Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Holbrook Advantage, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602693 Filed Document 0001144204-14-038686 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN EMERGING MARKETS EQUITY FUND See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267697 Filed Document 0001267697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eParachute, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557840 Filed Document 0001557840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. CIK Number 0001611194 Filed Document 0001013762-14-000731 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J1S Energy, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
20 Mile Central, LLLP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001609660 Filed Document 0001609660-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
12 FOREFATHERS/CHARLIE'S MOONBEAM, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $298,000 Associated Brokers / Dealers N/A CIK Number 0001611494 Filed Document 0001611494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
AIRSPAN NETWORKS INC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-024584 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ambienta II LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610899 Filed Document 0001610899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Astro, Inc See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Transilio, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Small/Mid Cap Fund LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578558 Filed Document 0001181431-14-024852 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Last Ship Ltd Liability Co See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001582544 Filed Document 0001582544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Infinite Alpha Fund, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450869 Filed Document 0001450869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Brands, LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,424,935 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital HealthTell Investors LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,402,322 Associated Brokers / Dealers N/A CIK Number 0001574621 Filed Document 0001574621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
LED Technologies Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001605792 Filed Document 0001171520-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FM FIFTH AVENUE FUND, LTD. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524779 Filed Document 0000945621-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNYQ DESIGN, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,054,696 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sparql City, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $11,681,779 Associated Brokers / Dealers N/A CIK Number 0001584389 Filed Document 0001584389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Continuity Engine, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001466764 Filed Document 0001209191-14-043016 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
France Special Situations Fund II, FPCI See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $268,478,000 Associated Brokers / Dealers N/A CIK Number 0001610591 Filed Document 0001610591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kicked by Grace, L.L.C. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611406 Filed Document 0001611406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Overhill Liquid Arbitrage Fund L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480188 Filed Document 0001480188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QuantZ Quasar Equity Long Short Fund LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597147 Filed Document 0001597147-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whoop, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001582746 Filed Document 0001582746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PaymentWorks LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
JUBILEE4 GOLD, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seattle Funding Group, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
GF Capital Private Equity Fund II-B, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK S. DUNLEAVY and CHRISTOPHER D. KIRSTEN CIK Number 0001575012 Filed Document 0001575012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKETFEET, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,774,804 Associated Brokers / Dealers N/A CIK Number 0001505938 Filed Document 0001505938-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Ventures IV, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001609554 Filed Document 0001609554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline ERISA Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Bluffview Capital, LP, and Dexion Capital PLC CIK Number 0001447068 Filed Document 0000902664-14-002894 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TiFiber, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552238 Filed Document 0001552238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,740,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0000059860 Filed Document 0001140361-14-026289 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nekter Juice Bar Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001607291 Filed Document 0001607291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY TECHNOLOGY HOLDINGS, INC. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001235096 Filed Document 0001065949-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
WhoZaGood Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611071 Filed Document 0001611071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weiss Multi-Strategy Partners (Cayman) Ltd. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468281 Filed Document 0000919574-14-003776 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petwell Partners LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572545 Filed Document 0001572545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
JBC Northwest LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Pinnacle Wealth CIK Number 0001582545 Filed Document 0001582545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NORTH CASTLE PARTNERS V, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560219 Filed Document 0001560219-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hauf Holding Company, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611270 Filed Document 0001611270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Donald E. Morris Jr., Michael Liebeskind, and Edward C. Houghton IV CIK Number 0001080429 Filed Document 0001209191-14-042538 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Michael Padon, and Gary Bret Fincher CIK Number 0001080429 Filed Document 0001209191-14-042540 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
North Castle Partners V-A L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560174 Filed Document 0001560174-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, William H. Koptis, Joseph R. Crea, and Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042533 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other