Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chondrial Therapeutics, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603367 Filed Document 0001603367-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
InfoBionic, Inc. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $15,624,060 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-14-003438 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Search Fund Partners 6, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615740 Filed Document 0001615740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GHD INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,228,036 Associated Brokers / Dealers N/A CIK Number 0001026823 Filed Document 0001026823-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PAREF V Secondaries Feeder, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001616509 Filed Document 0000902664-14-003452 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SRA III LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001616226 Filed Document 0001616226-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Celebrate Everywhere, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers None CIK Number 0001539570 Filed Document 0001539570-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Visuality Corporation, S.L. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616015 Filed Document 0001616015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
SARINA Capital, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615544 Filed Document 0001615544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS US Residential Strategies Parallel Fund II LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001616482 Filed Document 0000947871-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT WARREN OPPORTUNITIES FUND, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616130 Filed Document 0001140361-14-032125 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PokitDok, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MR Investment Fund I LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616444 Filed Document 0000935836-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRICKELL BIOTECH, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001497233 Filed Document 0001497233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WOBF Holdings 1, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001616111 Filed Document 0001616111-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Distillery Company, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600790 Filed Document 0001015325-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Corner Offshore L/S Fund Ltd. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581924 Filed Document 0000902664-14-003440 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bannockburn Global Forex LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001509948 Filed Document 0001509948-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CARMEL VENTURES IV PRINCIPALS FUND, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616642 Filed Document 0001616642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDD Holdings, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001616494 Filed Document 0001616470-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
3130 BRIGHTON 7TH STREET, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607241 Filed Document 0001607241-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Anandar Event Opportunities Master Fund Ltd. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616484 Filed Document 0000919574-14-004354 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMS Managed Portfolios LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001125100 Filed Document 0001140361-14-032048 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esposito Strategic Lending Fund, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543088 Filed Document 0001543088-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTER ELECTRIC VENTURES, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616198 Filed Document 0001616198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMAC FUND II, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616547 Filed Document 0000919574-14-004347 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brittany Burlington LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001615715 Filed Document 0001512926-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Teardroppers, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001615780 Filed Document 0001019687-15-003091 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bridgeport Surgery Center, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613905 Filed Document 0001613905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
KLONDEX MINES LTD See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $412,504 Associated Brokers / Dealers N/A CIK Number 0001311605 Filed Document 0001140361-14-032302 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Orange Capital LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001616192 Filed Document 0001140361-14-032078 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nu Pagamentos S.A. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $14,300,987 Associated Brokers / Dealers N/A CIK Number 0001580059 Filed Document 0001580059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
OrthoDiscovery Group, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001613453 Filed Document 0001615978-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Windsor Circle, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $6,250,007 Associated Brokers / Dealers N/A CIK Number 0001519034 Filed Document 0001519034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0000898432-14-001040 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrado Technologies, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,516,511 Associated Brokers / Dealers N/A CIK Number 0001616604 Filed Document 0001616604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westaim HIIG Limited Partnership See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616505 Filed Document 0001616505-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silk Road Medical Inc See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001397702 Filed Document 0001397702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Echinus Partners, Ltd. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001556468-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN MISSOURI BANCORP INC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $12,331,085 Associated Brokers / Dealers N/A CIK Number 0000916907 Filed Document 0000927089-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Union Hills Memory Care, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001614659 Filed Document 0001614659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RRCM Onshore I, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001200418 Filed Document 0001200418-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRV-BLI LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001616012 Filed Document 0001616012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehenge Capital Fund Nevada II, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers None CIK Number 0001616476 Filed Document 0001616476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Flashback Technologies, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clean Methane Systems LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $100,030 Associated Brokers / Dealers N/A CIK Number 0001616339 Filed Document 0001616339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Baker Brothers Life Sciences LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001363364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BedMar Inflection Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572479 Filed Document 0000919574-14-004346 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKLEY CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514382 Filed Document 0001514382-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity