Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARCHON FOCUS INVESTMENTS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459029 Filed Document 0001459029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Recovery Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457055 Filed Document 0000902664-15-001602 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE INVESTORS LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138916 Filed Document 0001138916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Geospatial Corp See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001011395 Filed Document 0001387131-15-000809 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Laughing Dog Brewing Inc See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001465075 Filed Document 0001615774-15-000458 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GRANITE INVESTMENT HOLDING CO., INC. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Michael Scott Rickard and Andrew J. Maconachy CIK Number 0001635418 Filed Document 0001635418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cutler Investment Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547694 Filed Document 0001547696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROFIT VELOCITY SOLUTIONS, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WESTLAKE SECURITIES, LLC CIK Number 0001634807 Filed Document 0001634807-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSC Biotech Venture Fund I LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001635884 Filed Document 0001635884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Growth III, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Argenthal & Co., Inc. CIK Number 0001631695 Filed Document 0001631695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002193 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Liberty Group Financial Services, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $384,000 Associated Brokers / Dealers N/A CIK Number 0001635288 Filed Document 0001079973-15-000192 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
PL Parent, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001635125 Filed Document 0001635125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walbert Fund of Funds I, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-15-002720 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walbert Diversified Strategy Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317637 Filed Document 0000919574-15-002718 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LTD See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437896 Filed Document 0001437896-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bionik Laboratories Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers Garden State Securities, Inc., Columbus Advisory Group Ltd., and Merriman Capital, Inc. CIK Number 0001508381 Filed Document 0001140361-15-011469 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PT United LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001632270 Filed Document 0001632270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIRIGO KATAHDIN LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449073 Filed Document 0001449073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle Flux LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001635620 Filed Document 0001635620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA107 See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc and Summit Equities, Inc CIK Number 0001580565 Filed Document 0001580565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDANA PARTNERS L P See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001366369 Filed Document 0001013594-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Teton Capital Partners LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Peninsula Fund, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635874 Filed Document 0001140361-15-011104 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SummerHaven Commodity Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488793 Filed Document 0000919574-15-002713 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431721 Filed Document 0001431721-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Associated Reporting Group, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001632174 Filed Document 0001632174-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SkyWriter MD, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636968 Filed Document 0001079973-15-000205 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Steel Canyon Partners L P See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378675 Filed Document 0001378675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Candlewood Harvest Nontaxable Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602597 Filed Document 0001602597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OFFSHORE FUND 1.5 LTD See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355989 Filed Document 0001355989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Offshore Ltd E See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001120050 Filed Document 0000902664-15-001601 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Federated International Funds plc See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sungard Institutional Brokerage Inc. CIK Number 0001462922 Filed Document 0001462922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000022 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Midway Asheville-College Station, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers N/A CIK Number 0001635170 Filed Document 0001635170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STRATUS FEEDER LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
MacKay Shields Core Fixed Income Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Anderson, John W. Akkerman, and Not applicable CIK Number 0001529525 Filed Document 0001181431-15-004343 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traina Interactive Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001541318 Filed Document 0001541318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Software, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618334 Filed Document 0001618334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336582 Filed Document 0001336582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapid Diagnostek, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Needham & Company LLC CIK Number 0001551344 Filed Document 0001551344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SEAF Macedonia II Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $20,550,000 Associated Brokers / Dealers N/A CIK Number 0001608580 Filed Document 0001608580-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ionic Capital International Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409517 Filed Document 0001409517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadrangle Realty Partners, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001635734 Filed Document 0001635734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLAREMONT PARTNERS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Norman Scher CIK Number 0001009568 Filed Document 0001009568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
LUMNI INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,300,006 Associated Brokers / Dealers N/A CIK Number 0001443166 Filed Document 0001443166-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Bowie Capital Partners, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620003 Filed Document 0001620003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comunidad HMV 14, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001635803 Filed Document 0001635803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kennady Diamonds Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $112,890 Associated Brokers / Dealers N/A CIK Number 0001562370 Filed Document 0001562370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
ONEHOPE, Inc See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt