Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Querium Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,473,092 Associated Brokers / Dealers N/A CIK Number 0001571655 Filed Document 0001571655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LMMI (Offshore) III, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,070,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001555378 Filed Document 0001555378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Triumfant, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Realm Partners Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468013 Filed Document 0000950172-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realm Partners Master Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468014 Filed Document 0000950172-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Aggressive Growth Global/Extended Fund, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greg Anthony Kidd, Daniel Patrick Mody, Joseph John Saya, Matthew Michael Jacob SR, John Vincent Bianchini, Robert Frank Cuculich, and Janet Claire Pendergraph CIK Number 0001554590 Filed Document 0001554590-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILDCAT CLO LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,111,250 Associated Brokers / Dealers N/A CIK Number 0001514704 Filed Document 0001140361-14-029223 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearStar, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612533 Filed Document 0001612533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MoneyPark, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,500,001 Associated Brokers / Dealers N/A CIK Number 0001613944 Filed Document 0001613944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NexImmune, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538210 Filed Document 0001538210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Giphy, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001571719 Filed Document 0001571719-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arya Partners International Fund, Ltd. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582977 Filed Document 0001582978-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CO2 Solutions Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,323,430 Associated Brokers / Dealers N/A CIK Number 0001614802 Filed Document 0001614802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001159160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EYEGATE PHARMACEUTICALS INC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001372514 Filed Document 0001140361-14-029215 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Asset Avenue 102, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001613278 Filed Document 0001613278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
South Cypress, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614779 Filed Document 0001614779-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Value Add Partners (NR) II, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613949 Filed Document 0001613949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TouchMail Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579146 Filed Document 0001579146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001504825-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSN Funding, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001572843 Filed Document 0001572843-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Astenbeck Offshore Commodities Fund II Ltd See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001494724 Filed Document 0001144204-14-044619 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund III, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477678 Filed Document 0000935836-14-000450 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOXR Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001508787 Filed Document 0001508787-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Unmanned Innovation Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $29,999,995 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRE RESIDENTIAL COMMUNITIES FUND II, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001580414 Filed Document 0001580414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Elevate Research, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614080 Filed Document 0001614080-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ECG Post Ridge, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001614500 Filed Document 0001614500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rowheels,Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Michael Barclay CIK Number 0001557803 Filed Document 0001557803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio A See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614692 Filed Document 0001614692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDEN SCIENS SHIPPING FEEDER L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609308 Filed Document 0000919574-14-004132 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS II, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613829 Filed Document 0001613829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIBER FUND LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BROKERBANK SECURITIES CIK Number 0001609259 Filed Document 0001609259-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Cherrywoods Park, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $441,000 Associated Brokers / Dealers N/A CIK Number 0001614640 Filed Document 0001614640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ApplePie Capital, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,785,068 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 6FW LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $94,700 Associated Brokers / Dealers N/A CIK Number 0001613969 Filed Document 0001613969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Kenneth A Sorensen CIK Number 0001608665 Filed Document 0001608665-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Athena Acquisition VI, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $12,275,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001614796 Filed Document 0001614796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ROUGHRIDER EXPLORATION Ltd See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,566,948 Associated Brokers / Dealers N/A CIK Number 0001614071 Filed Document 0001614071-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ThredUp Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001484778 Filed Document 0001484778-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Signal, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $13,986,509 Associated Brokers / Dealers N/A CIK Number 0001507715 Filed Document 0001168404-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commodore Volatility Fund, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582608 Filed Document 0000935836-14-000451 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island C-III Atlantic Holdings LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611955 Filed Document 0001012975-14-000489 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synodon Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $284,092 Associated Brokers / Dealers N/A CIK Number 0001614723 Filed Document 0001140361-14-029207 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GoodLook Holdings, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $188,000 Associated Brokers / Dealers N/A CIK Number 0001599546 Filed Document 0001588504-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TAG DISTRESSED DEBT FUND II LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443774 Filed Document 0001443774-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACG SOUTHSIDE, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Not Applicable CIK Number 0001614517 Filed Document 0001614517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
RTW ONSHORE FUND ONE, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan R. Darnell, Niraj A. Mehta, and David R. Sanchez CIK Number 0001485578 Filed Document 0000919574-14-004124 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE FUND L P See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284573 Filed Document 0001284573-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS SERIES II, L.L.C. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613827 Filed Document 0001613827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund