Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MARBLEGATE SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458067 Filed Document 0001181431-14-028783 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Leveraged, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337382 Filed Document 0000902664-14-003381 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arnegard Lakeview Estates LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616119 Filed Document 0001616119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Henderson AlphaGen Octanis SP, a Segregated Portfolio of LGMA SPC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, Atlantic Trust Company, Certitude Global Investments Limited, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001541002 Filed Document 0001541002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $545,710 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OZ ELS Domestic Partners, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527117 Filed Document 0001458144-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001460513 Filed Document 0001315863-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Partners Fund IV, LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001615081 Filed Document 0001615081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Sterling Resources Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $32,142,200 Associated Brokers / Dealers N/A CIK Number 0001462411 Filed Document 0001462411-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Co-Investors VIII (A), L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593853 Filed Document 0000950142-14-001703 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Alliance Group, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001616303 Filed Document 0001616303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Affordable Housing Community Fund 5, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616151 Filed Document 0001616151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
ADATAO, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $13,452,377 Associated Brokers / Dealers N/A CIK Number 0001615541 Filed Document 0001615541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StreetShares, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities L.L.C. CIK Number 0001415522 Filed Document 0001415522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portland Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616174 Filed Document 0001616120-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $16,467,084 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001615928-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BroadRiver TRF I, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569025 Filed Document 0001569025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice CITR See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616062 Filed Document 0001616062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Morgan Stanley Blackstone Energy Partners II Offshore Feeder Fund LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001616255 Filed Document 0001140361-14-031442 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoDiscovery Group, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001613453 Filed Document 0001615978-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PRIME Capital Wealth, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001616088 Filed Document 0001616088-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,830 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000039 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
VBOX, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers CEDAR POINT CAPITAL, LLC CIK Number 0001519243 Filed Document 0001519243-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OMNI WATER SOLUTIONS, INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001522208 Filed Document 0001209191-14-051300 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Impala Select Fund LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555837 Filed Document 0001140361-14-031461 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-14-003380 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Springs Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities CIK Number 0001616136 Filed Document 0001616120-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Erlanger South, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Fourth Dimension Real Estate, Inc CIK Number 0001616337 Filed Document 0001616337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIDE POINT PARTNERS, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554286 Filed Document 0000919574-14-004302 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-14-031466 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beze Ventures, Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001518565 Filed Document 0001518565-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458069 Filed Document 0001181431-14-028784 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-14-004286 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging (Free) Markets Country Fund See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001467835 Filed Document 0001610908-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Episteme Global Equity, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580659 Filed Document 0001614745-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Fund, Ltd. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001428497 Filed Document 0001371836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mont Pelerin Fund, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336193 Filed Document 0001209191-14-051332 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Fund VI Blocker II, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001616162 Filed Document 0001616162-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avizor Capital Partners, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572221 Filed Document 0001572221-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dial Lenexa, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001607656 Filed Document 0001607656-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $Not Applicable Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,820 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000038 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
AIM-Transomic-2014 LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $524,824 Associated Brokers / Dealers N/A CIK Number 0001615637 Filed Document 0001615637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Sevenrooms Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001615716 Filed Document 0001615716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EDGE VELOCITY Corp See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001615315 Filed Document 0001615315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Pocket Teller, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001616313 Filed Document 0001616313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Verbify, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $12,828,992 Associated Brokers / Dealers N/A CIK Number 0001615235 Filed Document 0001615235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Oil & Gas Partnership Series I See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615523 Filed Document 0001553350-14-000874 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Mavenhaus Collective, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001615758 Filed Document 0001615758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity