Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BDR Mount Baker II LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607680 Filed Document 0001607680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517059 Filed Document 0001144204-14-029368 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001539029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR DELTA XN Offshore Fund Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606428 Filed Document 0001606428-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL VELOCITY INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TOSCA MINING CORP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $29,163 Associated Brokers / Dealers N/A CIK Number 0001517597 Filed Document 0001183740-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JourneyPure LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers HB Sconyers and Company, LLC CIK Number 0001600158 Filed Document 0001600158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Dinner Lab, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,126,744 Associated Brokers / Dealers N/A CIK Number 0001605145 Filed Document 0001605145-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MerchantIQ Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001605100 Filed Document 0001140361-14-020453 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signix, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001506625 Filed Document 0001506625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hirtle Callaghan Absolute Return Fund, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525246 Filed Document 0001525246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Providence Opportunity Fund Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Sterling Financial Group Inc. CIK Number 0001607767 Filed Document 0001607767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Cloud Apps Capital Partners, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606970 Filed Document 0001606970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Labs, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001524660 Filed Document 0001524660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AvanSci Bio, L.L.C. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001533861 Filed Document 0001533861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Other
West Kirkland Mining Inc. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $27,748,309 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., Cormark Securities Inc., PI Financial Inc., GMP Securities L.P., and Macquarie Capital Markets Canada Ltd. CIK Number 0001492927 Filed Document 0001140361-14-020597 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pecos Partners, L.P. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001607780 Filed Document 0000950142-14-001018 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCI HEALTHCARE PARTNERS II, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277313 Filed Document 0000902664-14-002414 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Capital Partners I, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001605029 Filed Document 0001605029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Equity II Fund, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461762 Filed Document 0001461762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Macro Opportunities Offshore Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497124 Filed Document 0001497124-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACTOLUS SERIES FUND, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001563514 Filed Document 0001144204-14-029393 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RevolutionCredit, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,040,535 Associated Brokers / Dealers N/A CIK Number 0001607504 Filed Document 0001607504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landrum Co See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $30,000,750 Associated Brokers / Dealers Christopher M. Meadows and Christopher C. Moulton CIK Number 0001607582 Filed Document 0001607582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VR1 Corp See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001561045 Filed Document 0001561045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORAYA THERAPEUTICS INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $38,232,006 Associated Brokers / Dealers N/A CIK Number 0001395387 Filed Document 0001395387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mincom Capital Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $23,025 Associated Brokers / Dealers N/A CIK Number 0001608255 Filed Document 0001608255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
FLEETWASH HOLDINGS, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $44,777,219 Associated Brokers / Dealers N/A CIK Number 0001607282 Filed Document 0001607651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ClariVest Emerging Markets Equity Fund, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556010 Filed Document 0000935836-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities Fund, L.P. Closed-End Series 1 See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $26,983,140 Associated Brokers / Dealers N/A CIK Number 0001566591 Filed Document 0001566591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPP Linden, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Hersch CIK Number 0001539277 Filed Document 0001489381-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owlstone Inc. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AVEX, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,409,800 Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001453896 Filed Document 0001453896-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
UMAX GROUP CORP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001517709 Filed Document 0001517709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Extra Space Storage LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $9,527,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
141 S. Meridian, LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,136,950 Associated Brokers / Dealers Growth Capital Services CIK Number 0001608599 Filed Document 0001608599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solar Hydrogen, Inc. See All Filings	D	2014-05-11 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001607392 Filed Document 0001607392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Powerit Holdings Inc See All Filings	D	2014-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001403805 Filed Document 0001403805-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SBAV LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519604 Filed Document 0000902664-14-002398 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Mortgage Opportunity Fund I, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576717 Filed Document 0001576721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signal Peak Ventures II, L.P. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001607731 Filed Document 0001607731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workspot, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Concentrated Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332912 Filed Document 0000902664-14-002393 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Master Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001565908-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERRYBREEZE LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607389 Filed Document 0001607389-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MicroVascular Tissues, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001607334 Filed Document 0001607334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Q-BLK ARS III INSTITUTIONAL, LTD See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435819 Filed Document 0001140361-14-020898 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clayton, Dubilier & Rice Fund IX, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001584485 Filed Document 0001181431-14-019013 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JAM PARTNERS, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0000944774 Filed Document 0000919574-14-002862 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garden Table, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607694 Filed Document 0001607694-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt