Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tiger Pacific Domestic Fund LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569462 Filed Document 0001569462-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners II, Ltd. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485924 Filed Document 0000902664-15-000625 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ravenswood Investments III LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001400521 Filed Document 0001527269-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 59, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001633204 Filed Document 0001633204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Corbin Opportunity Fund, Ltd. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001571005 Filed Document 0001571005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Opportunity Fund, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001476881 Filed Document 0001476881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cobalt Sports Capital, LLC See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001633686 Filed Document 0001633686-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Truminim, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631401 Filed Document 0001631401-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Middleton Beverly Investors LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001633591 Filed Document 0001633591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TAS Energy Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001491868 Filed Document 0001491868-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Capital SKR Investors II, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616114 Filed Document 0001616114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandstorm Development Group, Inc. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626149 Filed Document 0001626149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Little Harbor Advisors, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001539639 Filed Document 0001539639-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERENS CAPITAL FUND, LTD. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Citi Private Bank, Global Managed Investments CIK Number 0001173659 Filed Document 0001566114-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pluralsight Holdings, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625877 Filed Document 0001080368-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alternatives Fund, Ltd. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630577 Filed Document 0000950172-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
C12 Helix Liquid Opportunities Master L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512199 Filed Document 0000902664-15-000586 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FFL Parallel Fund IV (DE-II), L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001633948 Filed Document 0001181431-15-002438 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Macro Fund, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001545724 Filed Document 0001545724-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 25, LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632785 Filed Document 0001632785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bai Brands LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001477676 Filed Document 0000905718-15-000147 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cuyahoga Partners, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099038 Filed Document 0000919574-15-001111 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001599713 Filed Document 0001012975-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oceanic Investment Fund I LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $486,000 Associated Brokers / Dealers N/A CIK Number 0001633337 Filed Document 0001633337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenWorld Homes USA & Caribbean, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $7,985,000 Associated Brokers / Dealers N/A CIK Number 0001533750 Filed Document 0001533750-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Rock Income & Growth Fund II, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001633644 Filed Document 0001633644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Exbury Fund LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581140 Filed Document 0001581140-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimble HR, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001632955 Filed Document 0001632955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lono, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001633108 Filed Document 0001633108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CEMOF II Offshore Investors, L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001630794 Filed Document 0001630794-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClickStream Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $287,500 Associated Brokers / Dealers N/A CIK Number 0001393548 Filed Document 0001214659-16-009723 Exclusions or Exemptions 505 and 506c Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
R.H.&A., LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $529,000 Associated Brokers / Dealers N/A CIK Number 0001634720 Filed Document 0001634720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Initial State Technologies, Inc. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,045,000 Associated Brokers / Dealers N/A CIK Number 0001603061 Filed Document 0001603061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Royal Council of the Real Fairyland, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001629804 Filed Document 0001629804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Corvallis Realty, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001631555 Filed Document 0001631555-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Somete Fund, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001490962 Filed Document 0001490962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DriveWealth Holdings, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scura Paley Securities LLC CIK Number 0001570158 Filed Document 0001570158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MILLENNIUM SMC LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483434 Filed Document 0000902664-15-000528 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND (DELAWARE), L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599688 Filed Document 0001576350-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partikula LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603843 Filed Document 0001603843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001459031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
St. Louis Realty, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001631550 Filed Document 0001631550-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Revinate, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $15,339,999 Associated Brokers / Dealers N/A CIK Number 0001554993 Filed Document 0001554993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627884 Filed Document 0001627884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANITAS GLOBAL OPPORTUNITY FUND, LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564466 Filed Document 0000919574-15-001088 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesiflo, Inc. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001630392 Filed Document 0001630392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-15-011601 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SANITAS GLOBAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564467 Filed Document 0000919574-15-001090 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNY Mellon Private Equity Fund VIII, LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598053 Filed Document 0001507943-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund