Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sirios Liquid Alternatives Fund, Ltd. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597000 Filed Document 0001597000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG ARBITRAGE ASSOCIATES LTD See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494065 Filed Document 0000919574-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM High Yield 2008 Offshore Partnership, LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELECTRATHERM INC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,011,832 Associated Brokers / Dealers N/A CIK Number 0001348402 Filed Document 0001348402-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia II Partners, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130714 Filed Document 0000919574-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDIANEWS GROUP INC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Imperial Capital, LLC CIK Number 0000918944 Filed Document 0000918944-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TownSquare Real Estate Alpha Fund I-A, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001566401 Filed Document 0001566401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Select Opportunities Fund, LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566397 Filed Document 0000902664-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercy Memorial Surgical Co-Management Co LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001596979 Filed Document 0001596979-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
TBC Partners LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595870 Filed Document 0001140361-14-002090 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IronGate Energy Holdings, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $13,750,400 Associated Brokers / Dealers N/A CIK Number 0001596929 Filed Document 0001596929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWM HEDGE FUND PARTNERS LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSREF2 Tractor REIT (Bakersfield), Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001596257 Filed Document 0001596257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FREP Institutional REIT, L.L.C. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596742 Filed Document 0001596742-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BPT Investment Partners Fund I, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528281 Filed Document 0001528281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BROADWOOD PARTNERS LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278386 Filed Document 0000919574-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaborn Networks Holdings, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596714 Filed Document 0001596714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VOIT 50/50 BALANCED ALTERNATIVE FUND, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596110 Filed Document 0001042167-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Ligandal Technology LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589489 Filed Document 0001589489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EXUMA OFFSHORE FUND LTD. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596733 Filed Document 0000919574-14-000255 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilcox Energy Corp. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $141,017 Associated Brokers / Dealers N/A CIK Number 0001507695 Filed Document 0001140361-14-002134 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Partners, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001017417 Filed Document 0000919574-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDUIH PARTNERS, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001596337 Filed Document 0001596337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cassique Fund, LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid Atlantic Capital Corporation CIK Number 0001357915 Filed Document 0000919574-14-000243 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFFINITY GOLD CORP. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $282,500 Associated Brokers / Dealers N/A CIK Number 0001397970 Filed Document 0001183740-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Grandmaster Capital Fund, LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510373 Filed Document 0001510373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yikes LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596502 Filed Document 0001596502-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Appalachian Mountain Brewery, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597061 Filed Document 0001597061-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALPHACARE HOLDINGS, INC. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $17,415,364 Associated Brokers / Dealers N/A CIK Number 0001596549 Filed Document 0001596549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-002158 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAUSEWAY CAPITAL MANAGEMENT LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $8,941,703 Associated Brokers / Dealers N/A CIK Number 0001165797 Filed Document 0001507943-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marret US Fund LLC - Series A - Marret High Yield Fund See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536930 Filed Document 0001405086-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565758 Filed Document 0000919574-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persistence Mining, Inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557791 Filed Document 0001557791-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LONGHORN ONSHORE INVESTORS LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank Jodoin CIK Number 0001364223 Filed Document 0001364223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RD LEGAL FUNDING OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536543 Filed Document 0000919574-14-000261 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Vernon Global Opportunity Institutional Fund LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597009 Filed Document 0001597009-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
One California Plaza REIT LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596716 Filed Document 0001596716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blinkbuggy, Inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001593381 Filed Document 0001593381-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SOUTHPORT OPPORTUNITY FUND, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479574 Filed Document 0000919574-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Logic, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001524462 Filed Document 0001524462-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOIT AGGRESSIVE EQUITY FUND, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596111 Filed Document 0001042167-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Conservation Fund LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410386 Filed Document 0000919574-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE SPECIAL SITUATIONS FUND LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052218 Filed Document 0000919574-14-000254 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUIZENGA GLOBAL EQUITY MANAGERS LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407766 Filed Document 0001407766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NONA COMPOSITES, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,580,000 Associated Brokers / Dealers N/A CIK Number 0001596896 Filed Document 0001596916-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Queenscliff Offshore Fund Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527235 Filed Document 0000902664-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sonendo, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001595052-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt