Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CLARIUM CAPITAL LLC See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caedmon Partners LLP CIK Number 0001448746 Filed Document 0001448746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bam Ventures Partners, L.P. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606604 Filed Document 0001606604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIBER FUND LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BROKERBANK SECURITIES CIK Number 0001609259 Filed Document 0001609259-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Focused Genomics, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614040 Filed Document 0001614040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bayview Opportunity Domestic IVb, L.P. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001612342 Filed Document 0000902664-14-003277 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BK Way Labs, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612969 Filed Document 0001612969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NewQuest Asia Fund II, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $91,500,000 Associated Brokers / Dealers N/A CIK Number 0001593266 Filed Document 0001593266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabal Special Situations Fund, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516882 Filed Document 0000935836-14-000452 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Value Add Partners II, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613948 Filed Document 0001613948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapt Media, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $4,521,294 Associated Brokers / Dealers Contour Equity LLC CIK Number 0001568806 Filed Document 0001140361-14-029408 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GREER BANCSHARES INC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $6,020,000 Associated Brokers / Dealers N/A CIK Number 0001145547 Filed Document 0001145547-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CARRIER XCHANGE, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614363 Filed Document 0001614363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bartholomew Group LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614551 Filed Document 0001614551-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAG RELATIVE VALUE CLIENT FUND LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099584 Filed Document 0001099584-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altimeter Private Partners Fund I, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001581945 Filed Document 0001581945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clarium Capital Fund Ltd. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caedmon Partners LLP, Richard J. Crosby, Edgemore Capital LLC, and Fujino Consulting CIK Number 0001496613 Filed Document 0001496613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Nokomis Commodities LP See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614101 Filed Document 0001578316-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581667 Filed Document 0000902664-14-003226 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LayerBio, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614493 Filed Document 0001614493-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Navitus Partners, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001557371 Filed Document 0001557371-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pure Cultures LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $266,666 Associated Brokers / Dealers N/A CIK Number 0001580971 Filed Document 0001580971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Startup Compass Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001612395 Filed Document 0001614204-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Airbnb, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers N/A CIK Number 0001559720 Filed Document 0001559720-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SimpleReach, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $8,750,219 Associated Brokers / Dealers N/A CIK Number 0001542795 Filed Document 0001542795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FULLER MULTI-STRATEGY FUND, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468622 Filed Document 0001140361-14-029410 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudLock, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $17,534,336 Associated Brokers / Dealers N/A CIK Number 0001545675 Filed Document 0001545675-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Middle Market Investors III, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,070,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001555389 Filed Document 0001555378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Realm Partners Offshore LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468015 Filed Document 0000950172-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAMORIA CONDOMINIUMS LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614581 Filed Document 0001614581-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gateway Investments, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers Gateway Investments, LLC CIK Number 0001614767 Filed Document 0001614767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SEI Special Situations Fund, Ltd. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462139 Filed Document 0001462139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Offshore Opportunity Fund II, Ltd. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457987 Filed Document 0001457987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Reset Therapeutics, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WellAware Holdings, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001566486 Filed Document 0001566486-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TransCoastal Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001046057 Filed Document 0001046057-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hobby See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $919,997 Associated Brokers / Dealers N/A CIK Number 0001614204 Filed Document 0001614204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Core Plus Real Estate Fund I, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614544 Filed Document 0001181431-14-027303 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VANTAGEPOINT HOLDINGS, INC. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001526817 Filed Document 0000950138-14-000560 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VitAG Holdings LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PREv2 Holdings LLC, David Barnes, and Fairlead Advisors LLC CIK Number 0001614513 Filed Document 0001614513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Plinth Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,655,556 Associated Brokers / Dealers N/A CIK Number 0001614548 Filed Document 0001614548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Tivona & Haug, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LJM Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Ken Luccioni, Paula Clark, NELLMARIE SLOANE, Kelly McKean, James Walesa, Liccar Securities & Custodial Services, LLC, and Jeffrey Keith Perry CIK Number 0001411071 Filed Document 0001411071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Jintronix, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001559319 Filed Document 0001559319-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Arya Partners Fund, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582978 Filed Document 0001582978-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FCCC INC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0000730669 Filed Document 0000730669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FFP Fund I, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001467095 Filed Document 0001467095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CONSUMER METRICS LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423564 Filed Document 0000898432-14-001003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Terra Tech Corp. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,528,967 Associated Brokers / Dealers None CIK Number 0001451512 Filed Document 0001477932-14-003855 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund