|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sound Securities, LLC, Channel Capital, Jeffrey Marcus, Esq., Richard J. Augustus, Geneva Capital Partners SA, Merrill Lynch, Pierce, Fenner & Smith Inc., Securevest Financial Group, Direct Access Partners LLC, Matrix Capital Group, Inc., and North South Capital LLC
- CIK Number
- 0001311601
- Filed Document
- 0001311601-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075382
- Filed Document
- 0000902664-14-001739
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543384
- Filed Document
- 0001315863-14-000175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483343
- Filed Document
- 0001483343-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563947
- Filed Document
- 0001140361-14-012296
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001460073
- Filed Document
- 0001460073-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494515
- Filed Document
- 0001494515-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460381
- Filed Document
- 0000902664-14-001741
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel McDonough
- CIK Number
- 0001341633
- Filed Document
- 0001341633-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Babson Capital Securities LLC
- CIK Number
- 0001515694
- Filed Document
- 0001571888-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525789
- Filed Document
- 0001525789-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429811
- Filed Document
- 0001460137-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $3,500,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593480
- Filed Document
- 0001593480-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001020623
- Filed Document
- 0001012975-14-000159
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Gentry Securities LLC
- CIK Number
- 0001599801
- Filed Document
- 0001140361-14-012335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Gentry Securities LLC
- CIK Number
- 0001601415
- Filed Document
- 0001140361-14-012397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $26,636,324
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001396555
- Filed Document
- 0001396555-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602361
- Filed Document
- 0001602361-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459688
- Filed Document
- 0000919574-14-002220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379444
- Filed Document
- 0001379444-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001394372
- Filed Document
- 0001394372-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001219162
- Filed Document
- 0001219162-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572415
- Filed Document
- 0001315663-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001049887
- Filed Document
- 0001012975-14-000161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602278
- Filed Document
- 0001461859-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320688
- Filed Document
- 0001507943-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $38,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602241
- Filed Document
- 0001602284-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379739
- Filed Document
- 0001526359-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $2,720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602323
- Filed Document
- 0001602323-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602328
- Filed Document
- 0001602328-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AMD Capital, LLC and Morgan Keegan & Company Inc.
- CIK Number
- 0000932564
- Filed Document
- 0001526359-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000898703
- Filed Document
- 0000898703-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $6,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602183
- Filed Document
- 0001602183-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $391,730
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001245104
- Filed Document
- 0001245104-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001390243
- Filed Document
- 0001390243-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deer Isle Capital, LLC and Alternative Asset Investment Management Securities, LLC
- CIK Number
- 0001067402
- Filed Document
- 0000919574-14-002218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamersley Partners LLC and Eaton Vance Distributors, Inc.
- CIK Number
- 0001520746
- Filed Document
- 0001520746-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001056733
- Filed Document
- 0001056733-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572253
- Filed Document
- 0001572253-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group
- CIK Number
- 0001338697
- Filed Document
- 0000902664-14-001722
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $13,793,750
- Associated Brokers / Dealers
- Corporate Development Capital, LLC
- CIK Number
- 0001554762
- Filed Document
- 0001554762-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $32,022,812
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600000
- Filed Document
- 0001600000-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001448804
- Filed Document
- 0001013594-14-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $2,311,514
- Associated Brokers / Dealers
- Cormark Securities Inc., Cormark Securities Inc., and Wolverton Securities Ltd.
- CIK Number
- 0001464772
- Filed Document
- 0001140361-14-012563
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543330
- Filed Document
- 0000902664-14-001765
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075665
- Filed Document
- 0001062993-14-001264
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370686
- Filed Document
- 0001012975-14-000166
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001212806
- Filed Document
- 0001212806-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AMD Capital, LLC and Morgan Keegan & Company Inc.
- CIK Number
- 0000871518
- Filed Document
- 0001526359-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-12 00:00:00 UTC |
- Amount To Be Raised
- $3,559,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524140
- Filed Document
- 0001524140-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|