Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lolli & Pops, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,772,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001551377-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $133,734,641 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RHV Capital, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001579295 Filed Document 0001579295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Stowaway Cosmetics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001616513 Filed Document 0000905718-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Senior Secured Direct Loan Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $139,700,000 Associated Brokers / Dealers du Pasqiuer & Co., Inc. and Shoreline Global Investments Inc. CIK Number 0001580474 Filed Document 0001580474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
34TH S&S LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001614932 Filed Document 0001614932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Dallas Spring Hill Venture, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616556 Filed Document 0001616556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-003610 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goldwater Reserves, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Goldwater Reserves, LLC CIK Number 0001616324 Filed Document 0001062993-14-005038 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ADAGIO MEDICAL, INC. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,004 Associated Brokers / Dealers N/A CIK Number 0001573223 Filed Document 0001378866-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPG Technologies, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $100,002 Associated Brokers / Dealers N/A CIK Number 0001473056 Filed Document 0001171520-14-000591 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CYRACOM INTERNATIONAL INC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,352,000 Associated Brokers / Dealers N/A CIK Number 0001058962 Filed Document 0001058962-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Blab, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,200 Associated Brokers / Dealers N/A CIK Number 0001551838 Filed Document 0001551838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BR GTR ORANGE PARK INVESTMENT, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0001616699 Filed Document 0001616699-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LED Technologies Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,204,923 Associated Brokers / Dealers N/A CIK Number 0001605792 Filed Document 0001171520-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Canyon JV Fund I LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers J. R. Broadbent, Orchard Securities, LLC, and DFPG Investments, Inc. CIK Number 0001616752 Filed Document 0001616752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bitglass, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $26,030,001 Associated Brokers / Dealers N/A CIK Number 0001570707 Filed Document 0001570707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stowaway Cosmetics, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001616513 Filed Document 0000905718-14-000543 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dev-Lock Systems, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RIVULET CAPITAL PARTNERS, LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547428 Filed Document 0000919574-14-004732 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Global LNG, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $95,000,010 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Height Securities, LLC CIK Number 0001616665 Filed Document 0001140361-14-032589 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Aseko Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Portilla Joint Venture See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001616794 Filed Document 0001616794-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
RED HILL INCOME PARTNERS LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616266 Filed Document 0001616266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Long-Short Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-003607 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRON HOLDINGS, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001491929 Filed Document 0001491929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556024 Filed Document 0000919574-14-004648 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEOSTASIS THERAPEUTICS, INC. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001445283 Filed Document 0001616264-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Mountain Origins Design LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001544121 Filed Document 0001544121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Global Timber Resources Investor Fund, LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616583 Filed Document 0001616583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M11 Motors, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616506 Filed Document 0001616506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TIAA-CREF Global Agriculture II LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616610 Filed Document 0001616610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevance Renewable Sciences, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $38,600,300 Associated Brokers / Dealers N/A CIK Number 0001510100 Filed Document 0001510100-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIM Bancshares, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $19,998,000 Associated Brokers / Dealers N/A CIK Number 0001616398 Filed Document 0001616398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Global Long Alpha Offshore Fund, Ltd. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616592 Filed Document 0000935836-14-000475 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monroe Capital Senior Secured Direct Loan Fund (Unleveraged) LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $232,761,667 Associated Brokers / Dealers du Pasqiuer & Co., Inc. and Shoreline Global Investments Inc. CIK Number 0001580476 Filed Document 0001580476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OutsourceOne, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616142 Filed Document 0001616142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Personal, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486516 Filed Document 0001486516-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
GenoSpace, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616540 Filed Document 0001616540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,900 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000041 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rubicon Partners, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001140492 Filed Document 0000919574-14-004864 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Diversified Fund, Ltd. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582067 Filed Document 0001582067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Ajax Corp. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001614806 Filed Document 0001614806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
EFFECTOR THERAPEUTICS, INC. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $56,983,867 Associated Brokers / Dealers N/A CIK Number 0001577561 Filed Document 0001140361-14-032329 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Styrk Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615243 Filed Document 0001615243-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Texxon Oil Corp See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616464 Filed Document 0001176256-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Spring Valley Apartments LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616599 Filed Document 0001616599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund