Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001093610 Filed Document 0000940394-15-000405 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Argus Capital Management, LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544255 Filed Document 0001544255-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMON SENSE EVERGREEN FUND, LTD. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630967 Filed Document 0001140361-15-009879 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Real Estate Opportunity Fund, LLC - Series II See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635691 Filed Document 0001140361-15-010763 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetho LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001635233 Filed Document 0001635233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LONGVIEW PARTNERS B, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272163 Filed Document 0000902664-15-001484 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Energy 2013-1, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Ronald Birnbaum, Amy Gates, Jeffrey Lewis, Eric Nyland, George Scheidt, Steven Kolinsky, Edward Moore, Douglas Schiffmiller, Albert Browning, Brenda Dunn, Keith Johnson, J Richard Matheis, Andrew Topka, Robert Edwin Perry, David Fountain, Jack Hinds, Robert Lau, Richard Maas, Keith Offel, Alex Paoletto, Loren Rex, Jared Roskelley, Craig Scherzer, Christopher Taylor, Eric Wegner, Evan Welch, Jill Beach, Ronald Burkard, Robert Cannon, Steven Chantler, Ahmad Hashemian, Kate King, John Marcheso, John Routten, Eric Heckman, Martin Batstone, Kelly Clyde, Damian Dering, M Ian Dunlap, H Scott Peck, David Elhoff, Jeff Fisher, James Hanson, Paul Huddle, Haynes Kendall, Kenny Kim, Ellen Lau, Aubrey Morrow, Brian Solomon, Chris Vizzi, Sid Gautam, David Miller, Nicholas Trifiro, Thomas Hille, Benjamin Barbour, Martin McFarlin, Steven Netzel, Ronald Russell, Michael Welch, Anthony O'Connor, Ryan Weber, Graham Wilson, Thomas Kieffer, David Levinson, Antonio Taddeo, James Reynolds, Douglas Barton, Edwin Buck, Jeff Buck, Katie Buck, Lorin Chun, Keven Crabtree, Harry Sechman, Eric Sechman, Christopher Hass, Lloyd Migita, Nathan Tiarks, Anthony Barcarella, Timothy Greene, Scott Hayden, Kyle Jobin, Harvey Kaluzna, Brad LeBlanc, Theresa Lombardi, David Matles, Gregory Michalkow, Kristine Miele, Thomas Redmond, David Torres, Albert Tynes, Charles Vercellone, Jeffrey Brown, David Maniet, Randall Martinez, Douglas Miller, James Walesa, James Warring, and Garry Savage CIK Number 0001579973 Filed Document 0001579973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SASQUA FIELDS CAPITAL PARTNERS I LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001363201 Filed Document 0001363201-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longbow Focus, Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508319 Filed Document 0000902664-15-001489 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Convexity Capital Onshore L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459729 Filed Document 0000902664-15-001491 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New Ground Capital Offshore Fund, Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545687 Filed Document 0001545687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piper Jaffray Municipal Opportunities Fund (Offshore), Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co and Frontier Solutions, LLC CIK Number 0001571233 Filed Document 0001571233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EMERGING MARKET FIXED INCOME FUND LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460566 Filed Document 0000902664-15-001547 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP Debt Opportunity Partners, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366461 Filed Document 0000919574-15-002564 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davidson Kempner Distressed Opportunities Fund LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325301 Filed Document 0000902664-15-001477 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELVEDERE CAPITAL FUND CO LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Financial Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001035602 Filed Document 0000940394-15-000406 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Fund I LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363424 Filed Document 0001363424-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LexInvest Fund 3 LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001635395 Filed Document 0001635395-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
LK Opportunities Fund II, L.P. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634765 Filed Document 0001634765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KANALY DIVERSIFIED FUND, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600717 Filed Document 0000913849-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIREBIRD NEW RUSSIA FUND LTD See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001020623 Filed Document 0001012975-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZOFII Private Investors Offshore Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-15-001695 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL ROCK FUND, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365980 Filed Document 0001544824-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIC MINERALS LTD. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $235,493 Associated Brokers / Dealers N/A CIK Number 0001271580 Filed Document 0001183740-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Holdings 1, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633608 Filed Document 0001633608-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CreditSuppliers, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001635951 Filed Document 0001635951-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SEVEN LOCKS FUND LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001460176 Filed Document 0001460176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Dragon Capital L.P., Series 4 See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629485 Filed Document 0001629485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synergis Education, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers M&A Securities Group, Inc. CIK Number 0001586655 Filed Document 0001586655-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kraken Sonar Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $160,578 Associated Brokers / Dealers N/A CIK Number 0001499289 Filed Document 0001499289-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEWFOUNDLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Exacta Capital Partners, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565052 Filed Document 0001565052-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chelona Systematic Strategies, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545524 Filed Document 0001546927-15-000098 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marketplace Fund I, LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635252 Filed Document 0001635252-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudMine Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $7,219,100 Associated Brokers / Dealers N/A CIK Number 0001547495 Filed Document 0001547495-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Investors (Cayman) II, Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479760 Filed Document 0000919574-15-002557 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Division Street Flats, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001635475 Filed Document 0001635475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Piper Jaffray Municipal Opportunities Fund, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co and Frontier Solutions, LLC CIK Number 0001509348 Filed Document 0001509348-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST NECK PARTNERS, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327702 Filed Document 0000919574-15-002549 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Bowling Green Land, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $225,810 Associated Brokers / Dealers N/A CIK Number 0001635045 Filed Document 0001104659-15-016125 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cavendish Futures Fund LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers USB FINANCIAL SERVICES INC. ("UBSFS") CIK Number 0001562622 Filed Document 0001562622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STUDIO ONE MEDIA, INC. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0000836809 Filed Document 0001199835-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Frontier Fund IV, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $390,862,945 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001625880 Filed Document 0001625880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A. CIK Number 0001393065 Filed Document 0000940394-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pravati Capital LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595113 Filed Document 0001595113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Mersana Therapeutics, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $35,450,006 Associated Brokers / Dealers N/A CIK Number 0001442836 Filed Document 0001442836-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SLS Investors, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-15-002568 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EXPLORER GLOBAL MACRO FUND LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460965 Filed Document 0000902664-15-001546 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Pole Select See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491883 Filed Document 0000902664-15-001483 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metric Insights, Inc. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $3,858,835 Associated Brokers / Dealers N/A CIK Number 0001625051 Filed Document 0001625051-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity