Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Regiment Capital Ltd. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462558 Filed Document 0001462558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coho Capital LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001414647 Filed Document 0001414647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CIRQUE ENERGY, INC. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001343979 Filed Document 0001144204-15-015615 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Paulson International Ltd. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001448805 Filed Document 0001013594-15-000198 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOVPLUS FUND AI LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFT Financial Group, LLC and Vestech Securities CIK Number 0001433851 Filed Document 0001507943-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHORT HILLS INVESTMENT PARTNERS LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602467 Filed Document 0001013594-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Numeric Emerging Markets Alpha Fund, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001486843 Filed Document 0001486843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Partners, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001435076 Filed Document 0000902664-15-001683 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBP SMALL CAP VALUE EQUITY L P See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001028506 Filed Document 0001028506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ticknors Holdings Corp See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001636011 Filed Document 0001636011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $1,271,511 Associated Brokers / Dealers N/A CIK Number 0001397616 Filed Document 0001397616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MKP CREDIT OFFSHORE, LTD. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001170184 Filed Document 0000902664-15-001715 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Investment Opportunities Offshore Fund Ltd See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001636432 Filed Document 0001140361-15-011445 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT OFFSHORE FUND LTD See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC and Harbor Financial Services, LLC CIK Number 0001461075 Filed Document 0001461075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLANTIC TRUST REAL ESTATE FUND I LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001202644 Filed Document 0000943663-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warren County PC#1, LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised $1,704,000 Associated Brokers / Dealers N/A CIK Number 0001569943 Filed Document 0001569943-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
TIDEWATCH PARTNERS LP See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620094 Filed Document 0000919574-15-002857 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viirt, Inc. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $563,553 Associated Brokers / Dealers N/A CIK Number 0001622587 Filed Document 0001622587-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHFIELDS CAPITAL I LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075385 Filed Document 0001062993-15-001310 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
21 APRIL FUND LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-15-002833 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAHMAN C.P.F. PARTNERS, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187713 Filed Document 0000902664-15-001695 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Fund II, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836048 Filed Document 0000902664-15-001690 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenor International & Commercial Arbitration Fund A, L.P. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635221 Filed Document 0000902664-15-001688 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Sonoco Investment Fund, a series of Mercer Group Trust See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635715 Filed Document 0001635715-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Partners II LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267114 Filed Document 0000902664-15-001710 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gruss Global Investors (Enhanced), L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460108 Filed Document 0000902664-15-001703 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Catalyst Offshore Fund, Ltd. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001466293 Filed Document 0001012975-15-000198 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smartraiser, Inc. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636506 Filed Document 0001636506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Infinity Premier Fund LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407819 Filed Document 0001315863-15-000263 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG ACCESS FUND OFFSHORE SPC Ltd See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539659 Filed Document 0001539659-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criteek Communications, Inc. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001636493 Filed Document 0001636493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Conatus Capital Partners II LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426137 Filed Document 0000902664-15-001676 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fancy Hands, Inc. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $1,253,111 Associated Brokers / Dealers N/A CIK Number 0001536655 Filed Document 0001536655-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WEBSTER CAPITAL III, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised $416,000,000 Associated Brokers / Dealers COLUMBUS ADVISORY GROUP, LTD. CIK Number 0001612449 Filed Document 0001612449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN STREET BANCFUND LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625540 Filed Document 0001625540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShearLink Offshore Partners, Ltd. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571952 Filed Document 0001571952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised $297,153 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-15-000071 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Institutional Funds LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001459976 Filed Document 0000919574-15-002845 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WLR Recovery V Investors, LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0000943663-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORIGIN, LLC See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001582562 Filed Document 0001582562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Brown Advisory Investors 2015 - Carlyle Opportunity II, LLLP See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632712 Filed Document 0001632712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eos Partners, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000927020 Filed Document 0000902664-15-001671 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 24, LP See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601757 Filed Document 0001603366-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AT MLP Fund, LLC See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0000943663-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverpop, Inc. See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $1,162,745 Associated Brokers / Dealers N/A CIK Number 0001636374 Filed Document 0001636374-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEGEA Absolute Return Fund, LLC - Series II See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC, 303 Alternatives, LLC, and 303 Alternatives, LLC CIK Number 0001571653 Filed Document 0001571653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings AC, LLC See All Filings	D	2015-03-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634381 Filed Document 0001634381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yost Partners, L.P. See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489864 Filed Document 0001489864-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KG OFFSHORE FUND LTD See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001461235 Filed Document 0001461235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD GLOBAL THEMATIC EQUITY TRUST See All Filings	D/A	2015-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398748 Filed Document 0001398748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund