Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blackstone / GSO Secured Trust Feeder LP See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498635 Filed Document 0000950142-14-001377 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNBOUND CONCEPTS, INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001564785 Filed Document 0001564785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in StackIQ) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001609527 Filed Document 0001609270-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Cultivian Sandbox Food & Agriculture Fund II, LP See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Bedminster Financial Group Limited and Rabo Securities USA, Inc. CIK Number 0001579239 Filed Document 0001579239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series AA See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581070 Filed Document 0000919574-14-003771 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHANATICS FUND LP See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PPE Chappell 57, L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $984,500 Associated Brokers / Dealers N/A CIK Number 0001606856 Filed Document 0001606856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EndoShape, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $6,795,500 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Asterias Biotherapeutics, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001572552 Filed Document 0001462573-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
ARMADA WATER ASSETS INC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $408,065 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001304511-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, Michael Corrigan, and Daniel Wagner CIK Number 0001080429 Filed Document 0001209191-14-042534 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NORTHERN SHIPPING FUND II LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $204,108,583 Associated Brokers / Dealers N/A CIK Number 0001555088 Filed Document 0000919574-14-003770 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-14-042527 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GWA, LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039261 Filed Document 0000919574-14-003775 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarus Lifesciences III, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers Snowbridge LLC CIK Number 0001597143 Filed Document 0001597143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clean Energy Technology Association, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611285 Filed Document 0001611285-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Recycling, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001610807 Filed Document 0001610807-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042553 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042541 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Credere Enterprises, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $687,000 Associated Brokers / Dealers N/A CIK Number 0001504108 Filed Document 0001504108-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ag Energy Solutions, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in StackIQ II) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001609776 Filed Document 0001609270-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Alphaquest Original LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579282 Filed Document 0001579282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
All England Lawn Tennis Ground plc See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $209,755,000 Associated Brokers / Dealers N/A CIK Number 0001610101 Filed Document 0001610101-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
ZONEBREAK INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610819 Filed Document 0001610819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
New Mexico Foreign Investment Center, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608990 Filed Document 0001608990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Arohi Emerging Asia Fund See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552784 Filed Document 0001405086-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InteliVideo, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $2,611,684 Associated Brokers / Dealers N/A CIK Number 0001611198 Filed Document 0001611198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
InterMountainFiber Connect, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers CEA Atlantic Advisors, LLC CIK Number 0001611268 Filed Document 0001611268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rockefeller U.S. Small Capitalization Fund QP, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542575 Filed Document 0000945621-14-000171 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VCP-14, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610895 Filed Document 0001610895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mitralign, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289936 Filed Document 0001289936-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MC Acquisition Holdings I, L.L.C. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597135 Filed Document 0000895345-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 20, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001611128 Filed Document 0001611128-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PEAR SPORTS LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $3,177,000 Associated Brokers / Dealers N/A CIK Number 0001603537 Filed Document 0001603537-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weiss Multi-Strategy Partners LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379269 Filed Document 0000919574-14-003774 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-14-042535 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
T Alliance One - Palm Springs, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001611023 Filed Document 0001611023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
KnowRe Americas, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611307 Filed Document 0001611307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042528 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rastech Software, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001611323 Filed Document 0001611323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
OurCrowd (Investment in Credifi) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $302,400 Associated Brokers / Dealers N/A CIK Number 0001609270 Filed Document 0001609270-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Circleback Lending, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001595100 Filed Document 0001595100-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Drazil Foods, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596443 Filed Document 0001596443-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000029 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Costanoa Venture Capital II, L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001610825 Filed Document 0001610825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042530 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Strategic Partners, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575779 Filed Document 0001575779-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dollar Shave Club, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $13,156,995 Associated Brokers / Dealers N/A CIK Number 0001588865 Filed Document 0001588865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity