Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gatosk Operating Company, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001610050 Filed Document 0001610050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCT Risk Solutions, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611417 Filed Document 0001611417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Flagler Specialty Finance Fund LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612407 Filed Document 0001612407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caprock Oil, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277998 Filed Document 0001354488-14-003518 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NYTEX Energy Holdings, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,001,737 Associated Brokers / Dealers N/A CIK Number 0001475899 Filed Document 0001475899-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anpath Group, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $435,750 Associated Brokers / Dealers N/A CIK Number 0001310527 Filed Document 0001010412-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Merchant Atlas, Inc. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001564422 Filed Document 0001564422-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Infrastructure Partners II-A LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a, n/a, and n/a CIK Number 0001612070 Filed Document 0001181431-14-025830 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3D Lacrosse, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609089 Filed Document 0001104659-14-049890 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
IROQUOIS CAPITAL LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001265447 Filed Document 0001265447-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CureLauncher, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612093 Filed Document 0001612093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
GULF SOUTH HOLDING INC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Cabot Lodge Securities and Delaney Equity Group, LLC CIK Number 0001449226 Filed Document 0001449226-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
B. E. Peterson Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001302269 Filed Document 0001302269-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VEROS SYSTEMS INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001419869 Filed Document 0001419869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLEVELAND BIOLABS INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers H.C.WAINWRIGHT & CO., LLC CIK Number 0001318641 Filed Document 0001318641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD FUND LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers None CIK Number 0001102024 Filed Document 0001102024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Joust, Inc. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590942 Filed Document 0001590942-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Research Affiliates Equity US Small, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339980 Filed Document 0001339980-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deer Creek Fund, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217764 Filed Document 0001095449-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HBK Multi-Strategy Fund L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472483 Filed Document 0001472483-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Holdings III (TE 2), L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001612520 Filed Document 0000950103-14-004691 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COASTAL FINANCIAL CORP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Hovde Group CIK Number 0001437958 Filed Document 0001437958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Armfield, Harrison & Thomas, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,400,126 Associated Brokers / Dealers N/A CIK Number 0001537945 Filed Document 0001537945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AVRA PROPERTIES FUND II, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610476 Filed Document 0001610476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Automated Insights, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001493316 Filed Document 0001461373-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Medical Technologies, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001612172 Filed Document 0001612172-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Startup Compass Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001612395 Filed Document 0001612395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Semotus, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Savoy Capital Advisors CIK Number 0001602695 Filed Document 0001602695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BERENS GLOBAL VALUE FUND QP, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359172 Filed Document 0001566114-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pari Washington India Master Fund,Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524794 Filed Document 0001144204-14-041354 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinderhook Capital Fund IV-B, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $499,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001611969 Filed Document 0001611968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
640 Labs, Inc. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001612445 Filed Document 0001612445-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R7 Partners Fund I, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612567 Filed Document 0001393725-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Credit Opportunities Domestic Partners, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553596 Filed Document 0001553596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retreat at the Park, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001612465 Filed Document 0001612465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470326 Filed Document 0000919574-14-003900 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Labs, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,349,410 Associated Brokers / Dealers N/A CIK Number 0001612392 Filed Document 0001612392-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoFormz, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612085 Filed Document 0001612085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Research Affiliates Equity Small International, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429712 Filed Document 0001429712-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREF III REIT LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001612414 Filed Document 0001612414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FULLBRIDGE, INC. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $10,000,096 Associated Brokers / Dealers National Securities Corporation CIK Number 0001497336 Filed Document 0001497336-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Growth Partners, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601655 Filed Document 0001601655-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $10,641,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-025603 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rivalry Software, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001611634 Filed Document 0001611634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Research Affiliates Equity Global All Country Ex-US, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499205 Filed Document 0001499205-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Research Affiliates Equity Global All Country, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499224 Filed Document 0001499224-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSR GL/DR Mezz D LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001612421 Filed Document 0001612421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Hedge Pooled Investment Vehicle LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612353 Filed Document 0001209191-14-044963 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Conus Special Opportunities L.L.C. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495915 Filed Document 0000919574-14-003897 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AE - Woodford Minerals Fund, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001610786 Filed Document 0001610786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund