Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SI Wax 77 Retail, LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $7,275,000 Associated Brokers / Dealers N/A CIK Number 0001635502 Filed Document 0001635502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST NECK OFFSHORE FUND, LTD. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326091 Filed Document 0000919574-15-002551 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRAVATI INVESTMENT FUND I, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620288 Filed Document 0001620288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Likeable Local Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001573450 Filed Document 0001573450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trinidad Lake I Prospect Partnership LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001631389 Filed Document 0001631389-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
U308 Corp. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $24,640 Associated Brokers / Dealers N/A CIK Number 0001635385 Filed Document 0001635385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIREBIRD REPUBLICS FUND LTD See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001049887 Filed Document 0001012975-15-000177 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tax Equity Advisors, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001634458 Filed Document 0001634458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Kids Konserve, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001635756 Filed Document 0001615774-15-000412 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Pearl Street Technology Finance I Onshore LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001632519 Filed Document 0001632519-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERIQUANT FUND LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $499,990,000 Associated Brokers / Dealers N/A CIK Number 0001456938 Filed Document 0001456938-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SEQUOIA CAPITAL CHINA GROWTH III PRINCIPALS FUND, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598547 Filed Document 0001598547-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KANALY HEDGED EQUITY FUND, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600718 Filed Document 0000913849-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longbow Partners, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001109641 Filed Document 0000902664-15-001490 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGFSP COINVESTMENT L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458237 Filed Document 0001181431-15-003897 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CTMG INC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001288022 Filed Document 0001288022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CETP II CO-INVESTMENT, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458143 Filed Document 0001181431-15-003900 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives Capital Partners IV, LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Keystone Home Leasing II, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001634775 Filed Document 0001634775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulteney Street Partners, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552873 Filed Document 0001013594-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VS ASSET FUND LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001263788 Filed Document 0001263788-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BOOMiO, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604824 Filed Document 0000927087-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cryoport, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-15-013616 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlanta/Astoria Riverside Investors LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001635861 Filed Document 0001635861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SWIFTCURRENT PARTNERS, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118292 Filed Document 0001140361-15-009845 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RRIF V, LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Carolina Financial Securities, LLC, RiverRock Securities, LLC, and Michael Kiley CIK Number 0001620381 Filed Document 0001620381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMP II (CAYMAN) CO-INVEST, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458159 Filed Document 0001181431-15-003716 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Puller 28-1, L.P. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001635370 Filed Document 0001354488-15-000894 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SJK CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588870 Filed Document 0000919574-15-002531 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praesidio, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001635191 Filed Document 0001635191-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SC INDIA PRINCIPALS FUND IV LTD. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599942 Filed Document 0001599942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTURE ALTERNATIVE FUND, LTD. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278978 Filed Document 0001398344-15-001515 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massey Quick Multi Manager Equity Fund QP LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594883 Filed Document 0001523099-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC AFFILIATE INVESTORS II, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $823,000 Associated Brokers / Dealers N/A CIK Number 0001601183 Filed Document 0001601183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL DIGITAL SOLUTIONS INC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001011662 Filed Document 0001011662-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HGGC FUND II-B, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,327,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601148 Filed Document 0001601148-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Street Asia/Emerging Markets Fund, LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382717 Filed Document 0001405086-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISA LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566301 Filed Document 0001566301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archipelago Holdings, Ltd. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456163 Filed Document 0000919574-15-002543 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BATTERY PARK HIGH YIELD OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001236321 Filed Document 0000919574-15-002524 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH RUN QUALIFIED PARTNERS LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276300 Filed Document 0001315863-15-000229 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Heart, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001596771-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WI Valencia, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001633956 Filed Document 0001633956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Source Capital Fund I, LP See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635383 Filed Document 0001635383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massey Quick Multi Manager Equity Fund LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523099 Filed Document 0001523099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/AOPTIX TECHNOLOGIES (SERIES 2) - (NCD SERIES A) See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634822 Filed Document 0001634822-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Grub LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $576,000 Associated Brokers / Dealers N/A CIK Number 0001613797 Filed Document 0001613797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NUSSBAR LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001635185 Filed Document 0001635185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Addison Clark Fund, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001185662 Filed Document 0000919574-15-002529 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund