|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571428
- Filed Document
- 0001602160-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001602144
- Filed Document
- 0001602144-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557269
- Filed Document
- 0001557269-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000823845
- Filed Document
- 0001315863-14-000165
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571266
- Filed Document
- 0001562555-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $4,428,027
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601826
- Filed Document
- 0001601826-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BTIG
- CIK Number
- 0001534802
- Filed Document
- 0001529206-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601631
- Filed Document
- 0001601631-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001202644
- Filed Document
- 0000943663-14-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001189739
- Filed Document
- 0000902664-14-001628
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- All Party System Co.
- CIK Number
- 0001592929
- Filed Document
- 0001592929-14-000018
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226619
- Filed Document
- 0001226619-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602018
- Filed Document
- 0001601133-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable and Not applicable
- CIK Number
- 0001584485
- Filed Document
- 0001181431-14-012284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $635,084
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602842
- Filed Document
- 0001140361-14-013126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433840
- Filed Document
- 0001507943-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $4,999,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001267384
- Filed Document
- 0001172661-14-000764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515345
- Filed Document
- 0000943663-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001382018
- Filed Document
- 0000902664-14-001623
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415618
- Filed Document
- 0000919574-14-002188
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531213
- Filed Document
- 0000943663-14-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001214692
- Filed Document
- 0001214692-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460179
- Filed Document
- 0001546927-14-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- COMMONFUND SECURITIES, INC.
- CIK Number
- 0001357053
- Filed Document
- 0001599462-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $10,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602055
- Filed Document
- 0000919574-14-002190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RiverRock Securities, LLC, Timothy Haluszczak, and Patrick Capital Markets, LLC
- CIK Number
- 0001601594
- Filed Document
- 0001601594-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $700,425
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537182
- Filed Document
- 0001537182-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504489
- Filed Document
- 0001504489-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC and Barclays Capital Inc.
- CIK Number
- 0001396858
- Filed Document
- 0001297765-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust
See All Filings
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592345
- Filed Document
- 0001393725-14-000017
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001056227
- Filed Document
- 0001056227-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508908
- Filed Document
- 0001508908-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001470252
- Filed Document
- 0000902664-14-001627
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,990,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588290
- Filed Document
- 0001588290-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Advance Equities Inc., Conservative Asset Management Inc., Argentus Securities LLC (formerly Summitt), and Equus Financial Consulting LLC
- CIK Number
- 0001493418
- Filed Document
- 0001315863-14-000164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Advance Equities Inc., Conservative Asset Management Inc., Argentus Securities LLC (formerly Summitt), and Equus Financial Consulting LLC
- CIK Number
- 0001493418
- Filed Document
- 0001315863-14-000169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534803
- Filed Document
- 0001529206-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543661
- Filed Document
- 0000919574-14-002187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570764
- Filed Document
- 0001570764-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580408
- Filed Document
- 0000943663-14-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504700
- Filed Document
- 0001504700-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $930,616
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602842
- Filed Document
- 0001140361-14-013125
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $101,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601982
- Filed Document
- 0001602160-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001162736
- Filed Document
- 0001162736-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529113
- Filed Document
- 0001529113-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432122
- Filed Document
- 0000926877-14-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296490
- Filed Document
- 0001398344-14-001553
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530887
- Filed Document
- 0000943663-14-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601844
- Filed Document
- 0001601844-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515343
- Filed Document
- 0000943663-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|