Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AngelList-Tist-Fund, a series of AngelList-WC-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $638,002 Associated Brokers / Dealers N/A CIK Number 0001616589 Filed Document 0001616589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohanzick HY Inst Fund I, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528781 Filed Document 0001315863-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AristaMD, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001614691-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAVEN GROUP LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001581949 Filed Document 0001581949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0000945621-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cargomatic, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586878 Filed Document 0001586878-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Yum-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $244,500 Associated Brokers / Dealers N/A CIK Number 0001616598 Filed Document 0001616598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL INTERNATIONAL TRUST See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225676 Filed Document 0001144204-14-050914 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conrex Residential Property REIT, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001596723 Filed Document 0001596723-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $8,077,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WFK Restaurant Group Tulsa, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001616232 Filed Document 0001616232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Best Face Forward, LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001576760 Filed Document 0001576760-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPG PUBLIC EQUITY PARTNERS-A, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615924 Filed Document 0001616524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ospraie Commodity Fund LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001470017 Filed Document 0000902664-14-003571 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Breton Hill Eureka Fund, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James David Yearwood CIK Number 0001528538 Filed Document 0000919574-14-004889 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveny Onshore Fund, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616732 Filed Document 0001616732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Bicycles Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001575248 Filed Document 0000905718-14-000549 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rivercrest Royalties, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $18,150,000 Associated Brokers / Dealers N/A CIK Number 0001602950 Filed Document 0001602950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cohanzick Absolute Return Partners L P See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331908 Filed Document 0001315863-14-000512 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crownbutte Wind Power, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers None CIK Number 0001452583 Filed Document 0001452583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EPA ENDEAVORS, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001616784 Filed Document 0001616784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Argosy Investment Partners V, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001616780 Filed Document 0001192482-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROGGE HEITMAN SHORT DURATION GLOBAL REAL ESTATE BOND FUND See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576723 Filed Document 0001576723-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DisruptiveApps, Inc See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001529880 Filed Document 0001140361-14-033057 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Frck-Fund, a series of AngelList-JB-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $127,500 Associated Brokers / Dealers N/A CIK Number 0001616593 Filed Document 0001616593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDCENTERDISPLAY LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,010,695 Associated Brokers / Dealers N/A CIK Number 0001441973 Filed Document 0001441973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $3,920 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000042 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
GC Atlas Holdings, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $64,363,318 Associated Brokers / Dealers N/A CIK Number 0001616548 Filed Document 0001616548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FJ Capital Long/Short Equity Offshore Fund, Ltd. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589528 Filed Document 0001589528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series E See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584023 Filed Document 0000902664-14-003576 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LION INDUSTRIAL TRUST See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OC 528 Offshore Fund, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584533 Filed Document 0000902664-14-003569 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JMB Capital Partners Offshore, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406150 Filed Document 0000935836-14-000481 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCH LANE ABSOLUTE RETURN I LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Mt Rushmore Securities LLC, Itau Europa Securites Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., Barclays Bank Plc, and Reliance International Investments CIK Number 0001343072 Filed Document 0001315863-14-000517 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG TPEP Co-Invest (KE), L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587198 Filed Document 0001616524-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENLEA LANE CAPITAL PARTNERS LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413048 Filed Document 0001413048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wesquo Residential Real Estate Fund I, LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584444 Filed Document 0001584444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Modern Dental Services, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616989 Filed Document 0001616989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Self Health Network Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616270 Filed Document 0001616270-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CoinTerra, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001586249 Filed Document 0001586249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SBB Research Group Polysight I LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001610812 Filed Document 0001610812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
AngelList-Fora-Fund, a series of AngelList-MaBr-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $257,000 Associated Brokers / Dealers N/A CIK Number 0001616591 Filed Document 0001616591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrimeGen Biotech LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001181431-14-029946 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICEBRG INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615373 Filed Document 0001615373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SENTINEL UNCORRELATED FUND See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263077 Filed Document 0001144204-14-050906 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ospraie Commodity Fund Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498911 Filed Document 0000902664-14-003570 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tolero Pharmaceuticals, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001554907 Filed Document 0001554907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Seed Orchard, L.L.C. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001616709 Filed Document 0001616709-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bullpen Enspire, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $654,647 Associated Brokers / Dealers N/A CIK Number 0001616786 Filed Document 0001616786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund