Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Paradigm Credit Corp See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Point Medical Building L.L.C. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616438 Filed Document 0001376474-14-000283 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
GarMark SBIC Fund, L.P. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001616045 Filed Document 0001192482-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALESFORCE COM INC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $392,133,512 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001108524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redstart Renovation 100 LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001616209 Filed Document 0001616208-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL 15 Offshore Fund Ltd. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616043 Filed Document 0001616043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Core Plus Full Discretion Trust See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591269 Filed Document 0001591269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ENDONOVO THERAPEUTICS, INC. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001528172-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stellus Capital Energy Opportunities Fund, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582942 Filed Document 0001582959-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-B LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $8,035,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 20, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001614956 Filed Document 0001616384-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Ace Metrix, Inc. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $12,044,491 Associated Brokers / Dealers N/A CIK Number 0001477031 Filed Document 0001477031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BE Capital Management Fund LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554047 Filed Document 0001554047-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMSignal Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $9,049,969 Associated Brokers / Dealers N/A CIK Number 0001616001 Filed Document 0001616001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001510171 Filed Document 0001510171-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
123 Companies, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616207 Filed Document 0001616207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Storelli Sports LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Wealth Forge, LLC CIK Number 0001616411 Filed Document 0001515971-14-000351 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
137 Avenue C LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611821 Filed Document 0001611821-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Soroban Opportunities Fund LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFIFLEX INC. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers None CIK Number 0001616378 Filed Document 0001616378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AlternativeFocus HBK Fund II L.P. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001567960 Filed Document 0001567960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiquidSpace, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $19,999,997 Associated Brokers / Dealers N/A CIK Number 0001508315 Filed Document 0001140361-14-031796 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHA TITANS LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MidAmerica Finanical Services, Inc. CIK Number 0001423611 Filed Document 0001423611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5i Sciences, Inc. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $2,955,000 Associated Brokers / Dealers LUCID GROUP, LLC CIK Number 0001591087 Filed Document 0001615928-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RMPP II, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001608194 Filed Document 0001608194-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
m2M Strategies, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001616396 Filed Document 0001616396-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FFP Lending Allocation, LLC See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001467347 Filed Document 0001467347-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Debt
CSRA MOB Portfolio I, DST See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $18,662,000 Associated Brokers / Dealers N/A CIK Number 0001615349 Filed Document 0001615349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Classic Lamp Parts, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Not Applicable CIK Number 0001616433 Filed Document 0001616433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CENTRAL RESOURCES CORP. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $21,657 Associated Brokers / Dealers N/A CIK Number 0001476594 Filed Document 0001183740-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SIMBA ENERGY INC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $4,720,171 Associated Brokers / Dealers N/A CIK Number 0001613144 Filed Document 0001613144-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Spearhead Insurance Solutions IDF, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001616070 Filed Document 0001616070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RDG Capital Offshore Fund Ltd. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001615825 Filed Document 0000919574-14-004321 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmapros, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616902 Filed Document 0001616902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RCP Fund IX, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Krave Pure Foods, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001523995 Filed Document 0001523995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DICTUM HEALTH, INC. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616436 Filed Document 0001140361-14-031827 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appuri, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001616240 Filed Document 0001616240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CORNERSTONE FINANCE Co See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089560 Filed Document 0001089560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
PSC Credit Opportunities II (USD) Feeder, LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001612501 Filed Document 0001181431-14-028809 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Landscape Illiquid Fund II, LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001614681 Filed Document 0001614681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROUND TABLE INTEREST RATE FUND, LTD See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425703 Filed Document 0000902664-14-003405 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmony VIII, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615768 Filed Document 0001140361-14-031877 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Growstone, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542430 Filed Document 0001542430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568923-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Poplar Point Investors, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001615143 Filed Document 0001140361-14-031644 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
78 4th Avenue LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614235 Filed Document 0001614235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Capital Energy Fund I, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582959 Filed Document 0001582959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity