Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
F&O Chicago LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,570,000 Associated Brokers / Dealers N/A CIK Number 0001588322 Filed Document 0001588322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Terrier Partners LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394362 Filed Document 0001518034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hempstead CLO LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $431,700,000 Associated Brokers / Dealers N/A CIK Number 0001601153 Filed Document 0001601133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTURE ALTERNATIVE FUND, LTD. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278978 Filed Document 0001398344-14-001555 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NS Capital Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001376269 Filed Document 0000902664-14-001629 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOTAME SOLUTIONS INC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $14,983,422 Associated Brokers / Dealers N/A CIK Number 0001444515 Filed Document 0001444515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Loci Controls, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001601611 Filed Document 0001601611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J1S Energy, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $332,500 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MSD Energy Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Agave Partners Holdings CIK Number 0001514057 Filed Document 0000902664-14-001636 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermill-TPG Partners, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $16,000,100 Associated Brokers / Dealers N/A CIK Number 0001601908 Filed Document 0001601908-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Arcadia SPC on behalf of Victory Arcadia Fund See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460001 Filed Document 0001460001-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ZEPHYR AURORA FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blakely Chapman Page and Paul Weissman CIK Number 0001257822 Filed Document 0001172661-14-000765 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Atlantic Trust Opportunity Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531467 Filed Document 0000943663-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLANTIC TRUST DIVERSIFIED STRATEGIES FUND LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0000943663-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forge Investment Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001601980 Filed Document 0001601980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Institutional Small Cap Fund LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001389071 Filed Document 0001599462-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LynLake Brewery, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001601875 Filed Document 0001601875-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Sterling Energy Diversified Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602156 Filed Document 0001602156-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Butte Energy LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001601941 Filed Document 0001601941-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Blue Clay Capital Partners CO II LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001601129 Filed Document 0000919574-14-002196 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf CLO Credit Fund I LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543948 Filed Document 0001543951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMA Pan Asia Fund I, L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571875 Filed Document 0001507943-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allerion Investment Partners, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487403 Filed Document 0001487403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tamiami Angel Fund II, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001602519 Filed Document 0001602519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Audax Credit Strategies (SCS), LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602199 Filed Document 0001140361-14-011892 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Shore Riva Investment III, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $13,075,000 Associated Brokers / Dealers N/A CIK Number 0001602054 Filed Document 0000919574-14-002191 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazi Bites, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601047 Filed Document 0001601047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Energy Capital Investors Fund II, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0000943663-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wabash/Harvest Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459930 Filed Document 0000902664-14-001631 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR Inc. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Buffalo Spirits, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541646 Filed Document 0001541646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Campus Investors FSU, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,295,790 Associated Brokers / Dealers N/A CIK Number 0001602182 Filed Document 0001602182-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences Medical Co LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559440 Filed Document 0000898432-14-000425 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BreezyPrint Corp See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $3,285,361 Associated Brokers / Dealers N/A CIK Number 0001602139 Filed Document 0001602139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore Riva Investment, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001602060 Filed Document 0000919574-14-002189 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Traffic Solutions, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,000,010 Associated Brokers / Dealers N/A CIK Number 0001535400 Filed Document 0001535400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QUINTIUM FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001173605 Filed Document 0001173605-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levcap Alternative Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LCS Securities, L.L.C., Capital Growth Securities LLC, and Pickwick Capital Partners, LLC CIK Number 0001474048 Filed Document 0000902664-14-001630 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391852 Filed Document 0001393725-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVEN LOCKS FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001460176 Filed Document 0001460176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRM Capital Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001569859 Filed Document 0001569859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alpine Lake Partners, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOCH INDUSTRIES INC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $21,493,420 Associated Brokers / Dealers N/A CIK Number 0000923338 Filed Document 0000923338-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GroundMetrics, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538878 Filed Document 0001538878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RICHARDSON FUND A LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388894 Filed Document 0001507943-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Collins/I-25 Interchange Corner, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571807 Filed Document 0001571807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Watermill-TPG Holdings Corp. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001602373 Filed Document 0001602373-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity