Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DCM PRIVATE EQUITY FUND IV LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers DUPONT CAPITAL MANAGEMENT MARKETING CORP. CIK Number 0001595328 Filed Document 0001595328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $7,705,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002194 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
XMATTERS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $356,000 Associated Brokers / Dealers N/A CIK Number 0001635805 Filed Document 0001635805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Blue Glacier Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359780 Filed Document 0000902664-15-001598 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Cubed Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Leonard-Meron Biosciences, Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001614809 Filed Document 0001614809-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REDZONE ROBOTICS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,427,124 Associated Brokers / Dealers N/A CIK Number 0001374410 Filed Document 0001374410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LAMPOST BLUE CHIP FUND LP See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001167172 Filed Document 0001167172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brand Networks Midco, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591607 Filed Document 0000895345-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Capital CMBS Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601759 Filed Document 0001601759-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
12702 University Club Member LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,625,743 Associated Brokers / Dealers N/A CIK Number 0001635833 Filed Document 0001635833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Columbia PhytoTechnology LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Orca Capital Securities, LLC CIK Number 0001636179 Filed Document 0001636179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Spaceflight Industries, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $20,749,998 Associated Brokers / Dealers N/A CIK Number 0001635594 Filed Document 0001635594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMA GARP FUND, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001355137 Filed Document 0001355137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Halcyon Strategic Opportunities Fund, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630886 Filed Document 0001315863-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LED MEDICAL DIAGNOSTICS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,127,946 Associated Brokers / Dealers Primary Capital LLC CIK Number 0001381955 Filed Document 0001062993-15-001225 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ContactPoint, L.C. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001500757 Filed Document 0001500757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solarlytics, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $9,474,500 Associated Brokers / Dealers Fieldstone Private Capital Group. L.P. CIK Number 0001635079 Filed Document 0001635079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kortright Opportunity Offshore Fund, Ltd. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509860 Filed Document 0001509860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Candlewood Harvest Taxable Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602612 Filed Document 0001602612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corinthian Equity Fund II, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001595872 Filed Document 0001012975-15-000241 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crestline CS 3000 Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488047 Filed Document 0000902664-15-001597 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discus Feeder Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466117 Filed Document 0000943663-15-000042 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
PlayFab, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $10,001,096 Associated Brokers / Dealers N/A CIK Number 0001603842 Filed Document 0001603842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lilly Asia Ventures Fund III, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001636031 Filed Document 0001636031-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-15-002735 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resilience Therapeutics, Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630938 Filed Document 0001630938-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
10101 SW 14 Member, LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,715,000 Associated Brokers / Dealers N/A CIK Number 0001635622 Filed Document 0001635622-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCHON PARTNERS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027986 Filed Document 0001027986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355987 Filed Document 0001355987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integral Ad Science, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001473705 Filed Document 0000905718-15-000287 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399193 Filed Document 0001399193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423601 Filed Document 0001423601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Offshore Opportunity Fund II, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562676 Filed Document 0000902664-15-001600 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLL INVESTORS II, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353303 Filed Document 0001353303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Invuity, Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $23,734,994 Associated Brokers / Dealers N/A CIK Number 0001393020 Filed Document 0001393020-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - GGLP Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627348 Filed Document 0001627348-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - PAR Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602499 Filed Document 0001602499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Vernon Global Fixed Income Fund LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484786 Filed Document 0001484786-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROCKROSE CAPITAL LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001401738 Filed Document 0001401738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, and Lori L Rastall CIK Number 0001624217 Filed Document 0001624217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monterey Investors LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497580 Filed Document 0001497580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NCH LatAm Fund LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601674 Filed Document 0001601674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE FINTECH INNOVATIONS PARTNERS, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635992 Filed Document 0001635992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Progow Corp See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001635860 Filed Document 0001635860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
CRAWFORD ONSHORE PARTNERS, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167074 Filed Document 0001013594-15-000190 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wigo, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,142,495 Associated Brokers / Dealers N/A CIK Number 0001635764 Filed Document 0001635764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Asia (USD) Employee Feeder II, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635689 Filed Document 0001315863-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBOOTH, INC. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001085037-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity