|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611296
- Filed Document
- 0001611296-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611029
- Filed Document
- 0001611029-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- Stephens, Inc.
- CIK Number
- 0001380846
- Filed Document
- 0001380846-14-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611321
- Filed Document
- 0001611321-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $25,525,439
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570781
- Filed Document
- 0001570781-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608939
- Filed Document
- 0001608939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553509
- Filed Document
- 0001405086-14-000215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $505,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605831
- Filed Document
- 0001140361-14-026161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- Transact Capital Securities, LLC
- CIK Number
- 0001611076
- Filed Document
- 0001611076-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511493
- Filed Document
- 0001511493-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610879
- Filed Document
- 0001610895-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506270
- Filed Document
- 0001493152-14-001947
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $16,643,249
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566469
- Filed Document
- 0001566469-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610836
- Filed Document
- 0001610836-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582012
- Filed Document
- 0001582012-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $10,694,588
- Associated Brokers / Dealers
- Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001553643
- Filed Document
- 0001213900-14-004304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579681
- Filed Document
- 0001579681-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549017
- Filed Document
- 0001549017-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $41,418,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001388486
- Filed Document
- 0001477932-14-003236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- IOWA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $246,880
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001383457
- Filed Document
- 0001383457-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138150
- Filed Document
- 0001138150-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Milton H. Cohn Jr., Michael Liebeskind, Kathryn Harrison, Brian Corley, and Donald H. Friedman
- CIK Number
- 0001080429
- Filed Document
- 0001209191-14-042536
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Vestech Securities Inc., Sandlapper Securities, LLC, Thomas M. Nixon and Associates, Inc., Ausdal Financial Partners, Inc., Landolt Securities, Inc., Oak Tree Securities, Inc., Resource Horizons Group LLC, IBN Financial Services, Inc, MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, Capital Financial Services, Inc., WFG Investments, Inc., Detwiler Fenton & Co, Cabot Lodge Securities LLC, Cape Securities, Inc., D.H. Hill Securities, LLLP, Financial West Group, Heckman Financial & Insurance Services, Inc., Much Wealth Management, Inc., Skihawk Capital Partners, Inc., Whitehall-Parker Securities, Inc., NTV Asset Management, LLC, Morton Wealth Management, LLC, and Feist Asset Management
- CIK Number
- 0001577257
- Filed Document
- 0001577257-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $5,207,601
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456906
- Filed Document
- 0001456906-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001209191-14-042531
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Merriman Capital, Inc., Roth Capital Partners, LLC, BMA Securities, Palladium Capital Advisors, LLC, and StreetCapital, Inc.
- CIK Number
- 0001592559
- Filed Document
- 0001592559-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- CMS Investment Resources, LLC and Farrell Marsh & Co.
- CIK Number
- 0001560238
- Filed Document
- 0001560238-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578600
- Filed Document
- 0001578600-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $700,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604650
- Filed Document
- 0000902664-14-002871
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579286
- Filed Document
- 0001579286-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $7,237,817
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001361267
- Filed Document
- 0001361267-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $425,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609588
- Filed Document
- 0001609588-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578482
- Filed Document
- 0000919574-14-003773
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,401,222
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605831
- Filed Document
- 0001140361-14-026160
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611191
- Filed Document
- 0001611191-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554677
- Filed Document
- 0001554677-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607017
- Filed Document
- 0001607017-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $530,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611043
- Filed Document
- 0001209191-14-042550
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611054
- Filed Document
- 0001611054-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610935
- Filed Document
- 0001610895-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $2,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595100
- Filed Document
- 0001595100-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611186
- Filed Document
- 0001611186-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,740,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601027
- Filed Document
- 0001601027-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- Pecos Cobblestone Group, LLC
- CIK Number
- 0001611300
- Filed Document
- 0001611300-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455842
- Filed Document
- 0001455842-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Milton H. Cohn, Jr.
- CIK Number
- 0001080429
- Filed Document
- 0001209191-14-042537
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611264
- Filed Document
- 0001611264-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- Vestech Securities Inc., Sandlapper Securities, LLC, Ausdal Financial Partners, Inc., MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, and Capital Financial Services, Inc.
- CIK Number
- 0001577256
- Filed Document
- 0001577256-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583905
- Filed Document
- 0001181431-14-024775
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-19 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Fundme Securities LLC
- CIK Number
- 0001552264
- Filed Document
- 0001552264-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-06-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|