Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Swipeclock, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,459,921 Associated Brokers / Dealers N/A CIK Number 0001635627 Filed Document 0001080368-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/SERIES NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/AOPTIX TECHNOLOGIES (SERIES 2)-(NCD SERIES A) See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634819 Filed Document 0001634819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTI Systems Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001450762 Filed Document 0001450762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Mt Kemble Value Equity Fund I, LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542663 Filed Document 0001523099-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONSIDES CO-INVESTMENT FUND III, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION CIK Number 0001572157 Filed Document 0001572157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federal Street Associates I, LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382723 Filed Document 0001405086-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001542937 Filed Document 0001542937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kel Capital Fund, LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537305 Filed Document 0001537305-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pangea Universal Holdings, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001605834 Filed Document 0001605834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JWBC, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635118 Filed Document 0001635118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Valencia Technologies Corp See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Tami Kautzman and Independent Investment Bankers, Corp CIK Number 0001577185 Filed Document 0001577185-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fusion Resources, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001079973-15-000147 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
MV Venture Fund VII LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001635276 Filed Document 0001635276-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Swipeclock, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $48,611 Associated Brokers / Dealers N/A CIK Number 0001635627 Filed Document 0001080368-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Persimmon Technologies Corp See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Promachos Holding, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $29,995,000 Associated Brokers / Dealers N/A CIK Number 0001604825 Filed Document 0001604825-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL DIGITAL SOLUTIONS INC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001011662 Filed Document 0001011662-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Innovational Funding, LLC Project #43 See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001635305 Filed Document 0001635300-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Quants Corp See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers N/A CIK Number 0001635229 Filed Document 0001562555-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IRONSIDES PARTNERSHIP FUND III, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS SECURITIES CORPORATION CIK Number 0001572158 Filed Document 0001572158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC FUND II, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,327,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601185 Filed Document 0001601185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND II-A, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,327,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601150 Filed Document 0001601150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DEERFIELD INTERNATIONAL LTD See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061970 Filed Document 0001061970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD AVENUE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001242672 Filed Document 0000919574-15-002535 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X-Factor Communications Holdings, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001517653 Filed Document 0001517653-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wilson Human Capital Group, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001583076 Filed Document 0001583076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Doral, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $41,653,798 Associated Brokers / Dealers N/A CIK Number 0001630899 Filed Document 0001630899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York Co-Investment Pool Asia Investors II, LP See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635178 Filed Document 0001635178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIC Technology Venture Development, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001219639 Filed Document 0001219639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $30,626,528 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Emerald Tower Valgro Fund, LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566081 Filed Document 0001566081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgewood Capital Partners LP See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0000892251-15-000029 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Foreign Managers QP, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228825 Filed Document 0001228825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR21 Roselle & Tansy, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001635303 Filed Document 0001635303-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Swipeclock, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $241,466 Associated Brokers / Dealers N/A CIK Number 0001635627 Filed Document 0001080368-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Acuitas International Small Cap Fund LP See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001633958 Filed Document 0001633958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ring-neck Energy & Feed, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $2,000,004 Associated Brokers / Dealers N/A CIK Number 0001635426 Filed Document 0001635426-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Newaygo Brewing Co., LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001635344 Filed Document 0001635343-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Highbridge Capital Institutional Fund, Ltd. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001517923 Filed Document 0000899140-15-000318 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AURUM INDY, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,098,670 Associated Brokers / Dealers N/A CIK Number 0001628513 Filed Document 0001144204-15-013208 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Bucks County Surgical Services, LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001525113 Filed Document 0001525113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELLI HEALTH, INC. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $777,350 Associated Brokers / Dealers N/A CIK Number 0001604448 Filed Document 0000892712-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TrendEx Group, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634975 Filed Document 0001634975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Porter Wolfcamp #2 Joint Venture See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001635473 Filed Document 0001354488-15-000931 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Pharmacy Portfolio VII DST See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $14,818,729 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, John S. Weiss, Chay T. Lapin, Barry W. Lemay, Taylor D. Ashland, Eric S. Scaff, Michael A. Bendix, Corbin S. Thomas, Mark A. Kosanke, Joral T. Schmalle, Mark A. Law, James T. Walesa, Troy Thomas, David B. Levinson, William J. Connaker, William S. Sheehan, Tomas J. Velken, Robert R. Tweed, Matthew B. Brozik, and Joseph A. Nugent CIK Number 0001628725 Filed Document 0001628725-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HGGC FUND II-D, L.P. See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,327,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001628476 Filed Document 0001628476-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JWBC, LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635118 Filed Document 0001635118-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
VergePointe Capital Fund XIX, LP See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001635784 Filed Document 0000896595-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LabStyle Innovations Corp. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $3,846,000 Associated Brokers / Dealers Newport Coast Securities, Inc. CIK Number 0001533998 Filed Document 0001465818-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
SAVILE ROW MLP PARTICIPANT FUND II LLC See All Filings	D/A	2015-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355071 Filed Document 0001355071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity