862 Filed Document 0001315863-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Music Box Supper Club, LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001589210 Filed Document 0001589210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
LumaCyte, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Janet and Kenneth Jones CIK Number 0001589470 Filed Document 0001589470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KUBOO, INC. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Aviation Components Management, LLC - Series One See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001607465 Filed Document 0001607465-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
CLINTON SPECIAL OPPORTUNITIES FUND LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381140 Filed Document 0000902664-14-002395 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zettics, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $10,167,205 Associated Brokers / Dealers N/A CIK Number 0001466237 Filed Document 0001466237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Golly Gee Productions Ltd Liability Co See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001571873 Filed Document 0001571873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Tiger Ratan Capital Fund, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464094 Filed Document 0001464094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000416 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
ACS Diagnostics, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607718 Filed Document 0001607718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
American Caresource Holdings, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001316645 Filed Document 0001140361-14-019937 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Advantage, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001607715 Filed Document 0001607715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
NEW RELIC INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $99,999,955 Associated Brokers / Dealers N/A CIK Number 0001448056 Filed Document 0001448056-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VANNA PARTNERS FUND, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549319 Filed Document 0000919574-14-002864 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dawson CleanTech Opportunity Fund 2014 See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607695 Filed Document 0001607695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SQN Investors Fund LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Mortgage Opportunity Fund III, LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606958 Filed Document 0001576721-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039260 Filed Document 0001565908-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWS FUNNEL, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,114,900 Associated Brokers / Dealers N/A CIK Number 0001607613 Filed Document 0001144204-14-029142 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001565908-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbotix, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Greensmith Energy Management Systems, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MakeSpace Labs, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $8,114,610 Associated Brokers / Dealers N/A CIK Number 0001593681 Filed Document 0001593681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio V DST See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, and Joseph A. Nugent CIK Number 0001606661 Filed Document 0001606661-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Castle Creek Capital Partners V, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group, Inc. CIK Number 0001580580 Filed Document 0001580580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kabbage, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001472662 Filed Document 0001472662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Concentrated Offshore Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549328 Filed Document 0000902664-14-002394 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Loxo Oncology, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $23,888,747 Associated Brokers / Dealers N/A CIK Number 0001581720 Filed Document 0001581720-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL CHINA FIXED INCOME FUND See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548913 Filed Document 0001405086-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Global Plus Absolute Return Fund See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund