Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pine River Asia Fund Ltd See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450968 Filed Document 0001450969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloSys Corp See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001406794-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001471591 Filed Document 0001315863-14-000479 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roaring Fork Fund, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575396 Filed Document 0001315863-14-000474 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaunchTime Alpha Associates LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $9,999,000 Associated Brokers / Dealers N/A CIK Number 0001616075 Filed Document 0001616075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trove Capital LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572268 Filed Document 0000919574-14-004304 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livonia Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616144 Filed Document 0001616120-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Commodities Segregated Portfolio, a Segregated Portfolio of Lighthouse Strategies Fund SPC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558909 Filed Document 0001558414-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIVULET CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547427 Filed Document 0000919574-14-004311 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Structured Products Domestic Partners, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527118 Filed Document 0001458144-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShoutQ, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615996 Filed Document 0001615996-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lighthouse SRI Global Long/Short Fund Ltd See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Slocum & Associates, Inc. CIK Number 0001573887 Filed Document 0001573887-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Donor Egg Bank USA, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $528,000 Associated Brokers / Dealers N/A CIK Number 0001523194 Filed Document 0001523194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Simmons Equipment Co See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574000 Filed Document 0001574000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Two Creeks Capital Offshore Fund, Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616238 Filed Document 0000902664-14-003421 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J1S Energy, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
US Office Development Program-A, L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615995 Filed Document 0001615994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VBI VACCINES INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $36,356,807 Associated Brokers / Dealers N/A CIK Number 0000704159 Filed Document 0001437749-14-014801 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-14-000351 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SalesLoft, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PaxVax, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $35,479,182 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbank Resources Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001570895 Filed Document 0001176256-14-000335 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Impala Select Fund Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555849 Filed Document 0001140361-14-031463 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arsanis, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001501697 Filed Document 0001501697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195825 Filed Document 0000902664-14-003382 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Point Medical Inc See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001616322 Filed Document 0001607062-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Lynnwood Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616146 Filed Document 0001616120-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Truck Capital Partners LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557452 Filed Document 0000919574-14-004303 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UniRisX, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001467494 Filed Document 0001209191-14-051462 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Commodities Series, a Series of Lighthouse Strategies Fund, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558887 Filed Document 0001558414-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OZ Credit Opportunities Overseas Institutional Fund, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570896 Filed Document 0001458144-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVULET CAPITAL PARTNERS, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edgeline Capital, LLC CIK Number 0001547428 Filed Document 0000919574-14-004310 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUDIOEYE INC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $4,280,501 Associated Brokers / Dealers BTIG LLC CIK Number 0001362190 Filed Document 0001250853-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001471587 Filed Document 0001315863-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gladious Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616304 Filed Document 0001616304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Leadcloud, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001615638 Filed Document 0001615638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VBI VACCINES INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0000704159 Filed Document 0001437749-14-014800 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Artivest Holdings, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584583 Filed Document 0001584583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OZ Asia Overseas Institutional Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458103 Filed Document 0001458144-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCM Core Opportunities Fund LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615809 Filed Document 0001615809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
July Systems Inc See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,250,323 Associated Brokers / Dealers N/A CIK Number 0001348825 Filed Document 0001348825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revv Media LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616116 Filed Document 0001616116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARNIVAL BAY HOLDINGS, INC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616283 Filed Document 0001213900-14-005589 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Highbridge Principal Strategies - GIM, L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616343 Filed Document 0001140361-14-031645 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ash Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616135 Filed Document 0001616120-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gliacure, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001543496 Filed Document 0001543496-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EF VC2, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,240,500 Associated Brokers / Dealers N/A CIK Number 0001616108 Filed Document 0001616108-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,302,400 Associated Brokers / Dealers Wunderlich Securities, Inc CIK Number 0001135657 Filed Document 0001493152-14-002415 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caxton Global Investments USA LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0000895345-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund