Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BBH Wealth Strategies Unit Trust - Coatue Sub-Trust See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581662 Filed Document 0001581662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G2 Investment Partners LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472168 Filed Document 0000919574-14-004349 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Group Care Technologies, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615953 Filed Document 0001615953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Waypoint Port St Lucie Investors, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001615573 Filed Document 0001615573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Yext, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,250,006 Associated Brokers / Dealers N/A CIK Number 0001614178 Filed Document 0000905718-14-000509 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lone Juniper, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114553 Filed Document 0000902664-14-003461 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ticket Evolution Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $722,498 Associated Brokers / Dealers N/A CIK Number 0001572344 Filed Document 0001572344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Storeport Retail Services, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001578070 Filed Document 0001578070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WESTAIM CORP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108828 Filed Document 0001108828-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Return Partners, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615980 Filed Document 0000935836-14-000471 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-LDD Executives, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,915,000 Associated Brokers / Dealers N/A CIK Number 0001616470 Filed Document 0001616470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616129 Filed Document 0001140361-14-032127 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHORAGE SHORT CREDIT FUND LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387082 Filed Document 0001387082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALMADEN MINERALS LTD See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,572,000 Associated Brokers / Dealers N/A CIK Number 0001015647 Filed Document 0001102624-14-001323 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KEMENY 319A, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615227 Filed Document 0001615227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Structured Credit Harvest Fund, LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555231 Filed Document 0001555231-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Medical Holdings, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001083446 Filed Document 0000935836-14-000469 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
STOCKSHIELD, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432398 Filed Document 0001432398-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Packback, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616468 Filed Document 0001616468-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ottawa Capital, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616585 Filed Document 0001616585-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Palo Duro Partnership, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001616542 Filed Document 0001616542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
enosiX, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,749,999 Associated Brokers / Dealers N/A CIK Number 0001616067 Filed Document 0000892251-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Workforce Opportunity Fund I, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001616338 Filed Document 0001616338-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalradian Resources Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $13,949,901 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Canaccord Genuity Corp., Cormark Securities Inc., BMO Nesbitt Burns Inc., Beacon Securities Limited, Dundee Securities Ltd., Jennings Capital Inc., and National Bank Financial Inc. CIK Number 0001499191 Filed Document 0001062993-14-004898 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166138 Filed Document 0001166138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floor64, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,673,504 Associated Brokers / Dealers N/A CIK Number 0001383625 Filed Document 0001383625-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 3, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615335 Filed Document 0001615335-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maple Leaf Discovery I LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390027 Filed Document 0001390027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMAG Diversified Opportunity Fund, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492955 Filed Document 0000905718-14-000511 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRUE FINANCIAL CORP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers William Ernest Burgess III CIK Number 0001019650 Filed Document 0001019650-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Eightyone Labs Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,567,753 Associated Brokers / Dealers N/A CIK Number 0001615714 Filed Document 0001615714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Queenscliff Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527234 Filed Document 0000902664-14-003439 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: ESG Domestic Opportunity Fund LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001583936 Filed Document 0001140361-14-032049 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC INVESTOR FUND A, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001616405 Filed Document 0001616405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
moduleQ, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,042,141 Associated Brokers / Dealers N/A CIK Number 0001616333 Filed Document 0001616333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dahlicious, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Circle Up Network, Inc. CIK Number 0001595324 Filed Document 0001595324-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brigade Structured Credit Fund LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616514 Filed Document 0000919574-14-004381 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revaluate Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001616790 Filed Document 0001616790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Self Health Network Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616270 Filed Document 0001616270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OcuHub LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615766 Filed Document 0001615766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Alpha Partners, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615968 Filed Document 0000935836-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-LDD Investors, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,685,000 Associated Brokers / Dealers N/A CIK Number 0001616469 Filed Document 0001616470-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
My Health Direct, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,649,382 Associated Brokers / Dealers N/A CIK Number 0001479288 Filed Document 0000892712-14-000576 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hydra Platform LLC - Hydra Cell 008 See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616561 Filed Document 0001616561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EverString Innovation Technology See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $11,999,288 Associated Brokers / Dealers N/A CIK Number 0001615969 Filed Document 0001615969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tregaron Opportunity Fund II, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $37,950,000 Associated Brokers / Dealers N/A CIK Number 0001616748 Filed Document 0001616748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Strategies Innovations Ltd See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001598782 Filed Document 0000948830-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Three Corner L/S Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581909 Filed Document 0000902664-14-003441 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melford Special Situations II LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD & CO., LIMITED CIK Number 0001587911 Filed Document 0001587911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 3EB LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $103,500 Associated Brokers / Dealers N/A CIK Number 0001616608 Filed Document 0001616608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund