Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2025-10-17 09:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, Rockefeller Financial LLC, and Arkadios Capital CIK Number 0001503462 Filed Document 0000919574-25-006147 Exclusions or Exemptions 506b Accepted Date 2025-10-17 09:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2024-10-18 09:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-24-005924 Exclusions or Exemptions 506b Accepted Date 2024-10-18 09:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2023-10-20 09:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-23-005735 Exclusions or Exemptions 506b Accepted Date 2023-10-20 09:47:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2022-10-21 09:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-22-006034 Exclusions or Exemptions 506b Accepted Date 2022-10-21 09:41:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2021-10-22 09:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-21-006407 Exclusions or Exemptions 506b Accepted Date 2021-10-22 09:25:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2020-10-23 09:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-20-006495 Exclusions or Exemptions 506b Accepted Date 2020-10-23 09:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2019-10-25 09:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001503462 Filed Document 0000919574-19-006540 Exclusions or Exemptions 506b Accepted Date 2019-10-25 09:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2018-10-26 11:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, and FDX Capital LLC CIK Number 0001503462 Filed Document 0000919574-18-006821 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2017-10-26 13:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Wells Fargo Advisors, LLC, Morgan Stanley & Co. LLC, and RBC CAPITAL MARKETS, LLC CIK Number 0001503462 Filed Document 0000919574-17-007456 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2017-02-23 15:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-17-002236 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-16-011365 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-15-002660 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-14-002110 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001503462 Filed Document 0000919574-13-005799 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund