Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369742 Filed Document 0000919574-14-002159 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOLOGIC RESOURCE OPPORTUNITIES FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436638 Filed Document 0001601525-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFS Scottsdale Apartments II, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers N/A CIK Number 0001603201 Filed Document 0001603201-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPAG I, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491995 Filed Document 0001169581-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Felicitas Opportunities Fund, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601889 Filed Document 0001144204-14-014053 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LES MIS NY 2014 NY L.P. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001601820 Filed Document 0001601820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Access 20, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Les Miserables Broadway 2014 LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001601512 Filed Document 0001601512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rialto Capital CMBS Fund, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601759 Filed Document 0001601759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 22, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593858 Filed Document 0001593858-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitman High Conviction Fund See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543758 Filed Document 0000950172-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RMA Core Plus RE Fund I-R, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers RBC Wealth Management (division of RBC Capital Markets,LLC) CIK Number 0001599639 Filed Document 0001599639-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LAMPOST BLUE CHIP FUND LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001167172 Filed Document 0001167172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
JAMES RIVER MULTI STRATEGY FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maymont Partners, Inc., James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001130766 Filed Document 0001130766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Beaumont Realty, L.P. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $734,390 Associated Brokers / Dealers N/A CIK Number 0001493873 Filed Document 0001162677-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLENROCK GLOBAL PARTNERS (BVI), INC. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Allocation CIK Number 0001372201 Filed Document 0000919574-14-002135 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allied Energy Investors II, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $10,409,707 Associated Brokers / Dealers N/A CIK Number 0001600003 Filed Document 0001600003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy III DST See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $4,871,587 Associated Brokers / Dealers Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, Rocco A. Cortese, Robert A. Cannon, Warren J. Thomas, Robert N. DeKlotz, Sr., Barry W. LeMay, Robyn H. Lee, Samuel J. Angelo, Jr., John W. Goff, Peter D. Fisher, Dwight K. Kay, Martin H. McFarlin, Patrick R. Conway, Kathleen C. Bennett, Inland Securities Corporation, Troy Thomas, Christopher T. Miller, Christina S. Nielson, John H. Cadwell, Tracy R. Turner, Gerald E. Shaw, Jr., Leslie C. Gosule, and Stacey J. Morimoto CIK Number 0001587853 Filed Document 0001587853-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CETP II CO-INVESTMENT, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458143 Filed Document 0001181431-14-011474 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners II, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372232 Filed Document 0000919574-14-002147 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE HAVEN AGGRESSIVE MUNI L P See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FCE Group Inc. CIK Number 0001357140 Filed Document 0001357140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FISCHER SELECT FUND, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410037 Filed Document 0000919574-14-002142 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTX INC /DE/ See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $21,272,455 Associated Brokers / Dealers N/A CIK Number 0001260990 Filed Document 0001570934-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
DIH SHADOWLAKE LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $17,176,667 Associated Brokers / Dealers N/A CIK Number 0001601589 Filed Document 0001601589-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AngelList-NYBX-Fund, a series of AngelList-BD-Funds, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $345,035 Associated Brokers / Dealers N/A CIK Number 0001601890 Filed Document 0001601890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDI PROPERTIES, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545957 Filed Document 0001545957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Arch Biopartners Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001600660 Filed Document 0001600660-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cardinal Energy Group, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001408351 Filed Document 0001493152-14-000655 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
ZOOVE CORP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001339686 Filed Document 0001339686-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COFFEE CAN FUND LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218454 Filed Document 0001218454-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
HARBOUR HOLDINGS LTD. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED CIK Number 0001124725 Filed Document 0001124725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Newbury Equity Partners III-A L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,025,000,000 Associated Brokers / Dealers N/A CIK Number 0001600382 Filed Document 0001600382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
North American Shale Energy Fund, LP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601633 Filed Document 0001601633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mellon Offshore AlphaAccess Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319336 Filed Document 0000902664-14-001547 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN STREET MULTI STRATEGY FUND LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001193246 Filed Document 0001193246-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001093762 Filed Document 0000902664-14-001542 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hightower Securities, LLC CIK Number 0001410036 Filed Document 0000919574-14-002108 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. MORGAN MULTI-STRATEGY FUND, LTD. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460045 Filed Document 0001161000-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PAG Asia Loan II Feeder Fund L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601411 Filed Document 0001140361-14-012073 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., Raymond James Financial Services, Inc., Freestone Securities, LLC, HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, Morgan Stanley & Co. LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001278834 Filed Document 0000919574-14-002103 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITAL THERAPIES INC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $13,928,129 Associated Brokers / Dealers N/A CIK Number 0001280776 Filed Document 0001280776-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Market Advantage, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497585 Filed Document 0000902664-14-001561 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permit Capital Equity Fund LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304584 Filed Document 0001192482-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle High Yield Fund, LP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601749 Filed Document 0000947871-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ocean Investments LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415373 Filed Document 0001415373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-14-002110 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIT CAPITAL TELECOM LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216461 Filed Document 0001192482-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Credit Opportunities Fund, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458160 Filed Document 0000919574-14-002088 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeromics, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001601320 Filed Document 0001601320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 1, LLC, Series M See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $49,000 Associated Brokers / Dealers N/A CIK Number 0001601663 Filed Document 0001601663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity